0000928605-11-000004.txt : 20111114
0000928605-11-000004.hdr.sgml : 20111111
20111114170129
ACCESSION NUMBER: 0000928605-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARRISON WALTER F III/NY
CENTRAL INDEX KEY: 0000928605
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04482
FILM NUMBER: 111204009
MAIL ADDRESS:
STREET 1: C/O GRANITE CAPITAL INTERNATIONAL GROUP
STREET 2: 126 EAST 56TH STREET -25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
form13f3q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
September 30, 2011
Check here if Amendment []; Amendment Number:
This Amendment (check only one.) : [ ] is a
restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Granite Capital International Group, LP
Address: 126 East 56th Street
25th Floor
New York, New York 10022
13F- File Number:
The Institutional investment manager
filing this report and the person whom
it is signed hereby represent that the
person signing the report is authorized
to submit it, that all information contained
herein is true, correct and complete,
and that it is understood that all
required items, statements, schedules, lists
and tables, are considered integral parts
of this form.
Person signing this Report on Behalf of Reporting
Manager:
Name: Lloyd Moskowitz
Title: Controller
Phone: 212-407-3344
Signature, Place and Date of Signing:
Lloyd Moskowitz New York, New York November 14, 2011
Report Type (Check only one.):
[ X ] 13F Holdings Report.
[ ] 13F Notice.
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 0
Form 13F Information Table Entry Total: 63
Form 13F Information Table Value Total: $93,878
List of Other Included Managers:
No. 13F File Number Name
FORM
13F
WALTER F. HARRISON,
III
FORM
13F
AS OF SEPTEMBER 30,
2011
FORM 13F
Name of Reporting Manager :
Walter F. Harrison III
(SEC USE ONLY)
Item 1:
Item 2
Item 3
Item 4
Item 5
Item 6:
Item 7:
Item 8:
Name of Issuer
Title of
Class
CUSIP
Fair
Market
Shares of
Investment Discretion
Managers
Voting Authority (Shares)
Numbe
r
Value
Principal
(b)
Shared
See
Instruc. V
Amount
(a)
Sole
As
Define
d
(c)
Share
d
(a)
Sole
(b)
Shared
(c) None
in
Instr. V
Other
ALLIANT TECHSYSTEMS INC CMN
Common
018804
104
2,080,102
38,160
X
Walter
Harrison
X
AK STEEL HOLDING CORP
Common
001547
108
606,278
92,703
X
Walter
Harrison
X
ALPHA NATURAL RESOURCES, INC
Common
02076X
102
1,055,297
59,655
X
Walter
Harrison
X
ALTRIA GROUP INC CMN
Common
02209S
103
2,050,965
76,500
X
Walter
Harrison
X
AMAZON.COM
Common
023135
106
598,092
2,766
X
Walter
Harrison
X
AON CORPORATION
Common
037389
103
1,045,176
24,897
X
Walter
Harrison
X
APPLE, INC CMN
Common
037833
100
1,758,267
4,611
X
Walter
Harrison
X
BANK OF NEW YORK MELLON CORP
Common
064058
100
1,836,134
98,770
X
Walter
Harrison
X
BARRICK GOLD CORPORATION CMN
Common
067901
108
1,074,676
23,037
X
Walter
Harrison
X
BAXTER INTERNATIONAL INC
Common
071813
109
1,294,420
23,057
X
Walter
Harrison
X
BRIDGE BANCORP, INC
Common
108035
106
166,420
9,094
X
Walter
Harrison
X
CA INC CMN
Common
12673P
105
1,849,773
95,300
X
Walter
Harrison
X
CIMAREX ENERGY CO CMN
Common
171798
101
1,710,436
30,708
X
Walter
Harrison
X
CISCO SYSTEMS, INC. CMN
Common
17275
R102
1,470,950
94,900
X
Walter
Harrison
X
COACH INC
Common
189754
104
1,147,050
22,131
X
Walter
Harrison
X
COGNIZANTTECHNOLOGY SOLUTIONS
CORP
Common
192446
102
1,965,708
31,351
X
Walter
Harrison
X
CONSTANT CONTACT INC CMN
Common
210313
102
567,112
32,800
X
Walter
Harrison
X
CVS CAREMARK CORPORATION CMN
Common
126650
100
5,621,186
167,347
X
Walter
Harrison
X
CYBERONICS INC CMN
Common
23251P
102
2,496,739
88,224
X
Walter
Harrison
X
DECKERS OUTDOORS CORP CMN
Common
243537
107
1,626,108
17,455
X
Walter
Harrison
X
DOW CHEMICAL CO CMN
Common
260543
103
913,336
40,665
X
Walter
Harrison
X
EBAY INC
Common
278642
103
1,129,467
38,300
X
Walter
Harrison
X
EMC CORPORATION MASS CMN
Common
268648
102
2,201,830
104,899
X
Walter
Harrison
X
EVEREST RE GROUP LTD CMN
Common
G3223
R108
3,532,410
44,500
X
Walter
Harrison
X
FOREST CITY ENTERPRISES (CL-A) CMN
CLASS A
Common
345550
107
1,238,692
116,200
X
Walter
Harrison
X
FRANCESCA'S HOLDINGS CORP
Common
351793
104
653,798
30,825
X
Walter
Harrison
X
GOLDCORP INC CMN
Common
380956
409
1,223,837
26,815
X
Walter
Harrison
X
GOOGLE, INC
Common
38259P
508
2,018,442
3,919
X
Walter
Harrison
X
GREENDOT CORPORATION
Common
39304
D104
65,929
2,105
X
Walter
Harrison
X
HALLIBURTON COMPANY CMN
Common
406216
101
801,760
26,270
X
Walter
Harrison
X
HOLLYWOOD MEDIA CORP CMN
Common
436233
100
70,473
47,297
X
Walter
Harrison
X
KKR FINANCIAL HOLDINGS LLC CMN
SERIES CLASS
Common
48248A
306
693,962
93,400
X
Walter
Harrison
X
LAKES ENTERTAINMENT INC CMN
Common
51206P
109
137,993
57,022
X
Walter
Harrison
X
LAS VEGAS SANDS CORP
Common
517834
107
2,316,618
60,423
X
Walter
Harrison
X
LRAD CORP CMN
Common
50213V
109
99,900
54,000
X
Walter
Harrison
X
MANNKIND CORPORATION CMN
Common
56400P
201
324,045
85,500
X
Walter
Harrison
X
MBIA INC CMN
Common
55262
C100
681,199
93,700
X
Walter
Harrison
X
MCMORAN EXPLORATION INC
Common
582411
104
1,544,135
155,502
X
Walter
Harrison
X
MEAD JOHNSON NUTRITION CO CMN
CLASS A
Common
582839
106
1,268,468
18,429
X
Walter
Harrison
X
MERCK & CO, INC
Common
58933Y
105
1,357,115
41,502
X
Walter
Harrison
X
METTLER-TOLEDO INTL CMN
Common
592688
105
1,686,518
12,050
X
Walter
Harrison
X
MICROSOFT CORPORATION CMN
Common
594918
104
1,930,220
77,550
X
Walter
Harrison
X
NEW YORK COMMUNITY BANCORP INC
CMN
Common
649445
103
698,066
58,661
X
Walter
Harrison
X
NOVELLUS SYSTEMS INC CMN
Common
670008
101
628,425
23,053
X
Walter
Harrison
X
ORACLE CORPORATION CMN
Common
68389X
105
804,720
28,000
X
Walter
Harrison
X
PARAMETRIC SOUNDS CORPORATION
CMN
Common
699172
102
155,555
207,407
X
Walter
Harrison
X
PHILLIP MORRIS INTL INC
Common
718172
109
3,306,140
53,000
X
Walter
Harrison
X
PICO HOLDINGS INC CMN
Common
693366
205
1,033,704
50,400
X
Walter
Harrison
X
PIONEER NATURAL RESOURCES CO CMN
Common
723787
107
606,465
9,221
X
Walter
Harrison
X
PLAINS EXPL & PROD CO
Common
726505
100
1,308,300
57,609
X
Walter
Harrison
X
POTASH CORP. OF SASKATCHEWAN CMN
Common
73755L
107
637,668
14,754
X
Walter
Harrison
X
PULTE HOMES, INC. CMN
Common
745867
101
934,965
236,700
X
Walter
Harrison
X
QUALCOMM INC. CMN
Common
747525
103
2,306,035
47,420
X
Walter
Harrison
X
RADIAN GROUP INC. CMN
Common
750236
101
312,075
142,500
X
Walter
Harrison
X
REDWOOD TRUST INC CMN
Common
758075
402
3,730,222
333,950
X
Walter
Harrison
X
TEVA PHARMACEUTICAL IND LTD ADS
Common
881624
209
2,313,744
62,164
X
Walter
Harrison
X
U.S. BANCORP CMN
Common
902973
304
4,100,056
174,174
X
Walter
Harrison
X
VISA INC.
Common
92826
C839
985,780
11,500
X
Walter
Harrison
X
VODAFONE GROUP PLC SPONSORED ADR
CMN
Common
92857
W209
1,603,750
62,500
X
Walter
Harrison
X
WEATHERFORD INTERNATIONAL LTD
Common
H2701
3103
900,365
73,740
X
Walter
Harrison
X
WELLPOINT, INC. CMN
Common
94973V
107
4,875,698
74,689
X
Walter
Harrison
X
WILLIS GROUP HOLDINGS LTD CMN
Common
G9665
5108
2,663,675
77,500
X
Walter
Harrison
X
YAHOO INC CMN
Common
984332
106
2,061,764
156,550
X
Walter
Harrison
X
Total Market Value
93,878,20
8
AS OF MARCH 31, 2011