0001140361-12-014658.txt : 20120309 0001140361-12-014658.hdr.sgml : 20120309 20120309180555 ACCESSION NUMBER: 0001140361-12-014658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681950 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681951 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Builders FirstSource, Inc. CENTRAL INDEX KEY: 0001316835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 522084569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 880-3500 MAIL ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681953 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681952 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681954 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681956 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX LLC CENTRAL INDEX KEY: 0001342445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 12681955 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc1.xml FORM 4 X0304 4 2012-03-07 0 0001316835 Builders FirstSource, Inc. BLDR 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001342445 Warburg Pincus IX LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2012-03-07 4 P 0 22671 3.14 A 24613907 D See Exhibit 99.1, note (1) See Exhibit 99.1, note (2) See Exhibit 99.1, note (3) See Exhibit 99.1, note (4) Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures WARBURG PINCUS PRIVATE EQUITY IX, L.P., By: Warburg Pincus IX LLC, its General Partner, By: Warburg Pincus Partners LLC, its Sole Member, By: Warburg Pincus & Co., its Managing Member, By: /s/ Scott A. Arenare, Partner 2012-03-09 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer: Warburg Pincus Private Equity IX, L.P.
Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR)
Date of Event Requiring Statement: March 7, 2012

 
Explanation of Responses:
 


(1) The price reported in Column 4 is a weighted average price. The Reporting Persons (as defined below) undertake  to provide Builders FirstSource, Inc. (the “Company”), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

(2) These shares were purchased in multiple transactions at prices ranging from $3.12 to $3.15, inclusive.

(3)  This Form 4 is filed on behalf of Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP IX”), Warburg Pincus IX LLC, a New York limited liability company (“WP IX LLC”), Warburg Pincus Partners LLC, a New York limited liability company (“WPP LLC”), Warburg Pincus LLC, a New York limited liability company (“WP LLC”), Warburg Pincus & Co., a New York general partnership (“WP”), and Messrs. Charles R. Kaye and Joseph P. Landy (collectively, the “Reporting Persons”).  The general partner of WP IX is WP IX LLC.  WPP LLC is the sole member of WP IX LLC.  WP is the managing member of WPP LLC.  WP LLC manages WP IX.  Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC and may be deemed to control WP IX, WP IX LLC, WPP LLC, WP and WP LLC.

(4) All shares of common stock, par value $0.01 per share (the “Common Stock”), of the Company that are reported herein are held by WP IX.  By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), WP IX LLC, WPP LLC, WP, WP LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of any securities that may be  beneficially owned by WP IX.  Each of WP IX LLC, WPP LLC, WP, WP LLC, Mr. Kaye and Mr. Landy disclaim beneficial ownership of all shares of Common Stock that may be deemed to be beneficially owned by WP IX, except to the extent of any indirect pecuniary interest therein.  This Form 4 shall not be deemed an admission that any Reporting Person, other than WP IX, or any other person referred to herein is a beneficial owner or any shares of Common Stock for purposes of Section 16 of the Exchange Act or for any other purpose or that any Reporting Person, other than WP IX, or other person has an obligation to file this Form 4.

 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer: Warburg Pincus Private Equity IX, L.P.
Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR)
Date of Event Requiring Statement: March 7, 2012
 
 
JOINT FILERS’ NAMES AND ADDRESSES
 
 
1.
Name:
Warburg Pincus IX LLC
 
Address:
c/o Warburg Pincus LLC
   
450 Lexington Avenue
   
New York, NY 10017
     
2.
Name:
Warburg Pincus Partners LLC
 
Address:
c/o Warburg Pincus LLC
   
450 Lexington Avenue
   
New York, NY 10017
     
3.
Name:
Warburg Pincus LLC
 
Address:
450 Lexington Avenue
   
New York, NY 10017
     
4.
Name:
Warburg Pincus & Co.
 
Address:
450 Lexington Avenue
   
New York, NY 10017
     
5.
Name:
Charles R. Kaye
 
Address:
c/o Warburg Pincus LLC
   
450 Lexington Avenue
   
New York, NY 10017
     
6.
Name:
Joseph P. Landy
 
Address:
c/o Warburg Pincus LLC
   
450 Lexington Avenue
   
New York, NY 10017
EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer: Warburg Pincus Private Equity IX, L.P.
Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR)
Date of Event Requiring Statement: March 7, 2012
 

 
JOINT FILERS’ SIGNATURES


 
WARBURG PINCUS IX  LLC
    
       
 
By:  Warburg Pincus Partners LLC, its Sole Member,
     By:  Warburg Pincus & Co., its Managing Member
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Scott A. Arenare
Title:  Partner
    
       
       
 
WARBURG PINCUS PARTNERS LLC
    
       
 
By:  Warburg Pincus & Co., its Managing Member
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Scott A. Arenare
Title:  Partner
    
       
       
 
WARBURG PINCUS LLC
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Scott A. Arenare
Title:  Managing Director
    
       
       
 
WARBURG PINCUS & CO.
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Scott A. Arenare
Title:  Partner
    
       
       
 
CHARLES R. KAYE
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Charles R. Kaye
By:  Scott A. Arenare, Attorney-in-Fact
    
       
       
 
JOSEPH P. LANDY
    
       
 
By:  /s/ Scott A. Arenare                                  
Date: March 9, 2012
  
 
Name:  Joseph P. Landy
By:  Scott A. Arenare, Attorney-in-Fact