0001127602-14-027337.txt : 20140908
0001127602-14-027337.hdr.sgml : 20140908
20140908160545
ACCESSION NUMBER: 0001127602-14-027337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140905
FILED AS OF DATE: 20140908
DATE AS OF CHANGE: 20140908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTZABASAKIS MANOLIS E
CENTRAL INDEX KEY: 0001251378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 141091072
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-09-05
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001251378
KOTZABASAKIS MANOLIS E
C/O ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
1
Executive VP, Products
Common Stock
2014-09-05
4
M
0
1094
10.93
A
101117
D
Common Stock
2014-09-05
4
M
0
906
15.50
A
102023
D
Common Stock
2014-09-05
4
S
0
4000
41.7171
D
98023
D
Employee Stock Option (Right to Buy)
10.93
2014-09-05
4
M
0
1094
0
D
2017-08-01
Common Stock
1094
0
D
Employee Stock Option (Right to Buy)
15.50
2014-09-05
4
M
0
906
0
D
2021-07-31
Common Stock
906
10813
D
The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $41.70 to $41.75, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
/s/ F.G. Hammond, attorney-in-fact for Mr. Kotzabasakis
2014-09-08