0001144204-11-029134.txt : 20110513 0001144204-11-029134.hdr.sgml : 20110513 20110513162332 ACCESSION NUMBER: 0001144204-11-029134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICAP FUNDS INC CENTRAL INDEX KEY: 0000932510 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14478 FILM NUMBER: 11841351 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 v222335_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO May 13, 2011 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $612,059 (thousands) List of Other Included Managers: N/A
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 7 DAYS GROUP HLDGS LTD ADR COM 81783J101 469 23107 SH Sole 23107 ABITIBIBOWATER INC COM COM 003687209 5577 207539 SH Sole 207539 ADECOAGRO SA COM L00849106 3405 252407 SH Sole 252407 AFFYMAX INC COM COM 00826a109 2348 400000 SH Sole 400000 ANACOR PHARMA INC COM COM 032420101 2603 376147 SH Sole 376147 ANADARKO PETROLEUM CORP COM 032511107 24576 300000 SH Sole 300000 AVAGO TECHNOLOGIES LTD SHS COM y0486s104 5713 183705 SH Sole 183705 AVID TECHNOLOGY INC COM 05367P100 5856 262618 SH Sole 262618 Allot Communications COM M0854Q105 2776 177278 SH Sole 177278 BABCOCK & WILCOX CO/THE COM 05615F102 3338 100000 SH Sole 100000 BAXTER INTL INC COM COM 071813109 12335 229412 SH Sole 229412 BODY CENTRAL CORP COM 09689U102 3816 164287 SH Sole 164287 BRYN MAWR BANK CORP COM 117665109 841 40895 SH Sole 40895 CARPENTER TECHNOLOGY COM COM 144285103 790 18500 SH Sole 18500 CATERPILLAR INC DEL COM 149123101 13919 125000 SH Sole 125000 CEVA INC COM COM 157210105 401 15000 SH Sole 15000 CHART INDS INC COM PAR $0.01 COM 16115q308 1151 20915 SH Sole 20915 CHENIERE ENERGY INC COM 16411R208 2421 259998 SH Sole 259998 CHINA KANGHUI HLDGS SPONSORED COM 16890v100 319 18208 SH Sole 18208 CITIGROUP INC COM 172967424 11050 2500000 SH Sole 2500000 COMPLETE GENOMICS INC COM COM 20454k104 1566 173470 SH Sole 173470 CONSOL ENERGY INC COM 20854P109 6704 125000 SH Sole 125000 DENDREON CORP COM COM 24823q107 5615 150000 SH Sole 150000 DIGITALGLOBE INC COM 25389m877 12647 451178 SH Sole 451178 DISCOVER FINL SVCS COM COM 254709108 9339 387209 SH Sole 387209 DOMTAR CORP COM 257559203 13767 150000 SH Sole 150000 DRESSER-RAND GROUP INC COM COM 261608103 5362 100000 SH Sole 100000 DYNAMIC MATERIALS CORP COM 267888105 653 23349 SH Sole 23349 EATON CORP COM COM 278058102 18415 332163 SH Sole 332163 ECOLOGY & ENVIRONMENT CL A COM 278878103 221 11500 SH Sole 11500 ENTERGY CORP NEW COM COM 29364g103 16803 250000 SH Sole 250000 EQUITABLE RES INC COM COM 26884l109 8947 179292 SH Sole 179292 ETFS PALLADIUM TRUST COM 26923A106 6332 83283 SH Sole 83283 FEDEX CORP COM COM 31428x106 4677 50000 SH Sole 50000 FORMFACTOR INC COM 346375108 2318 225000 SH Sole 225000 GLOBAL PWR EQPMNT GRP COM PAR COM 37941P306 341 12408 SH Sole 12408 GOLAR LNG LTD COM G9456A100 8313 325000 SH Sole 325000 GOODYEAR TIRE & RUBR COM COM 382550101 13153 878005 SH Sole 878005 H&R BLOCK INC COM 093671105 8370 500000 SH Sole 500000 HANCOCK HLDG CO COM COM 410120109 385 11716 SH Sole 11716 HARRY WINSTON DIAMOND COM COM 41587b100 1198 74064 SH Sole 74064 IHS INC-CLASS A COM 451734107 347 3914 SH Sole 3914 INNOSPEC INC COM 45768S105 8470 265172 SH Sole 265172 IROBOT CORP COM 462726100 274 8322 SH Sole 8322 LAS VEGAS SANDS COM 517834107 16888 400000 SH Sole 400000 LIBERTY GLOBAL INC COM SER A COM 530555101 9065 218908 SH Sole 218908 LIBERTY MEDIA CORP NEW INT COM COM 53071m104 14239 887725 SH Sole 887725 LIBERTY MEDIA CORP NEW LIB STA COM 53071m708 15520 200000 SH Sole 200000 LIBERTY MEDIA HLDG CRP CAP COM COM 53071m302 70546 957596 SH Sole 957596 MARTIN MARIETTA MATLS COM COM 573284106 465 5189 SH Sole 5189 MEASUREMENT SPECIALTIE COM COM 583421102 910 26741 SH Sole 26741 MERGE HEALTHCARE INC COM COM 589499102 170 35000 SH Sole 35000 MERU NETWORKS INC COM COM 59047q103 325 16000 SH Sole 16000 NATIONAL CINEMEDIA COM 635309107 371 19894 SH Sole 19894 NAVISTAR INTL CORP NEW COM COM 63934e108 17426 251344 SH Sole 251344 NORDION INC COM 65563C105 1193 100963 SH Sole 100963 NXP SEMICONDUCTORS N V COM COM N6596X109 9605 320173 SH Sole 320173 ON SEMICONDUCTOR CORP COM COM 682189105 2663 269810 SH Sole 269810 PETROLEO BRASILEIRO SA SPONSOR COM 71654v408 8120 200843 SH Sole 200843 PHILLIPS VAN HEUSEN CP COM COM 718592108 10504 161531 SH Sole 161531 POLYPORE INTL INC COM COM 73179v103 12092 210000 SH Sole 210000 QUALCOMM INCCMN COM 747525103 22248 405762 SH Sole 405762 QUALITY DISTRIBUTION INC COM 74756M102 207 17500 SH Sole 17500 RIGNET INC COM COM 766582100 3318 182526 SH Sole 182526 ROADRUNNER TRANSPORTATION SY COM 76973Q105 188 12500 SH Sole 12500 ROCK-TENN CO CL A COM 772739207 9045 130425 SH Sole 130425 SCHLUMBERGER LTD COM COM 806857108 14754 158200 SH Sole 158200 SEACUBE CONTAINER LEAS SHS COM g79978105 4990 311682 SH Sole 311682 SHANGPHARMA CORP SPONSORED ADR COM 81943P104 260 21500 SH Sole 21500 SINA CORP COM G81477104 10768 100600 SH Sole 100600 SLM CORP COM COM 78442p106 10710 700000 SH Sole 700000 SOLUTIA INC COM NEW COM 834376501 12176 479388 SH Sole 479388 SUN BANCORP INC-NJ COM 86663B102 348 100000 SH Sole 100000 TEAM HEALTH HOLDINGS I COM COM 87817A107 666 38100 SH Sole 38100 TEEKAY TANKERS LTD CL A COM y8565n102 2390 228498 SH Sole 228498 TEMPUR PEDIC INTL INC COM COM 88023u101 577 11394 SH Sole 11394 TENNECO INC COM COM 880349105 8244 194202 SH Sole 194202 TESLA MOTORS INC COM 88160R101 303 10919 SH Sole 10919 TORNIER N V SHS COM n87237108 315 17000 SH Sole 17000 TRIMBLE NAVIGATION LTD COM COM 896239100 1204 23821 SH Sole 23821 Trina Solar Limited COM 89628E104 422 14000 SH Sole 14000 UNITEDHEALTH GROUP INCCMN COM 91324p102 12010 265698 SH Sole 265698 UNIVERSAL DISPLAY CORP COM 91347P105 5504 100000 SH Sole 100000 UQM TECHNOLOGIES INC COM 903213106 30 10000 SH Sole 10000 URS CORP NEW COM COM 903236107 4605 100000 SH Sole 100000 VERIFONE SYS INC COM COM 92342y109 675 12276 SH Sole 12276 WARNER CHILCOTT LTD COM CL A COM g94368100 12619 542058 SH Sole 542058 WILLIAMS PARTNERS L P COM UNIT COM 96950f104 25460 491503 SH Sole 491503