0001104659-18-056479.txt : 20180912 0001104659-18-056479.hdr.sgml : 20180912 20180912194850 ACCESSION NUMBER: 0001104659-18-056479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067710 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X Partners, L.P. CENTRAL INDEX KEY: 0001451560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067711 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS X PARTNERS, L.P. DATE OF NAME CHANGE: 20081208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X, L.P. CENTRAL INDEX KEY: 0001414561 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067712 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX GP L.P. CENTRAL INDEX KEY: 0001622527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067713 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC, STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC, STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X GP L.P. CENTRAL INDEX KEY: 0001414564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067714 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: Warburg Pincus X LLC DATE OF NAME CHANGE: 20071009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPP GP LLC CENTRAL INDEX KEY: 0001621874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067715 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners, L.P. CENTRAL INDEX KEY: 0001621242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067716 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners GP LLC CENTRAL INDEX KEY: 0001621224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067717 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067718 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity X O&G, L.P. CENTRAL INDEX KEY: 0001528258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 181067719 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY X O&G, L.P. DATE OF NAME CHANGE: 20110818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Laredo Petroleum, Inc. CENTRAL INDEX KEY: 0001528129 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 453007926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 900 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-513-4570 MAIL ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 900 CITY: TULSA STATE: OK ZIP: 74119 FORMER COMPANY: FORMER CONFORMED NAME: Laredo Petroleum Holdings, Inc. DATE OF NAME CHANGE: 20110816 4 1 a4.xml 4 X0306 4 2018-09-11 0 0001528129 Laredo Petroleum, Inc. LPI 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001451560 Warburg Pincus X Partners, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001414561 Warburg Pincus X, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001622527 Warburg Pincus IX GP L.P. C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001414564 Warburg Pincus X GP L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001621874 WPP GP LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 0001621242 Warburg Pincus Partners, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001621224 Warburg Pincus Partners GP LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY NY 100173147 0 0 1 0 0001528258 Warburg Pincus Private Equity X O&G, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share (''Common Stock'') 2018-09-11 4 S 0 14200000 7.42 D 22015078 D Common Stock 1291411 D Common Stock 40163657 D Common Stock 63470146 I See footnotes See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. See Exhibit 99.1; Note 3. See Exhibit 99.1; Note 4. See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures By: /s/ Robert B. Knauss 2018-09-12 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer:

Warburg Pincus Private Equity IX, L.P.

Issuer & Ticker Symbol:

Laredo Petroleum, Inc. [LPI]

Date of Event Requiring Statement:

September 11, 2018

 

Explanation of Responses:

 

(1)         This Form 4 is filed on behalf of Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP IX”). Warburg Pincus IX GP L.P., a Delaware limited partnership (“WP IX GP”), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership (“WP X”), is the general partner of each of Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership (“WP X O&G”), and Warburg Pincus X Partners, L.P., a Delaware limited partnership (“WP X Partners”). Warburg Pincus X GP, L.P., a Delaware limited partnership (“WP X GP”), is the general partner of WP X. WPP GP LLC, a Delaware limited liability company (“WPP”), is the general partner of WP IX GP and WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership (“WP Partners”), is the managing member of WPP. Warburg Pincus Partners GP LLC, a Delaware limited liability company (“WP GP Partners”), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership (“WP”), is the managing member of WP GP Partners (WP X O&G, WP X, WP X Partners, WP X GP, WPP, WP IX GP, WP IX, WP Partners, WP GP Partners, and WP, collectively, the “Warburg Pincus Reporting Persons”).

 

(2)         WP X Partners was an existing shareholder of the Company prior to the sale by WP IX reported hereunder (the “Sale”) and currently owns 1,291,411 shares of Common Stock of the Company.

 

(3)         WP X O&G was an existing shareholder of the Company prior to the Sale and currently owns 40,163,657 shares of Common Stock of the Company.

 

(4)         By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Warburg Pincus Reporting Persons and certain affiliates may be deemed to be beneficial owners of 63,470,146 shares of Common Stock of the Company held collectively by WP X O&G, WP X Partners and WP IX.

 

Due to the limitations on the number of Reporting Persons allowed on Form 4, Warburg Pincus LLC, a New York limited liability company (“WP LLC”) and manager of each of WP X O&G, WP X Partners and WP IX, and certain other affiliated funds, who may be deemed to hold beneficial ownership in the shares of Common Stock of the Company, reports such beneficial ownership on a separate Form 4.

 

Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP IX, WP X O&G and WP X Partners, herein states that this Form 4 shall not be deemed an admission that it is the beneficial owner of any of the shares of Common Stock of the Company reported in this Form 4. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the Common Stock of the Company, except to the extent it has a pecuniary interest in such shares of Common Stock of the Company.

 

Solely for the purposes of Section 16 of the Exchange Act, each of WP X O&G, WP X, WP X Partners, WP X GP, WPP, WP IX GP, WP IX, WP Partners, WP GP Partners, and WP may be deemed a director-by-deputization by virtue of Peter R. Kagan and James R. Levy, each a partner of WP and a managing director of WP LLC, serving as members of the board of directors of the Company.

 

Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Joint Filer Information

 

Joint Filers:

 

 

 

1. Name:

Warburg Pincus Private Equity IX L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

2. Name:

Warburg Pincus Private Equity X O&G, L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

3. Name:

Warburg Pincus X Partners, L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

4. Name:

Warburg Pincus X, L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 


 

5. Name:

Warburg Pincus IX GP L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

6. Name:

Warburg Pincus X GP L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

7. Name:

WPP GP LLC

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

8. Name:

Warburg Pincus Partners, L.P.

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

9. Name:

Warburg Pincus Partners GP LLC

 

 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 

10. Name:

Warburg Pincus & Co.

 


 

Address:

450 LEXINGTON AVENUE

 

 

 

New York, NY 10017

 

 EX-99.3 4 ex-99d3.htm EX-99.3

Exhibit 99.3

 

Joint Filers’ Signatures

 

WARBURG PINCUS PRIVATE EQUITY IX, L.P.

 

By: Warburg Pincus IX GP L.P., its General Partner

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS PRIVATE EQUITY X O&G, L.P.

 

By: Warburg Pincus X, L.P., its General Partner

 

By: Warburg Pincus X GP L.P., its General Partner

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS X PARTNERS, L.P.

 

By: Warburg Pincus X, L.P., its General Partner

 

By: Warburg Pincus X GP L.P., its General Partner

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS X, L.P.

 

By: Warburg Pincus X GP L.P., its General Partner

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS IX GP L.P.

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS X GP L.P.

 

By: WPP GP LLC, its General Partner

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WPP GP LLC

 

By: Warburg Pincus Partners, L.P., its Managing Member

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 

WARBURG PINCUS PARTNERS, L.P.

 

By: Warburg Pincus Partners GP LLC, its General Partner

 

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 


 

WARBURG PINCUS PARTNERS GP LLC

By: Warburg Pincus & Co., its Managing Member

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner

 

 

 

WARBURG PINCUS & CO.

 

By:

 

 

Date:

 

/s/ Robert B. Knauss

 

 

September 12, 2018

 

Name: Robert B. Knauss

 

 

 

 

 

 

 

Title: Partner