0001209191-11-025388.txt : 20110502 0001209191-11-025388.hdr.sgml : 20110502 20110502171634 ACCESSION NUMBER: 0001209191-11-025388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110428 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRUBEL ROBERT W CENTRAL INDEX KEY: 0001209729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 11801827 BUSINESS ADDRESS: STREET 1: 95 S JACKSON STREET 2: STE 300 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2064419100 MAIL ADDRESS: STREET 1: 199 FREMONT STREET STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 c16305_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-04-28 0000929887 APOLLO GROUP INC APOL 0001209729 WRUBEL ROBERT W 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 EVP, CM&PD Officer Class A Common Stock 2011-04-28 4 S 0 1148 40.1626 D 30747 D Includes (i) 26,000 shares of the Issuer's Class A common stock subject to restricted stock units (RSUs) granted January 14, 2011 and (ii) 3,600 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008. The 26,000 shares underlying the January 14, 2011 RSUs will be issued when those units vest in three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon continuation in service through September 15, 2011, and the balance will vest in two successive equal annual installments upon continued service through September 15, 2012 and September 15, 2013, respectively. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. (footnote continued below). (continued from footnote 1 above) The 3,600 shares underlying the July 10, 2008 RSUs will be issued as those units vest in a series of two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of the July 10, 2011, and July 10, 2012 vesting date, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. by Brian L. Swartz for Robert W. Wrubel 2011-05-02