0001140361-11-054973.txt : 20111125
0001140361-11-054973.hdr.sgml : 20111124
20111125063610
ACCESSION NUMBER: 0001140361-11-054973
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111125
DATE AS OF CHANGE: 20111125
EFFECTIVENESS DATE: 20111125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baring Asset Management LLC
CENTRAL INDEX KEY: 0000932463
IRS NUMBER: 042429117
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04544
FILM NUMBER: 111226300
BUSINESS ADDRESS:
STREET 1: 470 ATLANTIC AVENUE
STREET 2: INDEPENDENCE WHARF
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 6179465200
MAIL ADDRESS:
STREET 1: 470 ATLANTIC AVENUE
STREET 2: INDEPENDENCE WHARF
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: BARING ASSET MANAGEMENT INC /MA/
DATE OF NAME CHANGE: 19990210
13F-HR
1
form13fhr.txt
BARING ASSET MANAGEMENT 13F-HR 9-30-2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F Form
13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Baring Asset Management LLC
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 150
Form 13F Information Table Value Total: $2,043,265,131.00
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- ----------- ------------------ ---------- -------- --------------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---------
AGCO CORP COM 1084102 3,251,067 94,043 X X SOLE 0 94,043 0 -
AGNICO EAGLE MINE COM 8474108 25,673,907 409,799 X X SOLE 0 392,887 0 16,912
AGNICO EAGLE MINE COM 8474108 3,959,985 66,532 X X SOLE 0 66,532 0 -
AGRIUM INC COM 8916108 18,645,935 279,717 X X SOLE 0 279,717 0 -
AGRIUM INC COM 8916108 14,429,880 206,880 X X SOLE 0 36,771 0 170,109
ALTERA CORP COM 21441100 2,726,652 86,478 X X SOLE 0 86,478 0 -
AMAZON.COM INC COM 23135106 20,639,586 95,452 X X SOLE 0 94,296 0 1,156
AMERICAN TOWER COM 29912201 15,242,778 283,323 X X SOLE 0 276,243 0 7,080
ANADARKO PETROLM COM 32511107 10,972,970 174,036 X X SOLE 0 174,036 0 -
ANDERSONS INC COM 34164103 993,867 29,553 X X SOLE 0 29,553 0 -
ANGLOGOLD ASHANTI ADR 35128206 10,212,156 246,909 X X SOLE 0 99,311 0 147,598
AON CORP COM 37389103 387,307 9,226 X X SOLE 0 - 0 9,226
APPLE INC COM 37833100 37,492,146 98,322 X X SOLE 0 92,890 0 5,432
ARCHER-DANIELS COM 39483102 6,531,009 263,241 X X SOLE 0 253,004 0 10,237
BAIDU INC ADS 56752108 31,677,433 296,300 X X SOLE 0 219,000 0 77,300
BANCO BRADESCO ADR 59460303 15,705,678 1,061,912 X X SOLE 0 981,912 0 80,000
BARRICK GOLD CORP COM 67901108 32,746,339 701,958 X X SOLE 0 695,188 0 6,770
BAXTER INTL COM 71813109 503,071 8,961 X X SOLE 0 - 0 8,961
CBS CORPORATION COM 124857202 9,287,736 455,728 X X SOLE 0 442,025 0 13,703
CF INDUSTRIES COM 125269100 7,573,061 61,375 X X SOLE 0 61,375 0 -
CNOOC ADS 126132109 304,570 1,900 X X SOLE 0 1,900 0 -
CVS CAREMARK COM 126650100 640,125 19,057 X X SOLE 0 5,017 0 14,040
CATERPILLAR INC COM 149123101 15,062,547 203,989 X X SOLE 0 200,147 0 3,842
CHEVRON CORP COM 166764100 67,114,789 724,860 X X SOLE 0 724,860 0 -
CHURCH & DWIGHT COM 171340102 11,888,960 268,981 X X SOLE 0 261,935 0 7,046
COGNIZANT TECH COM 192446102 3,074,118 49,029 X X SOLE 0 49,029 0 -
COLGATE-PALMOLIVE COM 194162103 3,790,182 42,740 X X SOLE 0 42,740 0 -
COMERICA INC COM 200340107 2,231,421 97,145 X X SOLE 0 97,145 0 -
MINAS BUENAVENTRA ADR 204448104 34,313,435 909,206 X X SOLE 0 817,819 0 91,387
CORN PRODUCTS INT COM 219023108 4,496,512 114,590 X X SOLE 0 114,590 0 -
COVANCE INC COM 222816100 660,616 14,535 X X SOLE 0 - 0 14,535
CUMMINS INC COM 231021106 11,281,166 138,148 X X SOLE 0 133,888 0 4,260
DARLING INTL INC COM 237266101 2,996,684 238,021 X X SOLE 0 238,021 0 -
DEERE & CO COM 244199105 13,982,311 216,545 X X SOLE 0 216,545 0 -
DIGITAL REALTY COM 253868103 5,038,479 91,343 X X SOLE 0 91,343 0 -
ECOLAB INC COM 278865100 11,689,258 239,093 X X SOLE 0 234,010 0 5,083
EMERSON ELECTRIC COM 291011104 4,248,651 102,848 X X SOLE 0 102,848 0 -
EXPRESS SCRIPTS COM 302182100 3,712,598 100,151 X X SOLE 0 78,475 0 21,676
FOMENTO ECON MEX ADR 344419106 7,861,888 121,288 X X SOLE 0 121,288 0 -
GILEAD SCIENCES COM 375558103 362,392 9,340 X X SOLE 0 - 0 9,340
HALLIBURTON CO COM 406216101 26,144,622 856,639 X X SOLE 0 834,643 0 21,996
HEALTHSOUTH CORP COM 421924309 2,040,409 136,665 X X SOLE 0 136,665 0 -
HEINZ(HJ) CO COM 423074103 8,990,336 178,097 X X SOLE 0 178,097 0 -
IBERIABANK CORP COM 450828108 2,677,949 56,905 X X SOLE 0 56,905 0 -
INFOSYS LTD ADR 456788108 35,047,759 686,269 X X SOLE 0 537,051 0 149,218
IBM CORP COM 459200101 30,702,975 175,576 X X SOLE 0 172,806 0 2,770
INTL FLAVR & FRAG COM 459506101 14,387,204 255,909 X X SOLE 0 250,475 0 5,434
INTUIT INC COM 461202103 8,181,455 172,459 X X SOLE 0 166,892 0 5,567
ISHARES INC ITR 464286509 211,159 8,284 X X SOLE 0 8,284 0 -
ISHARES TRUST ITR 464287861 445,319 13,973 X X SOLE 0 13,973 0 -
ITAU UNIBANCO HLG ADR 465562106 21,052,632 1,356,484 X X SOLE 0 1,356,484 0 -
JOHNSON & JOHNSON COM 478160104 722,181 11,339 X X SOLE 0 5,206 0 6,133
KELLOGG CO COM 487836108 2,447,591 46,016 X X SOLE 0 46,016 0 -
KINROSS GOLD CO COM 496902404 48,527,027 3,283,290 X X SOLE 0 1,926,266 0 1,357,024
KINROSS GOLD CO COM 496902404 19,491,024 1,251,832 X X SOLE 0 1,251,832 0 -
LEAR CORP COM 521865204 2,590,431 60,383 X X SOLE 0 60,383 0 -
LINDSAY CORP COM 535555106 1,623,146 30,170 X X SOLE 0 30,170 0 -
LOCKHEED MARTIN COM 539830109 555,260 7,644 X X SOLE 0 2,258 0 5,386
MGM RESORTS INTL COM 552953101 230,708 24,834 X X SOLE 0 8,568 0 16,266
MCDONALDS CORP COM 580135101 20,351,407 231,740 X X SOLE 0 227,252 0 4,488
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- ----------- ------------------ ---------- -------- --------------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---------
MECHEL OAO ADR 583840103 40,431,566 3,967,769 X X SOLE 0 3,967,769 0 -
MOBILE TELESYSTEM ADS 607409109 105,789,803 8,600,797 X X SOLE 0 8,476,948 0 123,849
NATIONAL OILWELL COM 637071101 29,920,932 584,165 X X SOLE 0 580,311 0 3,854
NIDEC CORP ADR 654090109 1,673,838 83,400 X X SOLE 0 - 0 83,400
NIPPON TEL & TEL ADR 654624105 671,774 28,049 X X SOLE 0 - 0 28,049
OCCIDENTAL PETRLM COM 674599105 14,721,420 205,894 X X SOLE 0 192,788 0 13,106
PNC FINANCIAL COM 693475105 3,263,185 67,715 X X SOLE 0 67,715 0 -
PEABODY ENERGY COM 704549104 10,486,572 309,521 X X SOLE 0 303,972 0 5,549
PERKINELMER INC COM 714046109 530,830 27,633 X X SOLE 0 - 0 27,633
PFIZER INC COM 717081103 26,830,019 1,517,535 X X SOLE 0 1,496,082 0 21,453
PHILIP MORRIS INT COM 718172109 18,407,840 295,092 X X SOLE 0 290,834 0 4,258
PRECISION CASTPRT COM 740189105 7,646,455 49,186 X X SOLE 0 49,186 0 -
PROCTER & GAMBLE COM 742718109 425,265 6,731 X X SOLE 0 - 0 6,731
QUALCOMM INC COM 747525103 518,882 10,670 X X SOLE 0 - 0 10,670
RANDGOLD RESOURCE ADR 752344309 99,800,048 1,031,845 X X SOLE 0 893,645 0 138,200
SAFEWAY INC COM 786514208 272,765 16,402 X X SOLE 0 - 0 16,402
SCHLUMBERGER LTD COM 806857108 596,404 9,985 X X SOLE 0 - 0 9,985
SILVER WHEATON CO COM 828336107 41,432,312 1,339,118 X X SOLE 0 901,297 0 437,821
SMITHFIELD FOODS COM 832248108 2,030,632 104,135 X X SOLE 0 104,135 0 -
SMUCKER(J.M.)CO COM 832696405 3,601,130 49,405 X X SOLE 0 49,405 0 -
SOC QUIMICA Y MIN ADR 833635105 9,949,261 208,100 X X SOLE 0 208,100 0 -
SOUTHERN CO COM 842587107 4,144,761 97,823 X X SOLE 0 97,823 0 -
STEELCASE INC COM 858155203 -97,597 15,467 X X SOLE 0 15,467 0 -
SUCCESSFACTORS COM 864596101 3,161,630 137,522 X X SOLE 0 130,312 0 7,210
SUNCOR ENERGY INC COM 867224107 13,090,501 509,750 X X SOLE 0 502,701 0 7,049
SUNCOR ENERGY INC COM 867224107 12,041,209 473,318 X X SOLE 0 22,626 0 450,692
SYMANTEC CORP COM 871503108 469,750 28,819 X X SOLE 0 - 0 28,819
TAIWAN SEMICONDUC ADS 874039100 53,696,025 4,697,815 X X SOLE 0 3,601,931 0 1,095,884
TATA MOTORS LTD ADR 876568502 4,493,344 292,155 X X SOLE 0 206,155 0 86,000
TECK COMINCO COM 878742204 9,668,982 325,858 X X SOLE 0 325,858 0 -
TEVA PHARM INDS ADR 881624209 47,080,620 1,264,928 X X SOLE 0 700,770 0 564,158
TYSON FOODS INC COM 902494103 5,332,211 307,155 X X SOLE 0 307,155 0 -
US BANCORP COM 902973304 9,164,004 389,295 X X SOLE 0 376,296 0 12,999
UNILEVER ADR 904767704 2,108,444 67,600 X X SOLE 0 - 0 67,600
UNION PACIFIC COM 907818108 10,995,968 134,639 X X SOLE 0 131,974 0 2,665
UNITED TECHNOLOGY COM 913017109 16,842,988 239,383 X X SOLE 0 235,915 0 3,468
WUXI PHARMATECH ADR 929352102 907,920 78,000 X X SOLE 0 65,500 0 12,500
WAL-MART COM 931142103 555,953 10,712 X X SOLE 0 3,471 0 7,241
WISCONSIN ENERGY COM 976657106 3,955,682 126,420 X X SOLE 0 126,420 0 -
AMERISOURCEBERGEN COM 3.07E+108 12,220,646 327,895 X X SOLE 0 321,283 0 6,612
VALE S.A. ADR 9192E105 17,244,028 756,317 X X SOLE 0 756,317 0 -
TARGET CORP COM 87612E106 8,571,358 174,783 X X SOLE 0 169,611 0 5,172
TOTAL SA ADR 89151E109 1,680,616 38,309 X X SOLE 0 - 0 38,309
VALE S.A. ADR 91912E204 141,277,416 6,727,496 X X SOLE 0 5,639,393 0 1,088,103
AT&T INC COM 00206R102 388,499 13,622 X X SOLE 0 - 0 13,622
ACTIVISION BLIZZ COM 00507V109 366,556 30,803 X X SOLE 0 - 0 30,803
ADTRAN INC COM 00738A106 2,054,117 77,631 X X SOLE 0 77,631 0 -
AGILENT TECHS COM 00846U101 9,465,189 302,886 X X SOLE 0 296,314 0 6,572
ALTRIA GROUP COM 02209S103 876,285 32,685 X X SOLE 0 - 0 32,685
AMERICA MOVIL SA ADR 02364W105 133,935,315 6,065,911 X X SOLE 0 5,117,771 0 948,140
AQUA AMERICA INC COM 03836W103 8,927,931 413,905 X X SOLE 0 400,193 0 13,712
BRF-BRASIL FOODS ADR 10552T107 37,289,816 2,127,200 X X SOLE 0 1,667,400 0 459,800
CTC MEDIA INC COM 12642X106 1,149,141 129,117 X X SOLE 0 129,117 0 -
CA INC COM 12673P105 447,478 23,054 X X SOLE 0 - 0 23,054
CENTERPOINT ENRGY COM 15189T107 592,622 30,205 X X SOLE 0 - 0 30,205
CLIFFS NATURAL COM 18683K101 5,627,267 109,972 X X SOLE 0 109,972 0 -
SIDERURGICA NACL ADR 20440W105 3,681,921 463,718 X X SOLE 0 463,718 0 -
CIA DE BEBIDAS ADR 20441W203 49,987,147 1,630,902 X X SOLE 0 1,313,657 0 317,245
DAVITA INC COM 23918K108 2,910,145 46,436 X X SOLE 0 46,436 0 -
DEVON ENERGY COM 25179M103 329,813 5,949 X X SOLE 0 - 0 5,949
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- ----------- ------------------ ---------- -------- --------------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---------
DIRECTV COM 25490A101 2,978,471 70,463 X X SOLE 0 48,671 0 21,792
EXXON MOBIL CORP COM 30231G102 11,897,811 163,814 X X SOLE 0 146,428 0 17,386
FREEPORT-MCMORAN COM 35671D857 6,007,785 197,300 X X SOLE 0 197,300 0 -
GOOGLE INC COM 38259P508 6,361,774 12,352 X X SOLE 0 12,352 0 -
HDFC BANK LTD ADR 40415F101 7,019,320 240,800 X X SOLE 0 20,100 0 220,700
JP MORGAN CHASE COM 46625H100 407,765 13,538 X X SOLE 0 - 0 13,538
KB FINANCIAL GRP ADR 48241A105 363,636 11,100 X X SOLE 0 11,100 0 -
KT CORP ADR 48268K101 35,256,110 2,385,393 X X SOLE 0 1,771,864 0 613,529
KRAFT FOODS INC COM 50075N104 14,522,342 432,470 X X SOLE 0 424,830 0 7,640
METLIFE INC COM 59156R108 4,104,753 146,546 X X SOLE 0 139,443 0 7,103
MONSANTO CO COM 61166W101 15,221,220 253,518 X X SOLE 0 248,686 0 4,832
MOSAIC CO (THE) COM 61945C103 9,830,874 200,753 X X SOLE 0 200,753 0 -
NETEASE.COM INC ADR 64110W102 2,827,656 74,100 X X SOLE 0 66,400 0 7,700
NETLOGIC MICROSYS COM 64118B100 16,894,164 351,084 X X SOLE 0 344,044 0 7,040
ORACLE CORP COM 68389X105 21,946,755 763,631 X X SOLE 0 755,242 0 8,389
PG & E CORP(HLDG) COM 69331C108 333,662 7,888 X X SOLE 0 - 0 7,888
PETROLEO BRASIL ADS 71654V408 19,147,426 852,892 X X SOLE 0 744,700 0 108,192
POTASH SASKATCHWN COM 73755L107 44,509,208 1,029,829 X X SOLE 0 734,707 0 295,122
POTASH SASKATCHWN COM 73755L107 268,632 5,904 X X SOLE 0 - 0 5,904
PRAXAIR INC COM 74005P104 11,499,817 123,019 X X SOLE 0 120,455 0 2,564
PRINCIPAL FIN COM 74251V102 7,126,223 314,346 X X SOLE 0 303,877 0 10,469
SPDR S&P500 TRUST ITR 78462F103 3,376,169 29,838 X X SOLE 0 29,838 0 -
SSGA FUNDS MGT UNT 78463X301 452,806 7,041 X X SOLE 0 7,041 0 -
SANOFI ADR 80105N105 2,010,509 61,296 X X SOLE 0 - 0 61,296
SELECT SECTOR ITR 81369Y506 268,151 4,583 X X SOLE 0 4,583 0 -
SHIRE PLC ADR 82481R106 7,871,334 83,800 X X SOLE 0 53,100 0 30,700
SOUTHERN COPPER COM 84265V105 822,171 32,900 X X SOLE 0 10,200 0 22,700
SYNGENTA ADR 87160A100 1,867,009 35,994 X X SOLE 0 - 0 35,994
TW TELECOM INC COM 87311L104 3,026,828 183,222 X X SOLE 0 183,222 0 -
WALTER ENGY INC COM 93317Q105 9,584,257 159,711 X X SOLE 0 159,711 0 -