0001140361-13-040827.txt : 20131106 0001140361-13-040827.hdr.sgml : 20131106 20131106112943 ACCESSION NUMBER: 0001140361-13-040827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baring North America LLC CENTRAL INDEX KEY: 0000932463 IRS NUMBER: 042429117 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04544 FILM NUMBER: 131195292 BUSINESS ADDRESS: STREET 1: 470 ATLANTIC AVENUE STREET 2: INDEPENDENCE WHARF CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6179465200 MAIL ADDRESS: STREET 1: 470 ATLANTIC AVENUE STREET 2: INDEPENDENCE WHARF CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: Baring Asset Management LLC DATE OF NAME CHANGE: 20110816 FORMER COMPANY: FORMER CONFORMED NAME: BARING ASSET MANAGEMENT INC /MA/ DATE OF NAME CHANGE: 19990210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000932463 XXXXXXXX 09-30-2013 09-30-2013 Baring North America LLC
470 ATLANTIC AVENUE INDEPENDENCE WHARF BOSTON MA 02210
13F HOLDINGS REPORT 028-04544 Y Baring is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Baring has indicated that they exercise investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Baring and for the limited and exclusive purpose of MassMutual?s compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended.
Traci A. Thelen General Counsel (US) 617-946-5311 /s/ Traci A. Thelen Boston MA 10-30-2013 0 0 0 false
INFORMATION TABLE 2 form13fInfoTable.xml 0 0 0 0 0 SH OTR 0 0 0