| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
APOLLO GROUP INC [ APOL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 01/14/2008 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) 01/16/2008 |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 01/14/2008 | M | 17,500 | A | $51.33 | 31,500(1) | D | |||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $29.3267 | 01/14/2008 | M | 150 | 01/02/2003 | 01/02/2012 | Class A Common Stock | 150 | $0(2) | 0 | D | ||||
| Non-Qualified Stock Option (right to buy) | $41.92 | 01/14/2008 | M | 10,000 | (3) | 10/22/2012 | Class A Common Stock | 10,000 | $0(2) | 0 | D | ||||
| Non-Qualified Stock Option (right to buy) | $51.33 | 01/14/2008 | M | 17,500 | (4) | 06/23/2016 | Class A Common Stock | 17,500 | $0(2) | 52,500 | D | ||||
| Non-Qualified Stock Option (right to buy) | $60.9 | 01/14/2008 | M | 2,500 | (5) | 10/20/2013 | Class A Common Stock | 2,500 | $0(2) | 0 | D | ||||
| Non-Qualified Stock Option (right to buy) | $60.9 | 01/14/2008 | M | 2,500 | (6) | 10/20/2013 | Class A Common Stock | 2,500 | $0(2) | 0 | D | ||||
| Non-Qualified Stock Option (right to buy) | $71.21 | 01/14/2008 | M | 2,000 | (7) | 11/01/2015 | Class A Common Stock | 2,000 | $0(2) | 2,000 | D | ||||
| Non-Qualified Stock Option (right to buy) | $71.23 | 01/14/2008 | M | 3,750 | (8) | 08/06/2014 | Class A Common Stock | 3,750 | $0(2) | 1,250 | D | ||||
| Explanation of Responses: |
| 1. The number of securities beneficially owned was erroneously reported as 31,150 on the original Form 4 filed on January 16, 2008. |
| 2. The option's exercise price was erroneously reported as the price of the derivative security on the original Form 4 filed on January 16, 2008. |
| 3. The option vested and became exercisable for 50% of the option shares on August 31, 2003 and the remaining 50% of the option shares on August 31, 2004. |
| 4. The option is currently exercisable for the 25% of the option shares and will become exercisable for the balance of the option shares in three successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through February 28, 2008, February 28, 2009 and February 28, 2010. |
| 5. The option became exercisable for all of the option shares on an accelerated basis on August 31, 2004. |
| 6. The option became exercisable for all of the option shares on an accelerated basis on August 31, 2005. |
| 7. The option is currently exercisable for the 50% of the option shares and will become exercisable for the balance of the shares in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through August 31, 2008 and August 31, 2009. |
| 8. The option is currently exercisable for 75% of the option shares and will become exercisable for the balance of the option shares upon the Reporting Person's continuation in service with the Issuer through August 31, 2008. |
| By Joseph D'Amico for Terri Bishop | 01/17/2008 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||