-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUcpMBEo5NHXUp/T+LUxvxHvt0lf+2pcjC4Z2Esa/EppA/SJopQIvU70+ORVlUnr iF3pdyr8vpzTZFFnCk+1dw== 0001179307-08-000042.txt : 20080213 0001179307-08-000042.hdr.sgml : 20080213 20080213171802 ACCESSION NUMBER: 0001179307-08-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080211 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 08606175 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-02-11 0000931336 DEAN FOODS CO DF 0001136257 BERNON ALAN J 4301 BELCLAIRE AVENUE DALLAS TX 75205 1 0 0 0 Common Stock 2008-02-11 4 M 0 64244 17.9107 A 1279825.1354 D Common Stock 2008-02-11 4 S 0 3000 26.77 D 1276825.1354 D Common Stock 2008-02-11 4 S 0 16700 26.80 D 1260125.1354 D Common Stock 2008-02-11 4 S 0 2300 26.81 D 1257825.1354 D Common Stock 2008-02-11 4 S 0 10000 26.82 D 1247825.1354 D Common Stock 2008-02-11 4 S 0 2000 26.83 D 1245825.1354 D Common Stock 2008-02-11 4 S 0 12300 26.85 D 1233525.1354 D Common Stock 2008-02-11 4 S 0 3000 26.86 D 1230525.1354 D Common Stock 2008-02-11 4 S 0 700 26.87 D 1229825.1354 D Common Stock 2008-02-11 4 S 0 3400 26.88 D 1226425.1354 D Common Stock 2008-02-11 4 S 0 1000 26.89 D 1225425.1354 D Common Stock 2008-02-11 4 S 0 6000 26.90 D 1219425.1354 D Common Stock 2008-02-11 4 S 0 900 26.91 D 1218525.1354 D Common Stock 2008-02-11 4 S 0 700 26.92 D 1217825.1354 D Common Stock 2008-02-11 4 S 0 2244 26.95 D 1215581.1354 D Non-Qualified Stock Option (right to buy-T0000354) 11.6934 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy-DV000254) 11.6934 2003-01-14 2012-01-14 Common Stock 35252 35252 D Non-Qualified Stock Option (right to buy-T0000616) 11.6934 2003-01-14 2012-01-14 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy-DV000259) 11.6934 2003-01-14 2012-01-14 Common Stock 6496 6496 D Non-Qualified Stock Option (right to buy-T0000355) 11.6934 2003-01-14 2012-01-14 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy-DV000257) 11.6934 2003-01-14 2012-01-14 Common Stock 23475 23475 D Non-Qualified Stock Option (right to buy-T0000604) 11.6934 2003-01-14 2012-01-14 Common Stock 9213 9213 D Non-Qualified Stock Option (right to buy-DV000264) 11.6934 2003-01-14 2012-01-14 Common Stock 4326 4326 D Non-Qualified Stock Option (right to buy-DF002200) 14.2466 2004-01-06 2013-01-06 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy-DV000256) 14.2466 2004-01-06 2013-01-06 Common Stock 36841 36841 D Non-Qualified Stock Option (right to buy-T0000606) 14.2466 2004-01-06 2013-01-06 Common Stock 14459 14459 D Non-Qualified Stock Option (right to buy-DV000260) 14.2466 2004-01-06 2013-01-06 Common Stock 6789 6789 D Non-Qualified Stock Option (right to buy-TU000143 17.9107 2005-01-13 2014-01-13 Common Stock 1069 1069 D Non-Qualified Stock Option (right to buy-DV000261) 17.9107 2008-02-11 4 M 0 126 0 D 2005-01-13 2014-01-13 Common Stock 126 376 D Non-Qualified Stock Option (right to buy-TU000144) 17.9107 2005-01-13 2014-01-13 Common Stock 197 197 D Non-Qualified Stock Option (right to buy-DV000262) 17.9107 2008-02-11 4 M 0 92 0 D 2005-01-13 2014-01-13 Common Stock 92 0 D Non-Qualified Stock Option (right to buy-DF003299) 17.9107 2008-02-11 4 M 0 36791 0 D 2005-01-13 2014-01-13 Common Stock 36791 0 D Non-Qualified Stock Option (right to buy-DV000253) 17.9107 2008-02-11 4 M 0 17273 0 D 2005-01-13 2014-01-13 Common Stock 17273 0 D Non-Qualified Stock Option (right to buy-T0000769) 17.9107 2008-02-11 4 M 0 6779 0 D 2005-01-13 2014-01-13 Common Stock 6779 0 D Non-Qualified Stock Option (right to buy-DV000258) 17.9107 2008-02-11 4 M 0 3183 0 D 2005-01-13 2014-01-13 Common Stock 3183 0 D Non-Qualified Stock Option (right to buy-DF004888) 25.6821 2007-01-31 2016-01-13 Common Stock 273122 273122 D Non-Qualified Stock Option (right to buy-DV000251) 25.6821 2007-01-13 2016-01-13 Common Stock 128231 128231 D Non-Qualified Stock Option (right to buy-NQ004887) 25.6821 2007-01-13 2016-01-13 Common Stock 2832 2832 D Non-Qualified Stock Option (right to buy-NQ004462) 25.6821 2007-01-13 2016-01-13 Common Stock 1329 1329 D Non-Qualified Stock Option (right to buy-DF005345) 30.1121 2008-02-12 2017-02-12 Common Stock 47741 47741 D Non-Qualified Stock Option (right to buy-DV000250) 30.1121 2008-02-12 2017-02-12 Common Stock 22414 22414 D Non-Qualified Stock Option (right to buy-NQ005340) 30.1121 2008-02-12 2017-02-12 Common Stock 2259 2259 D Non-Qualified Stock Option (right to buy-NQ000263) 30.1121 2008-02-12 2017-02-12 Common Stock 1061 1061 D Transaction is pursuant to a 10b5-1 Plan, dated December 12, 2007, between the reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share. Includes 827 shares of common stock of Issuer, for which the reporting person has opted to defer receipt until a future date, under the Issuer's Executive Deferred Compensation Plan. The shares of common stock subject to the Option became fully vested on September 28, 2007, pursuant to a separation agreement between Mr. Bernon and the Issuer. Alan J. Bernon 2008-02-13 -----END PRIVACY-ENHANCED MESSAGE-----