0001140361-11-042006.txt : 20110815
0001140361-11-042006.hdr.sgml : 20110815
20110815162111
ACCESSION NUMBER: 0001140361-11-042006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARING ASSET MANAGEMENT INC /MA/
CENTRAL INDEX KEY: 0000932463
IRS NUMBER: 042429117
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04544
FILM NUMBER: 111036650
BUSINESS ADDRESS:
STREET 1: 470 ATLANTIC AVENUE
STREET 2: INDEPENDENCE WHARF
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 6179465200
MAIL ADDRESS:
STREET 1: 470 ATLANTIC AVENUE
STREET 2: INDEPENDENCE WHARF
CITY: BOSTON
STATE: MA
ZIP: 02210
13F-HR
1
form13fhr.txt
BARING ASSET MANAGEMENT 13F-HR 6-30-2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Baring Asset Management LLC
Address: Independence Wharf, 470 Atlantic Ave
Boston, MA 02110-2208
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Patricia Ballard
Title: Counsel & Compliance Manager (US)
Phone: 617-946-5225
Signature, Place, and Date of Signing:
/s/ Patricia Ballard Boston, MA 8/15/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 224
Form 13F Information Table Value Total: $4,622,346,293
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- ----------- -------------------- ---------- ----------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- ----------- ----------- --- ---- ---------- ----------- ----- ---------- ------
AGCO CORP COM 1084102 6,883,252 139,450 X X SOLE 139,450 0 - 0
AGNICO EAGLE MINE COM 8474108 25,026,009 410,397 X X SOLE 393,485 0 16,912 0
AGNICO EAGLE MINE COM 8474108 4,840,556 76,676 X X SOLE 76,676 0 - 0
AGRIUM INC COM 8916108 24,547,964 279,717 X X SOLE 279,717 0 - 0
AGRIUM INC COM 8916108 2,549,254 30,101 X X SOLE 30,101 0 - 0
AMAZON. INC COM 23135106 21,320,128 104,260 X X SOLE 103,104 0 1,156 0
AMERICAN TOWER COM 29912201 14,826,292 283,323 X X SOLE 276,243 0 7,080 0
ANADARKO PETROLM COM 32511107 13,359,003 174,036 X X SOLE 174,036 0 - 0
ANGLOGOLD ASHANTI ADR 35128206 10,392,400 246,909 X X SOLE 99,311 0 147,598 0
AON CORP COM 37389103 473,294 9,226 X X SOLE - 0 9,226 0
APPLE INC COM 37833100 35,650,168 106,206 X X SOLE 100,539 0 5,667 0
ARCHER-DANIELS COM 39483102 7,999,278 265,316 X X SOLE 255,079 0 10,237 0
BG GROUP ADR 55434203 2,573,024 22,521 X X SOLE - 0 22,521 0
BAIDU INC ADS 56752108 30,464,262 217,400 X X SOLE 166,700 0 50,700 0
BANCO BRADESCO ADR 59460303 29,407,494 1,435,212 X X SOLE 1,355,212 0 80,000 0
BARRICK GOLD CORP COM 67901108 25,916,206 572,228 X X SOLE 565,458 0 6,770 0
BAXTER INTL COM 71813109 534,882 8,961 X X SOLE - 0 8,961 0
BAYER AG ADR 72730302 2,261,078 28,067 X X SOLE - 0 28,067 0
BERKSHIRE HATHAWY COM 84670702 251,518 3,250 X X SOLE 3,250 0 - 0
BOC HONG KONG ADR 96813209 1,779,065 30,500 X X SOLE - 0 30,500 0
CBS CORPORATION COM 124857202 14,720,014 516,673 X X SOLE 498,798 0 17,875 0
CF INDUSTRIES COM 125269100 13,719,464 96,841 X X SOLE 96,841 0 - 0
CNOOC ADS 126132109 448,267 1,900 X X SOLE 1,900 0 - 0
CSX CORPORATION COM 126408103 2,413,367 92,043 X X SOLE 92,043 0 - 0
CVS CAREMARK COM 126650100 3,249,467 86,468 X X SOLE 72,428 0 14,040 0
CATERPILLAR INC COM 149123101 20,134,674 189,129 X X SOLE 185,287 0 3,842 0
CHEVRON CORP COM 166764100 71,420,528 694,482 X X SOLE 694,482 0 - 0
COGNIZANT TECH COM 192446102 3,722,885 50,762 X X SOLE 50,762 0 - 0
COLGATE-PALMOLIVE COM 194162103 3,420,441 39,131 X X SOLE 39,131 0 - 0
ERICA INC COM 200340107 3,681,946 106,507 X X SOLE 100,398 0 6,109 0
MINAS BUENAVENTRA ADR 204448104 226,019 5,951 X X SOLE 5,951 0 - 0
CORN PRODUCTS INT COM 219023108 8,977,859 162,407 X X SOLE 162,407 0 - 0
COVANCE INC COM 222816100 862,943 14,535 X X SOLE - 0 14,535 0
CUMMINS INC COM 231021106 14,037,281 135,639 X X SOLE 131,379 0 4,260 0
DARLING INTL INC COM 237266101 5,558,366 314,032 X X SOLE 314,032 0 - 0
DEERE & CO COM 244199105 22,000,463 266,834 X X SOLE 266,834 0 - 0
DEUTSCHE BOERSE ADR 251542106 2,369,115 310,500 X X SOLE - 0 310,500 0
DIGITAL REALTY COM 253868103 5,600,913 90,659 X X SOLE 90,659 0 - 0
ECOLAB INC COM 278865100 14,397,197 255,360 X X SOLE 250,277 0 5,083 0
EMERSON ELECTRIC COM 291011104 5,517,281 98,085 X X SOLE 98,085 0 - 0
EXPRESS SCRIPTS COM 302182100 5,406,152 100,151 X X SOLE 78,475 0 21,676 0
FIRST QUANTUM MIN COM 335934105 27,596,609 189,398 X X SOLE 189,398 0 - 0
FOMENTO ECON MEX ADR 344419106 8,140,969 122,439 X X SOLE 122,439 0 - 0
FUJITSU LTD ADR 359590304 1,750,932 61,200 X X SOLE - 0 61,200 0
GAZPROM ADR 368287207 59,071,426 4,051,538 X X SOLE 3,100,683 0 950,855 0
GILEAD SCIENCES COM 375558103 386,769 9,340 X X SOLE - 0 9,340 0
HALLIBURTON CO COM 406216101 43,221,327 847,477 X X SOLE 825,481 0 21,996 0
HEALTHSOUTH CORP COM 421924309 5,624,247 214,257 X X SOLE 214,257 0 - 0
HEINEKEN ADR 423012202 2,336,625 77,500 X X SOLE - 0 77,500 0
HEINZ(HJ) CO COM 423074103 9,291,019 174,381 X X SOLE 174,381 0 - 0
IBERIABANK CORP COM 450828108 2,537,025 44,015 X X SOLE 44,015 0 - 0
IMPERIAL TOBACCO ADR 453142101 2,200,471 33,055 X X SOLE - 0 33,055 0
INFOSYS LTD Adr 456788108 52,049,496 797,938 X X SOLE 552,340 0 245,598 0
IBM CORP COM 459200101 30,587,194 178,299 X X SOLE 175,529 0 2,770 0
INTL FLAVR & FRAG COM 459506101 16,490,022 256,694 X X SOLE 251,260 0 5,434 0
INTUIT INC COM 461202103 9,585,233 184,829 X X SOLE 179,262 0 5,567 0
ISHARES INC ITR 464286509 470,806 14,866 X X SOLE 14,866 0 - 0
ISHARES INC ITR 464286731 1,306,937 86,096 X X SOLE 86,096 0 - 0
ITAU UNIBANCO HLG ADR 465562106 31,912,252 1,355,085 X X SOLE 1,355,085 0 - 0
JOHNSON & JOHNSON COM 478160104 754,270 11,339 X X SOLE 5,206 0 6,133 0
KELLOGG CO COM 487836108 2,545,606 46,016 X X SOLE 46,016 0 - 0
KINROSS GOLD CO COM 496902404 39,543,497 2,502,753 X X SOLE 1,550,453 0 952,300 0
KINROSS GOLD CO COM 496902404 19,065,401 1,251,832 X X SOLE 1,251,832 0 - 0
LEAR CORP COM 521865204 4,052,287 75,772 X X SOLE 75,772 0 - 0
LINDSAY CORP COM 535555106 2,075,696 30,170 X X SOLE 30,170 0 - 0
LOCKHEED MARTIN COM 539830109 618,934 7,644 X X SOLE 2,258 0 5,386 0
MGM RESORTS INTL COM 552953101 5,810,577 439,862 X X SOLE 423,596 0 16,266 0
MAGNA INTL INC COM 559222401 9,756,869 180,549 X X SOLE 175,675 0 4,874 0
MCDONALDS CORP COM 580135101 11,663,649 138,326 X X SOLE 135,198 0 3,128 0
MECHEL OAO ADR 583840103 184,692,372 7,730,949 X X SOLE 7,259,263 0 471,686 0
MOBILE TELESYSTEM ADS 607409109 156,166,582 8,210,651 X X SOLE 7,984,674 0 225,977 0
NATIONAL OILWELL COM 637071101 45,384,011 580,284 X X SOLE 577,049 0 3,235 0
NEWCREST MINING ADR 651191108 2,130,300 52,600 X X SOLE - 0 52,600 0
NIKO RESOURCES COM 653905109 34,771,829 557,347 X X SOLE 409,498 0 147,849 0
NIDEC CORP ADR 654090109 1,948,224 83,400 X X SOLE - 0 83,400 0
NIPPON TEL & TEL ADR 654624105 678,225 28,049 X X SOLE - 0 28,049 0
OCCIDENTAL PETRLM COM 674599105 18,152,067 174,472 X X SOLE 161,366 0 13,106 0
LUKOIL OIL CO ADR 677862104 288,008,084 4,528,429 X X SOLE 4,528,429 0 - 0
PNC FINANCIAL COM 693475105 3,647,774 61,194 X X SOLE 61,194 0 - 0
PEABODY ENERGY COM 704549104 17,994,531 305,458 X X SOLE 299,909 0 5,549 0
PEPSICO INC COM 713448108 3,450,999 48,999 X X SOLE 48,999 0 - 0
PERKINELMER INC COM 714046109 743,604 27,633 X X SOLE - 0 27,633 0
PFIZER INC COM 717081103 30,515,789 1,481,349 X X SOLE 1,459,896 0 21,453 0
PHARMSTANDARD GDR GDR 717140206 25,769,153 1,130,226 X X SOLE 1,130,226 0 - 0
PHILIP MORRIS INT COM 718172109 6,248,337 93,580 X X SOLE 93,580 0 - 0
PROCTER & GAMBLE COM 742718109 3,617,133 56,900 X X SOLE 50,169 0 6,731 0
QUALM INC COM 747525103 605,949 10,670 X X SOLE - 0 10,670 0
RANDGOLD RESOURCE ADR 752344309 135,954,657 1,617,545 X X SOLE 1,202,945 0 414,600 0
RAYONIER INC COM 754907103 5,651,533 86,481 X X SOLE 86,481 0 - 0
ROLLS ROYCE GROUP ADR 775781206 2,271,291 43,478 X X SOLE - 0 43,478 0
SAFEWAY INC COM 786514208 383,315 16,402 X X SOLE - 0 16,402 0
SCHLUMBERGER LTD COM 806857108 957,744 11,085 X X SOLE 1,100 0 9,985 0
SILVER WHEATON CO COM 828336107 34,687,251 1,089,766 X X SOLE 777,163 0 312,603 0
SMITHFIELD FOODS COM 832248108 2,277,432 104,135 X X SOLE 104,135 0 - 0
SMUCKER(J.M.)CO COM 832696405 2,321,483 30,370 X X SOLE 30,370 0 - 0
SOC QUIMICA Y MIN ADR 833635105 2,867,096 44,300 X X SOLE 44,300 0 - 0
SPREADTRUM M ADR 849415203 854,192 54,200 X X SOLE 40,100 0 14,100 0
STEELCASE INC COM 858155203 -176,169 15,467 X X SOLE 15,467 0 - 0
SUCCESSFACTORS COM 864596101 5,832,578 198,387 X X SOLE 191,177 0 7,210 0
SUEZ ENVIRONMENT ADR 864691100 2,159,008 214,400 X X SOLE - 0 214,400 0
SUNCOR ENERGY INC COM 867224107 8,035,356 205,154 X X SOLE 198,105 0 7,049 0
SUNCOR ENERGY INC COM 867224107 9,824,540 251,267 X X SOLE - 0 251,267 0
SYMANTEC CORP COM 871503108 568,311 28,819 X X SOLE - 0 28,819 0
TAIWAN SEMICONDUC ADS 874039100 73,356,342 5,817,315 X X SOLE 3,877,231 0 1,940,084 0
TATA MOTORS LTD ADR 876568502 5,297,841 235,355 X X SOLE 189,355 0 46,000 0
TECK INCO COM 878742204 21,250,195 418,366 X X SOLE 418,366 0 - 0
TERNIUM ADR 880890108 36,287,468 1,228,834 X X SOLE 920,734 0 308,100 0
TYSON FOODS INC COM 902494103 5,964,950 307,155 X X SOLE 307,155 0 - 0
US BANCORP COM 902973304 3,671,680 143,931 X X SOLE 143,931 0 - 0
UNILEVER ADR 904767704 2,189,564 67,600 X X SOLE - 0 67,600 0
UNION PACIFIC COM 907818108 14,077,191 134,839 X X SOLE 132,174 0 2,665 0
UNITED TECHNOLOGY COM 913017109 16,751,757 189,264 X X SOLE 185,796 0 3,468 0
WUXI PHARMATECH ADR 929352102 219,500 12,500 X X SOLE - 0 12,500 0
WAL-MART COM 931142103 569,236 10,712 X X SOLE 3,471 0 7,241 0
WELLS FARGO & CO COM 949746101 1,522,900 54,273 X X SOLE 54,273 0 - 0
**WENDYS ARBYS G COM 950587105 -97,481 19,227 X X SOLE 19,227 0 - 0
WISCONSIN ENERGY COM 976657106 4,933,425 157,366 X X SOLE 157,366 0 - 0
YARA INTL ADR 984851204 2,329,548 41,100 X X SOLE - 0 41,100 0
AMERISOURCEBERGEN COM 3.07E+108 12,678,172 306,236 X X SOLE 299,624 0 6,612 0
VALE S.A. ADR 9.19E+109 24,181,645 756,859 X X SOLE 756,859 0 - 0
TOTAL SA ADR 8.92E+113 2,215,793 38,309 X X SOLE - 0 38,309 0
VALE S.A. ADR 9.19E+208 229,199,111 7,914,334 X X SOLE 6,020,386 0 1,893,948 0
AT&T INC COM 00206R102 427,867 13,622 X X SOLE - 0 13,622 0
ACTIVISION BLIZZ COM 00507V109 359,779 30,803 X X SOLE - 0 30,803 0
ADTRAN INC COM 00738A106 3,542,314 91,509 X X SOLE 91,509 0 - 0
AGILENT TECHS COM 00846U101 11,577,999 226,531 X X SOLE 226,531 0 - 0
ALTRIA GROUP COM 02209S103 863,211 32,685 X X SOLE - 0 32,685 0
AMERICA MOVIL SA ADR 02364W105 200,302,186 3,717,561 X X SOLE 2,901,766 0 815,795 0
AMERIPRISE FINANC COM 03076C106 10,789,966 187,066 X X SOLE 180,823 0 6,243 0
AQUA AMERICA INC COM 03836W103 9,097,632 413,905 X X SOLE 400,193 0 13,712 0
CTC MEDIA INC COM 12642X106 2,752,774 129,117 X X SOLE 129,117 0 - 0
CA INC COM 12673P105 526,553 23,054 X X SOLE - 0 23,054 0
CENTERPOINT ENRGY COM 15189T107 5,823,672 300,965 X X SOLE 256,509 0 44,456 0
CLIFFS NATURAL COM 18683K101 11,893,508 128,648 X X SOLE 128,648 0 - 0
SIDERURGICA NACL ADR 20440W105 5,757,791 462,102 X X SOLE 462,102 0 - 0
CIA DE BEBIDAS ADR 20441W203 64,602,563 1,915,285 X X SOLE 1,342,567 0 572,718 0
DBS GROUP HLDGS ADR 23304Y100 2,174,853 45,300 X X SOLE - 0 45,300 0
DAVITA INC COM 23918K108 4,021,822 46,436 X X SOLE 46,436 0 - 0
DEVON ENERGY COM 25179M103 468,841 5,949 X X SOLE - 0 5,949 0
DIRECTV COM 25490A101 17,508,710 344,524 X X SOLE 315,090 0 29,434 0
EXXON MOBIL CORP COM 30231G102 9,293,271 114,196 X X SOLE 96,810 0 17,386 0
FOCUS MEDIA HLDG ADR 34415V109 833,418 26,798 X X SOLE 22,732 0 4,066 0
FREEPORT-MCMORAN COM 35671D857 6,591,499 124,603 X X SOLE 124,603 0 - 0
GOOGLE INC COM 38259P508 5,980,349 11,810 X X SOLE 11,810 0 - 0
HDFC BANK LTD ADR 40415F101 7,020,322 39,800 X X SOLE 3,500 0 36,300 0
JP MORGAN CHASE COM 46625H100 554,246 13,538 X X SOLE - 0 13,538 0
JSC MMC NORILSK ADR 46626D108 116,842,436 4,459,635 X X SOLE 4,459,635 0 - 0
JUPITER TELEM ADR 48206M102 2,235,894 29,800 X X SOLE - 0 29,800 0
KB FINANCIAL GRP ADR 48241A105 530,580 11,100 X X SOLE 11,100 0 - 0
KT CORP ADR 48268K101 42,052,608 2,163,200 X X SOLE 1,567,000 0 596,200 0
KRAFT FOODS INC COM 50075N104 15,033,839 426,734 X X SOLE 419,094 0 7,640 0
METLIFE INC COM 59156R108 6,973,532 158,959 X X SOLE 151,856 0 7,103 0
MONSANTO CO COM 61166W101 14,674,842 202,300 X X SOLE 197,468 0 4,832 0
MOSAIC CO (THE) COM 61945C103 18,585,789 274,410 X X SOLE 274,410 0 - 0
NETEASE. INC ADR 64110W102 3,341,169 74,100 X X SOLE 66,400 0 7,700 0
NETLOGIC MICROSYS COM 64118B100 18,922,339 468,143 X X SOLE 461,103 0 7,040 0
ORACLE CORP COM 68389X105 21,529,328 654,188 X X SOLE 645,799 0 8,389 0
PG & E CORP(HLDG) COM 69331C108 331,533 7,888 X X SOLE - 0 7,888 0
PACIFIC RUBIALES COM 69480U206 43,600,135 1,686,659 X X SOLE 1,404,187 0 282,472 0
PALADIN ENERGY ADR 69606A100 1,265,577 47,100 X X SOLE - 0 47,100 0
PETROLEO BRASIL ADS 71654V408 32,101,514 948,066 X X SOLE 753,528 0 194,538 0
PETROMINERALES COM 71673R107 12,194,224 415,701 X X SOLE 415,701 0 - 0
POTASH SASKATCHWN COM 73755L107 56,307,315 988,021 X X SOLE 767,290 0 220,731 0
POTASH SASKATCHWN COM 73755L107 325,192 5,904 X X SOLE - 0 5,904 0
PRAXAIR INC COM 74005P104 10,470,366 96,599 X X SOLE 94,035 0 2,564 0
PRINCIPAL FIN COM 74251V102 9,972,314 327,821 X X SOLE 317,352 0 10,469 0
SPDR S&P500 TRUST ITR 78462F103 3,965,170 30,046 X X SOLE 30,046 0 - 0
SSGA FUNDS MGT UNT UNT 78463X301 595,105 7,041 X X SOLE 7,041 0 - 0
SANOFI ADR 80105N105 2,462,260 61,296 X X SOLE - 0 61,296 0
SELECT SECTOR ITR 81369Y506 345,330 4,583 X X SOLE 4,583 0 - 0
SELECT SECTOR ITR 81369Y803 483,546 18,815 X X SOLE 18,815 0 - 0
SHIRE PLC ADR 82481R106 8,761,530 93,000 X X SOLE 62,300 0 30,700 0
SOUTHERN COPPER COM 84265V105 926,934 28,200 X X SOLE 5,500 0 22,700 0
SUN HUNG KAI PROP ADR 86676H302 1,816,240 124,400 X X SOLE - 0 124,400 0
SYNGENTA ADR 87160A100 2,431,755 35,994 X X SOLE - 0 35,994 0
TW TELE INC COM 87311L104 3,486,343 169,817 X X SOLE 169,817 0 - 0
TENCENT HLDGS ADR 88032Q109 2,567,380 93,700 X X SOLE - 0 93,700 0
TIM PARTICIPACOES ADR 88706P106 9,428,636 191,600 X X SOLE 191,600 0 - 0
VARIAN MEDICAL COM 92220P105 12,924,293 184,580 X X SOLE 181,053 0 3,527 0
VITERRA COM 92849T108 18,630,933 1,715,695 X X SOLE 907,692 0 808,003 0
WALTER ENGY INC COM 93317Q105 18,494,534 159,711 X X SOLE 159,711 0 - 0
ZIMMER HOLDINGS COM 98956P102 2,476,871 39,191 X X SOLE 39,191 0 - 0
ZURICH FIN SERV ADR 98982M107 2,177,492 85,931 X X SOLE - 0 85,931 0
AUTONOMY CORP COM G0669T101 105,754,784 3,858,955 X X SOLE 3,065,130 0 793,825 0
ADMIRAL GROUP COM 75,487,569 2,830,799 X X SOLE 2,110,903 0 719,896 0
ASOS PLC COM 2,877,172 74,672 X X SOLE 74,672 0 - 0
BABCOCK INTL GRP COM 6,074,776 531,439 X X SOLE 436,060 0 95,379 0
BHYBF HEDGED COM 19,924,196 19,924,196 X X SOLE - 0 19,924,196 0
BIOTECHNOLOGY INV COM - 80,000 X X SOLE 80,000 0 - 0
BRAMMER PLC COM 146,358 27,500 X X SOLE 27,500 0 - 0
BT GROUP COM 43,265,619 13,374,301 X X SOLE 10,021,246 0 3,353,055 0
CARILLION COM 1,778,334 294,519 X X SOLE 294,519 0 - 0
PASS GROUP COM 19,302,468 2,000,514 X X SOLE 2,000,514 0 - 0
COOPER INDUSTRIES COM 13,052,514 218,745 X X SOLE 214,345 0 4,400 0
CRODA INTL COM 27,114,488 895,020 X X SOLE 895,020 0 - 0
DEXION ABSOLUTE ITR 6,894,987 2,947,659 X X SOLE 2,947,659 0 - 0
DIPLOMA COM 2,550,835 423,132 X X SOLE 423,132 0 - 0
EASYJET COM 9,785,160 1,697,289 X X SOLE 1,697,289 0 - 0
EMINC HEDGED COM 127,589,285 127,589,285 X X SOLE 127,589,285 0 - 0
GENUS PLC COM 3,194,765 193,199 X X SOLE 193,199 0 - 0
GKN PLC COM 372,143 100,000 X X SOLE 100,000 0 - 0
ICAP PLC COM 5,180,553 682,210 X X SOLE 635,423 0 46,787 0
INTERMEDIATE CAP COM 201,243 38,844 X X SOLE 38,844 0 - 0
ITE GROUP COM 6,844,443 1,952,935 X X SOLE 1,952,935 0 - 0
PETROPAVLOVSK PLC COM 26,446,971 2,256,609 X X SOLE 1,386,104 0 870,505 0
SIG COM 17,497,376 7,984,421 X X SOLE 7,984,421 0 - 0
SPIRAX-SARCO COM 12,849,540 399,985 X X SOLE 399,985 0 - 0
SSGA CANADA COM 103,089,271 1,179,241 X X SOLE 1,098,507 0 80,734 0
SSGA CHINA COM 43,118,568 1,156,304 X X SOLE 995,699 0 160,604 0
SSGA MSCIEAFE COM 563,374 35,792 X X SOLE 35,792 0 - 0
SSGA MSCIEAFE COM 35,381,964 3,182,117 X X SOLE 2,935,079 0 247,038 0
SSGA MSCIEAFE COM 151,653,672 6,969,058 X X SOLE 6,779,713 0 189,345 0
SSGA MSCIEAFE COM 106,439,975 6,504,521 X X SOLE 6,304,835 0 199,685 0
SSGA MSCIEAFE COM 123,114,719 7,162,830 X X SOLE 6,660,394 0 502,436 0
SSGA MSCIEAFE COM 37,866,586 4,073,428 X X SOLE 3,689,287 0 384,141 0
SSGA MSCIEAFE COM 3,873,283 350,650 X X SOLE 5,483 0 345,167 0
SSGA MSCIEAFE COM 84,811,453 9,563,763 X X SOLE 9,140,616 0 423,147 0
SSGA MSCIEAFE COM 19,354,530 504,064 X X SOLE 407,410 0 96,654 0
SSGA PERU COM 241,950 3,197 X X SOLE - 0 3,197 0
ST JAMES PLACE COM 825,357 151,205 X X SOLE 151,205 0 - 0
STEELCASE INC COM - 15,467 X X SOLE 15,467 0 - 0
TULLOW OIL PLC COM 78,941,874 3,965,418 X X SOLE 3,007,428 0 957,990 0
VEDANTA RESOURCES COM 17,874,782 853,619 X X SOLE 853,619 0 - 0
WENDYS ARBYS GRP COM - 19,227 X X SOLE 19,227 0 - 0