0001104659-13-064967.txt : 20130819 0001104659-13-064967.hdr.sgml : 20130819 20130819214314 ACCESSION NUMBER: 0001104659-13-064967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20130819 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Laredo Petroleum Holdings, Inc. CENTRAL INDEX KEY: 0001528129 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 453007926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-513-4570 MAIL ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049587 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049588 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049589 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049590 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049591 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049593 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX LLC CENTRAL INDEX KEY: 0001342445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049592 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 a4.xml 4 X0306 4 2013-08-19 0 0001528129 Laredo Petroleum Holdings, Inc. LPI 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001342445 Warburg Pincus IX LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0000929408 WARBURG PINCUS & CO. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001162870 WARBURG PINCUS LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share (''Common Stock'') 2013-08-19 4 S 0 2304513 22.9781 D 64672966 D See Exhibit 99.1, note (1) See Exhibit 99.1, note (2) Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures *** The Power of Attorney given by Warburg Pincus & Co. was previously filed with the U.S. Securities & Exchange Commission on January 15, 2013 as an exhibit to a statement on Schedule 13D/A filed by Warburg Pincus Private Equity X, L.P. with respect to Talon Therapeutics, Inc. and is hereby incorporated by reference. WARBURG PINCUS PRIVATE EQUITY IX, L.P. By: Warburg Pincus IX LLC, its General Partner By: Warburg Pincus Partners LLC, its Sole Member By: Warburg Pincus & Co., its Managing Member /s/ Scott A. Arenare Name: Scott A. Arenare Title: Attorney-in-Fact*** 2013-08-19 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer: Warburg Pincus Private Equity IX, L.P.

Issuer & Ticker Symbol: Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement: August 19, 2013

 

Explanation of Responses:

 

(1)  This Form 4 is filed on behalf of Warburg Pincus Private Equity IX  L.P., a Delaware limited partnership (“WP IX”), and its affiliated partnership WP IX Finance LP, a Delaware limited partnership (“WP IX Finance”, and together with WP IX, the “WP IX Funds”).  The total number of shares of common stock, par value $0.01 per share (“Common Stock”) of Laredo Petroleum Holdings, Inc., a Delaware corporation (the “Company”),  owned by the WP IX Funds following the reported transaction is 64,672,966 shares of Common Stock, of which 760,038 shares of Common Stock are owned by WP IX Finance.  WP IX Finance directly owns less than 1% of the Common Stock outstanding of the Company.

 

Warburg Pincus IX LLC, a New York limited liability company (“WP IX GP”), is the general partner of WP IX. Warburg Pincus Partners LLC, a New York limited liability company (“WP Partners”), is the sole member of WP IX GP. Warburg Pincus & Co., a New York general partnership (“WP”), is the managing member of WP Partners. Warburg Pincus LLC, a New York limited liability company (“WP LLC”), manages the WP IX Funds. Charles R. Kaye and Joseph P. Landy are the Managing General Partners of WP and the Co-Presidents and Managing Members of WP LLC and may be deemed to control the WP IX Funds, WP IX GP, WP Partners, WP and WP LLC (together with Messrs. Kaye and Landy, the “Warburg Pincus Reporting Persons”).

 

(2) By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), each of the Warburg Pincus Reporting Persons may be deemed to be beneficial owners of the 64,672,966 shares of Common Stock of the Company held by the WP IX Funds. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than the WP IX Funds, herein states that this Form 4 shall not be deemed an admission that it or he is the beneficial owner of any of the shares of Common Stock of the Company reported in this Form 4. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the Common Stock of the Company, except to the extent it or he has a pecuniary interest in such shares of Common Stock.

 

Solely for the purposes of Section 16 of the Exchange Act, each of the WP IX Funds, WP IX GP, WP Partners, and WP may be deemed a director-by-deputization by virtue of their contractual right to nominate a representative to serve on the board of directors of the Company.

 

Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Designated Filer: Warburg Pincus Private Equity IX, L.P.

Issuer & Ticker Symbol: Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement: August 19, 2013

 

JOINT FILERS’ NAMES AND ADDRESSES

 

1.

Name:

Warburg Pincus IX LLC

 

 

Address:

c/o Warburg Pincus & Co.

 

 

 

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 

 

 

2.

Name:

Warburg Pincus Partners LLC

 

 

Address:

c/o Warburg Pincus & Co.

 

 

 

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 

 

 

3.

Name:

Warburg Pincus LLC

 

 

Address:

c/o Warburg Pincus & Co.

 

 

 

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 

 

 

4.

Name:

Warburg Pincus & Co.

 

 

Address:

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 

 

 

5.

Name:

Charles R. Kaye

 

 

Address:

c/o Warburg Pincus & Co.

 

 

 

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 

 

 

6.

Name:

Joseph P. Landy

 

 

Address:

c/o Warburg Pincus & Co.

 

 

 

450 Lexington Avenue

 

 

 

New York, NY 10017

 

 

 EX-99.3 4 ex-99d3.htm EX-99.3 Exhibit 99

Exhibit 99.3

 

Designated Filer: Warburg Pincus Private Equity IX, L.P.

Issuer & Ticker Symbol: Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement: August 19, 2013

 

 

JOINT FILERS’ SIGNATURES

 

WARBURG PINCUS IX LLC

 

 

 

 

 

 

 

By: Warburg Pincus Partners LLC, its Sole Member

 

 

 

 

By: Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

Name:

Scott A. Arenare

 

 

 

 

Title:

Attorney-in-Fact*

 

 

 

 

 

 

 

WARBURG PINCUS PARTNERS LLC

 

 

 

 

 

 

 

By: Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

Name:

Scott A. Arenare

 

 

 

 

Title:

Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

WARBURG PINCUS LLC

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

Name:

Scott A. Arenare

 

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

WARBURG PINCUS & CO.

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

Name:

Scott A. Arenare

 

 

 

 

Title:

Attorney-in-Fact*

 

 

 

 

 

 

 

CHARLES R. KAYE

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

 

 

 

 

 

By: Scott A. Arenare, Attorney-in-Fact*

 

 

 

 

 

 

 

JOSEPH P. LANDY

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

August 19, 2013

 

 

 

 

 

 

By:  Scott A. Arenare, Attorney-in-Fact*

 

 

 

 

*The Power of Attorney given by each of Warburg Pincus & Co., Mr. Kaye and Mr. Landy was previously filed with the U.S. Securities & Exchange Commission on January 15, 2013 as an exhibit to a statement on Schedule 13D/A filed by Warburg Pincus Private Equity X, L.P. with respect to Talon Therapeutics, Inc. and is hereby incorporated by reference.