0001127602-14-027337.txt : 20140908 0001127602-14-027337.hdr.sgml : 20140908 20140908160545 ACCESSION NUMBER: 0001127602-14-027337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140905 FILED AS OF DATE: 20140908 DATE AS OF CHANGE: 20140908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTZABASAKIS MANOLIS E CENTRAL INDEX KEY: 0001251378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 141091072 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-09-05 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001251378 KOTZABASAKIS MANOLIS E C/O ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 1 Executive VP, Products Common Stock 2014-09-05 4 M 0 1094 10.93 A 101117 D Common Stock 2014-09-05 4 M 0 906 15.50 A 102023 D Common Stock 2014-09-05 4 S 0 4000 41.7171 D 98023 D Employee Stock Option (Right to Buy) 10.93 2014-09-05 4 M 0 1094 0 D 2017-08-01 Common Stock 1094 0 D Employee Stock Option (Right to Buy) 15.50 2014-09-05 4 M 0 906 0 D 2021-07-31 Common Stock 906 10813 D The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $41.70 to $41.75, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010. The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011. /s/ F.G. Hammond, attorney-in-fact for Mr. Kotzabasakis 2014-09-08