-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3XS9CewNTFd4ppgYCiSlQcpxws8/qqmv2kTN51f4LwuZq58p9W0OfWPEb05WSyt 5y0947fjALufQ02jiu65qQ== 0000928605-10-000008.txt : 20101115 0000928605-10-000008.hdr.sgml : 20101115 20101115140422 ACCESSION NUMBER: 0000928605-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRISON WALTER F III/NY CENTRAL INDEX KEY: 0000928605 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04482 FILM NUMBER: 101191148 MAIL ADDRESS: STREET 1: C/O GRANITE CAPITAL INTERNATIONAL GROUP STREET 2: 126 EAST 56TH STREET -25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f3q10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment []; Amendment Number: This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Granite Capital International Group, LP Address: 126 East 56th Street 25th Floor New York, New York 10022 13F- File Number: The Institutional investment manager filing this report and the person whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Lloyd Moskowitz Title: Controller Phone: 212-407-3344 Signature, Place and Date of Signing: Lloyd Moskowitz New York, New York November 15, 2010 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 83 Form 13F Information Table Value Total: $197,162 List of Other Included Managers: No. 13F File Number Name WALTER F. HARRISON, III FORM 13F AS OF SEPTEMBER 30, 2010 FORM 13F Name of Reporting Manager : Walter F. Harrison III (SEC USE ONLY) Item 1: Item 2 Item 3 Item 4 Item 5 Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) Number Value Principal (b) Shared See Instruc. V Amount (a) Sole As Defined (c) Shared (a) Sole (b) Shared (c) None in Instr. V Other ALLIANT TECHSYSTEMS INC CMN Common 018804104 3,917,784 51,960 X Walter Harrison X AK STEEL HOLDING CORP, CMN Common 001547108 1,321,617 95,700 X Walter Harrison X AKAMAI TECHNOLOGIES INC Common 00971T101 903,240 18,000 X Walter Harrison X ALTRIA GROUP INC CMN Common 02209S103 2,578,547 107,350 X Walter Harrison X ANALOG DEVICES, INC. CMN Common 032654105 1,590,966 50,700 X Walter Harrison X APACHE CORP Common 037411105 97,760 1,000 X Walter Harrison X APPLE, INC CMN Common 037833100 1,986,250 7,000 X Walter Harrison X AUTONATION, INC. CMN Common 05329W102 1,169,475 50,300 X Walter Harrison X AVON PRODUCTS INC. CMN Common 054303102 2,042,196 63,600 X Walter Harrison X BABCOCK & WILCOX COMPANY Common 05615F102 734,160 34,500 X Walter Harrison X BANK OF AMERICA CORP CMN Common 060505104 693,987 52,966 X Walter Harrison X BANK OF NEW YORK MELLON CORP Common 064058100 3,265,414 124,968 X Walter Harrison X BARRICK GOLD CORPORATION CMN Common 067901108 1,087,815 23,500 X Walter Harrison X BUCYRUS INTERNATIONAL INC CMN CLASS A Common 118759109 3,682,485 53,100 X Walter Harrison X CA INC CMN Common 12673P105 2,734,765 129,487 X Walter Harrison X CAPITAL ONE FINANCIAL CORP CMN Common 14040H105 1,882,145 47,589 X Walter Harrison X CIMAREX ENERGY CO CMN Common 171798101 21,156,158 319,676 X Walter Harrison X CISCO SYSTEMS, INC. CMN Common 17275R102 4,857,420 221,800 X Walter Harrison X CONSTANT CONTACT INC CMN Common 210313102 847,557 39,550 X Walter Harrison X CORINTHIAN COLLEGES INC Common 218868107 517,191 73,674 X Walter Harrison X CVS CAREMARK CORPORATION CMN Common 126650100 5,082,405 161,500 X Walter Harrison X CYBERONICS INC CMN Common 23251P102 3,646,142 136,662 X Walter Harrison X DECKERS OUTDOORS CORP CMN Common 243537107 1,748,600 35,000 X Walter Harrison X DOLAN MEDIA COMPANY CMN Common 25659P402 563,918 49,597 X Walter Harrison X DOW CHEMICAL CO CMN Common 260543103 2,419,226 88,100 X Walter Harrison X EBAY INC Common 278642103 3,050,000 125,000 X Walter Harrison X EMC CORPORATION MASS CMN Common 268648102 3,968,574 195,400 X Walter Harrison X EVEREST RE GROUP LTD CMN Common G3223R108 5,637,844 65,200 X Walter Harrison X FOREST CITY ENTERPRISES (CL-A) CMN CLASS A Common 345550107 1,947,594 151,800 X Walter Harrison X GILEAD SCIENCES CMN Common 375558103 1,638,060 46,000 X Walter Harrison X GOLD RESOURCE CORP CMN Common 38068T105 1,102,806 59,100 X Walter Harrison X GOLDCORP INC CMN Common 380956409 1,201,152 27,600 X Walter Harrison X GOLDMAN SACHS GROUP Common 38141G104 1,879,540 13,000 X Walter Harrison X GOOGLE, INC. CMN CLASS A Common 38259P508 4,153,741 7,900 X Walter Harrison X HALLIBURTON COMPANY CMN Common 406216101 2,999,449 90,700 X Walter Harrison X HOLLYWOOD MEDIA CORP CMN Common 436233100 148,914 126,198 X Walter Harrison X INTEL CORPORATION CMN Common 458140100 460,800 24,000 X Walter Harrison X ISHARES RUSSELL 2000 INDEX FUND Common 464287655 2,025,000 30,000 X Walter Harrison X J CREW GROUP Common 46612H402 806,880 24,000 X Walter Harrison X JUNIPER NETWORKS, INC Common 48203R104 166,925 5,500 X Walter Harrison X KKR FINANCIAL HOLDINGS LLC CMN SERIES CLASS Common 48248A306 1,383,728 157,600 X Walter Harrison X KOHLS CORP (WISCONSIN), CMN Common 500255104 2,423,280 46,000 X Walter Harrison X KRAFT FOODS INC CMN CLASS A Common 50075N104 3,102,850 100,546 X Walter Harrison X LAKES ENTERTAINMENT INC CMN Common 51206P109 107,175 63,022 X Walter Harrison X LEAR CORPORATION CMN Common 521865204 4,230,648 53,600 X Walter Harrison X LIBERTY MEDIA HLDG CORP CMN SERIES A INTERACTIVE Common 53071M104 1,508,100 110,000 X Walter Harrison X LRAD CORP CMN Common 50213V109 170,511 108,606 X Walter Harrison X MANNKIND CORPORATION CMN Common 56400P201 1,329,016 196,600 X Walter Harrison X MASSEY ENERGY COMPANY CMN Common 576206106 2,331,153 75,150 X Walter Harrison X MATTSON TECHNOLOGY Common 577223100 586,039 213,105 X Walter Harrison X MAXIM INTEGRATED PRODUCTS, INC Common 57772K101 1,473,396 79,600 X Walter Harrison X MBIA INC CMN Common 55262C100 1,032,135 102,700 X Walter Harrison X MCDERMOTT INTL CMN Common 580037109 1,019,820 69,000 X Walter Harrison X MCMORAN EXPLORATION INC Common 582411104 2,032,501 118,100 X Walter Harrison X MEAD JOHNSON NUTRITION CO CMN CLASS A Common 582839106 1,691,934 29,730 X Walter Harrison X MERCK & CO., INC. CMN Common 58933Y105 3,835,602 104,200 X Walter Harrison X METTLER-TOLEDO INTL CMN Common 592688105 5,232,702 42,050 X Walter Harrison X MICRON TECHNOLOGY Common 595112103 198,996 27,600 X Walter Harrison X MICROSOFT CORPORATION CMN Common 594918104 2,202,876 89,950 X Walter Harrison X NEWELL RUBBERMAID INC Common 651229106 320,580 18,000 X Walter Harrison X NEW YORK COMMUNITY BANCORP INC CMN Common 649445103 1,326,991 81,661 X Walter Harrison X NII HOLDINGS, INC. CMN CLASS B Common 62913F201 1,516,590 36,900 X Walter Harrison X NOVELLUS SYSTEMS INC CMN Common 670008101 2,339,040 88,000 X Walter Harrison X PENSKE AUTOMOTIVE GROUP, INC CMN Common 70959W103 3,394,763 257,179 X Walter Harrison X PHILLIP MORRIS INTL INC Common 718172109 4,518,013 80,650 X Walter Harrison X PICO HOLDINGS INC CMN Common 693366205 1,661,709 55,650 X Walter Harrison X PIONEER NATURAL RESOURCES CO CMN Common 723787107 910,420 14,000 X Walter Harrison X PLAINS EXPL & PROD CO Common 726505100 1,333,500 50,000 X Walter Harrison X PULTE HOMES, INC. CMN Common 745867101 2,446,668 279,300 X Walter Harrison X RADIAN GROUP INC. CMN Common 750236101 1,234,387 157,850 X Walter Harrison X REDWOOD TRUST INC CMN Common 758075402 4,870,114 336,799 X Walter Harrison X RETAIL HOLDRS TRUST MUTUAL FUND Common 76127U101 5,035 51 X Walter Harrison X SPDR GOLD TRUST ETF Common 78463V107 1,918,650 15,000 X Walter Harrison X STORAGENETWORKS INC. CMN Common 86211E103 - 95,289 X Walter Harrison X TEVA PHARMACEUTICAL IND LTD ADS Common 881624209 7,863,126 149,064 X Walter Harrison X U.S. BANCORP CMN Common 902973304 5,514,851 255,081 X Walter Harrison X ULTA SALON COSMETICS & FRANGRANCES Common 90384S303 827,411 28,336 X Walter Harrison X VISA INC. Common 92826C839 2,539,692 34,200 X Walter Harrison X VODAFONE GROUP PLC SPONSORED ADR CMN Common 92857W209 1,718,093 69,250 X Walter Harrison X WELLPOINT, INC. CMN Common 94973V107 4,604,832 81,300 X Walter Harrison X WHIRLPOOL CORP Common 963320106 647,680 8,000 X Walter Harrison X WILLIS GROUP HOLDINGS LTD CMN Common G96655108 2,971,048 96,400 X Walter Harrison X YAHOO INC CMN Common 984332106 5,072,152 357,950 X Walter Harrison X Total Market Value 197,162,309
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