FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MICREL INC [ MCRL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/19/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock ESPP | 07/16/2004 | 06/30/2004 | J(11) | V | 878 | A | $10.3275 | 5,607 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non Qualified Stock Option | $18.15 | 10/02/2001 | A | V | 19,996 | 10/02/2002(1) | 10/02/2011 | Common Stock | 19,996 | $18.15 | 19,996 | D | |||
Incentive Stock Option | $18.15 | 10/02/2001 | A | V | 5,004 | 10/02/2004(2) | 10/02/2011 | Common Stock | 5,004 | $18.15 | 5,004 | D | |||
Non Qualified Stock Option | $22.876 | 03/14/2002 | A | V | 4,396 | 03/14/2003(3) | 03/14/2013 | Common Stock | 4,396 | $22.86 | 4,396 | D | |||
Incentive Stock Option | $22.86 | 03/14/2002 | A | V | 1,604 | 03/14/2003(4) | 03/14/2012 | Common Stock | 1,604 | $22.86 | 1,604 | D | |||
Non Qualified Stock Option | $10.72 | 06/13/2003 | A | V | 41,400 | 06/13/2004(5) | 06/13/2013 | Common Stock | 41,400 | $10.72 | 41,400 | D | |||
Non Qualified Stock Option | $10.72 | 06/13/2004 | A | V | 2,917 | 06/13/2003 | 06/13/2013 | Common Stock | 2,917 | $10.72 | 2,917 | D | |||
Non Qualified Stock Option Grant | $10.72 | 06/13/2003 | A | V | 23,999 | 06/13/2003(6) | 06/13/2013 | Common Stock | 23,999 | $10.72 | 23,999 | D | |||
Non Qualified Stock Option Grant | $10.72 | 06/13/2003 | A | V | 3,438 | 06/13/2003 | 06/13/2013 | Common Stock | 3,438 | $10.72 | 3,438 | D | |||
Incentive Stock Option Grant | $10.72 | 06/13/2003 | A | V | 5,162 | 10/27/2003(7) | 06/13/2013 | Common Stock | 5,162 | $10.72 | 5,162 | D | |||
Non Qualified Stock Options | $10.72 | 06/13/2013 | A | V | 317 | 06/13/2006 | 06/13/2013 | Common Stock | 317 | $10.72 | 317 | D | |||
Incentive Stock Option Grant | $10.72 | 06/13/2003 | A | V | 1,269 | 06/13/2004(8) | 06/13/2013 | Common Stock | 1,269 | $10.72 | 1,269 | D | |||
Non Qualified Stock Option Grant | $10.72 | 06/13/2003 | A | V | 1,199 | 08/05/2006 | 06/13/2013 | Common Stock | 1,199 | $10.72 | 1,199 | D | |||
Incentive Stock Option Grant | $10.72 | 06/13/2003 | A | V | 4,802 | 08/05/2003(9) | 06/13/2013 | Common Stock | 4,802 | $10.72 | 4,802 | D | |||
Non Qualified Stock Option Grant | $13.55 | 03/11/2004 | A | V | 4,000 | 03/11/2006 | 03/11/2014 | Common Stock | 4,000 | $13.55 | 4,000 | D | |||
Incentive Stock Option Grant | $13.55 | 03/11/2004 | A | V | 16,000 | 03/11/2005(10) | 03/11/2014 | Common Stock | 16,000 | $13.55 | 16,000 | D |
Explanation of Responses: |
1. Shares vest in increments of 4,999 shares each on: 10/2/2002; 10/2/2003; 10/2/2004; 10/2/2005 |
2. Shares vest as follows: 1 share on 10/2/2004, 1 share on 10/2/2005 and 5,000 shares on 10/2/2006 |
3. Shares vest as follows: 1200 each on 3/14/03; 3/14/04; 3/14/05 and 796 shares on 3/14/06. |
4. Shares vest 404 each on 3/14/2006 and 1,200 shares on 3/14/07 |
5. Shares vest 24,840 each on 6/13/03, 8,280 shares on 10/27/04 and 10/27/05 |
6. Shares vested 9600 6/13/03; 4,799 on 8/5/04; 4800 each on 8/5/05 and 8/5/06 |
7. Shares vested 3,096 on 10/27/03; 1,033 on 10/27/04 and 10/27/05. |
8. Shares vest 317 each 6/13/04; 6/13/05; 6/13/07 and 318 6/13/08 |
9. Shares vest 1200 each on 8/5/03; 8/5/04; 8/5/05; then 1 share each 8/5/06 and 1,201 shares on 8/5/07 |
10. Shares vest 4000 each on 3/11/05; 3/11/07; 3/11/08; 3/11/09 and 4000 on 3/11/09 |
11. Shares acquired through company's Employee Stock Purchase Plan |
Remarks: |
A.E. Belanger on behalf of James Guy Gandenberger | 07/19/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |