0000928605-11-000004.txt : 20111114 0000928605-11-000004.hdr.sgml : 20111111 20111114170129 ACCESSION NUMBER: 0000928605-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRISON WALTER F III/NY CENTRAL INDEX KEY: 0000928605 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04482 FILM NUMBER: 111204009 MAIL ADDRESS: STREET 1: C/O GRANITE CAPITAL INTERNATIONAL GROUP STREET 2: 126 EAST 56TH STREET -25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f3q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment []; Amendment Number: This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Granite Capital International Group, LP Address: 126 East 56th Street 25th Floor New York, New York 10022 13F- File Number: The Institutional investment manager filing this report and the person whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Lloyd Moskowitz Title: Controller Phone: 212-407-3344 Signature, Place and Date of Signing: Lloyd Moskowitz New York, New York November 14, 2011 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $93,878 List of Other Included Managers: No. 13F File Number Name FORM 13F WALTER F. HARRISON, III FORM 13F AS OF SEPTEMBER 30, 2011 FORM 13F Name of Reporting Manager : Walter F. Harrison III (SEC USE ONLY) Item 1: Item 2 Item 3 Item 4 Item 5 Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) Numbe r Value Principal (b) Shared See Instruc. V Amount (a) Sole As Define d (c) Share d (a) Sole (b) Shared (c) None in Instr. V Other ALLIANT TECHSYSTEMS INC CMN Common 018804 104 2,080,102 38,160 X Walter Harrison X AK STEEL HOLDING CORP Common 001547 108 606,278 92,703 X Walter Harrison X ALPHA NATURAL RESOURCES, INC Common 02076X 102 1,055,297 59,655 X Walter Harrison X ALTRIA GROUP INC CMN Common 02209S 103 2,050,965 76,500 X Walter Harrison X AMAZON.COM Common 023135 106 598,092 2,766 X Walter Harrison X AON CORPORATION Common 037389 103 1,045,176 24,897 X Walter Harrison X APPLE, INC CMN Common 037833 100 1,758,267 4,611 X Walter Harrison X BANK OF NEW YORK MELLON CORP Common 064058 100 1,836,134 98,770 X Walter Harrison X BARRICK GOLD CORPORATION CMN Common 067901 108 1,074,676 23,037 X Walter Harrison X BAXTER INTERNATIONAL INC Common 071813 109 1,294,420 23,057 X Walter Harrison X BRIDGE BANCORP, INC Common 108035 106 166,420 9,094 X Walter Harrison X CA INC CMN Common 12673P 105 1,849,773 95,300 X Walter Harrison X CIMAREX ENERGY CO CMN Common 171798 101 1,710,436 30,708 X Walter Harrison X CISCO SYSTEMS, INC. CMN Common 17275 R102 1,470,950 94,900 X Walter Harrison X COACH INC Common 189754 104 1,147,050 22,131 X Walter Harrison X COGNIZANTTECHNOLOGY SOLUTIONS CORP Common 192446 102 1,965,708 31,351 X Walter Harrison X CONSTANT CONTACT INC CMN Common 210313 102 567,112 32,800 X Walter Harrison X CVS CAREMARK CORPORATION CMN Common 126650 100 5,621,186 167,347 X Walter Harrison X CYBERONICS INC CMN Common 23251P 102 2,496,739 88,224 X Walter Harrison X DECKERS OUTDOORS CORP CMN Common 243537 107 1,626,108 17,455 X Walter Harrison X DOW CHEMICAL CO CMN Common 260543 103 913,336 40,665 X Walter Harrison X EBAY INC Common 278642 103 1,129,467 38,300 X Walter Harrison X EMC CORPORATION MASS CMN Common 268648 102 2,201,830 104,899 X Walter Harrison X EVEREST RE GROUP LTD CMN Common G3223 R108 3,532,410 44,500 X Walter Harrison X FOREST CITY ENTERPRISES (CL-A) CMN CLASS A Common 345550 107 1,238,692 116,200 X Walter Harrison X FRANCESCA'S HOLDINGS CORP Common 351793 104 653,798 30,825 X Walter Harrison X GOLDCORP INC CMN Common 380956 409 1,223,837 26,815 X Walter Harrison X GOOGLE, INC Common 38259P 508 2,018,442 3,919 X Walter Harrison X GREENDOT CORPORATION Common 39304 D104 65,929 2,105 X Walter Harrison X HALLIBURTON COMPANY CMN Common 406216 101 801,760 26,270 X Walter Harrison X HOLLYWOOD MEDIA CORP CMN Common 436233 100 70,473 47,297 X Walter Harrison X KKR FINANCIAL HOLDINGS LLC CMN SERIES CLASS Common 48248A 306 693,962 93,400 X Walter Harrison X LAKES ENTERTAINMENT INC CMN Common 51206P 109 137,993 57,022 X Walter Harrison X LAS VEGAS SANDS CORP Common 517834 107 2,316,618 60,423 X Walter Harrison X LRAD CORP CMN Common 50213V 109 99,900 54,000 X Walter Harrison X MANNKIND CORPORATION CMN Common 56400P 201 324,045 85,500 X Walter Harrison X MBIA INC CMN Common 55262 C100 681,199 93,700 X Walter Harrison X MCMORAN EXPLORATION INC Common 582411 104 1,544,135 155,502 X Walter Harrison X MEAD JOHNSON NUTRITION CO CMN CLASS A Common 582839 106 1,268,468 18,429 X Walter Harrison X MERCK & CO, INC Common 58933Y 105 1,357,115 41,502 X Walter Harrison X METTLER-TOLEDO INTL CMN Common 592688 105 1,686,518 12,050 X Walter Harrison X MICROSOFT CORPORATION CMN Common 594918 104 1,930,220 77,550 X Walter Harrison X NEW YORK COMMUNITY BANCORP INC CMN Common 649445 103 698,066 58,661 X Walter Harrison X NOVELLUS SYSTEMS INC CMN Common 670008 101 628,425 23,053 X Walter Harrison X ORACLE CORPORATION CMN Common 68389X 105 804,720 28,000 X Walter Harrison X PARAMETRIC SOUNDS CORPORATION CMN Common 699172 102 155,555 207,407 X Walter Harrison X PHILLIP MORRIS INTL INC Common 718172 109 3,306,140 53,000 X Walter Harrison X PICO HOLDINGS INC CMN Common 693366 205 1,033,704 50,400 X Walter Harrison X PIONEER NATURAL RESOURCES CO CMN Common 723787 107 606,465 9,221 X Walter Harrison X PLAINS EXPL & PROD CO Common 726505 100 1,308,300 57,609 X Walter Harrison X POTASH CORP. OF SASKATCHEWAN CMN Common 73755L 107 637,668 14,754 X Walter Harrison X PULTE HOMES, INC. CMN Common 745867 101 934,965 236,700 X Walter Harrison X QUALCOMM INC. CMN Common 747525 103 2,306,035 47,420 X Walter Harrison X RADIAN GROUP INC. CMN Common 750236 101 312,075 142,500 X Walter Harrison X REDWOOD TRUST INC CMN Common 758075 402 3,730,222 333,950 X Walter Harrison X TEVA PHARMACEUTICAL IND LTD ADS Common 881624 209 2,313,744 62,164 X Walter Harrison X U.S. BANCORP CMN Common 902973 304 4,100,056 174,174 X Walter Harrison X VISA INC. Common 92826 C839 985,780 11,500 X Walter Harrison X VODAFONE GROUP PLC SPONSORED ADR CMN Common 92857 W209 1,603,750 62,500 X Walter Harrison X WEATHERFORD INTERNATIONAL LTD Common H2701 3103 900,365 73,740 X Walter Harrison X WELLPOINT, INC. CMN Common 94973V 107 4,875,698 74,689 X Walter Harrison X WILLIS GROUP HOLDINGS LTD CMN Common G9665 5108 2,663,675 77,500 X Walter Harrison X YAHOO INC CMN Common 984332 106 2,061,764 156,550 X Walter Harrison X Total Market Value 93,878,20 8
AS OF MARCH 31, 2011