-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SfjGKYZq5tb8sExBqwlj8YdKjY3g76BKF7vM3j+T4VvmMLRrjs25/joAgwVqdnz1 eZlbmW3nVhnORPuH8FH9Tg== 0000928605-09-000005.txt : 20091113 0000928605-09-000005.hdr.sgml : 20091113 20091113145202 ACCESSION NUMBER: 0000928605-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRISON WALTER F III/NY CENTRAL INDEX KEY: 0000928605 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04482 FILM NUMBER: 091181050 MAIL ADDRESS: STREET 1: C/O GRANITE CAPITAL INTERNATIONAL GROUP STREET 2: 126 EAST 56TH STREET -25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f3q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment []; Amendment Number: This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Granite Capital International Group, LP Address: 126 East 56th Street 25th Floor New York, New York 10022 13F- File Number: The Institutional investment manager filing this report and the person whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Lloyd Moskowitz Title: Controller Phone: 212-407-3344 Signature, Place and Date of Signing: Lloyd Moskowitz New York, New York November 13, 2009 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: $202,662 List of Other Included Managers: No. 13F File Number Name WALTER F. HARRISON, III FORM 13F AS OF SEPTEMBER 30, 2009 FORM 13F Name of Reporting Manager : Walter F. Harrison III (SEC USE ONLY) Item 1: Item 2 Item 3 Item 4 Item 5 Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority (Shares) Number Value Principal (b) Shared See Instruc. V Amount (a) Sole As Defined (c) Shared (a) Sole (b) Shared (c) None in Instr. V Other ALLIANT TECHSYSTEMS INC CMN Common 018804104 5,555,376 71,360 X Walter Harrison X ALTISOURCE PORTFOLIO SOL S.A. CMN Common L0175J104 316,409 21,912 X Walter Harrison X ALTRIA GROUP INC CMN Common 02209S103 2,058,052 115,556 X Walter Harrison X AMERICAN TECHNOLOGY CORP (DEL) CMN Common 030145205 828,422 468,035 X Walter Harrison X ANALOG DEVICES, INC. CMN Common 032654105 2,413,250 87,500 X Walter Harrison X ANTHRACITE CAPITAL INC CMN Common 037023108 276,003 262,860 X Walter Harrison X APPLE, INC. CMN Common 037833100 1,297,450 7,000 X Walter Harrison X AUTONATION, INC. CMN Common 05329W102 904,000 50,000 X Walter Harrison X AVON PRODUCTS INC. CMN Common 054303102 1,358,400 40,000 X Walter Harrison X BANK OF AMERICA CORP CMN Common 060505104 896,185 52,966 X Walter Harrison X BANK OF NEW YORK MELLON CORP Common 064058100 4,150,440 143,168 X Walter Harrison X BARRICK GOLD CORPORATION CMN Common 067901108 1,023,300 27,000 X Walter Harrison X BIRKS & MAYORS INC CMN Common 090881103 19,099 34,725 X Walter Harrison X BJ SERVICES CO. CMN Common 055482103 2,185,875 112,500 X Walter Harrison X BROADCOM CORP CL-A CMN CLASS A Common 111320107 1,675,674 54,600 X Walter Harrison X BROCADE COMMUNICATIONS SYSTEMS*, INC. CMN Common 111621306 589,500 75,000 X Walter Harrison X BUCYRUS INTERNATIONAL INC CMN CLASS A Common 118759109 2,770,458 77,800 X Walter Harrison X CA INC CMN Common 12673P105 3,427,955 155,887 X Walter Harrison CANADIAN NATURAL RESOURCES CMN Common 136385101 470,330 7,000 X Walter Harrison X CAPITAL ONE FINANCIAL CORP CMN Common 14040H105 1,700,355 47,589 X Walter Harrison X CHESAPEAKE ENERGY CORPORATION CMN Common 165167107 710,000 25,000 X Walter Harrison X CIMAREX ENERGY CO CMN Common 171798101 13,922,008 321,376 X Walter Harrison X CISCO SYSTEMS, INC. CMN Common 17275R102 8,801,606 373,900 X Walter Harrison X CNX GAS CORP. CMN Common 12618H309 429,800 14,000 X Walter Harrison X CVS CAREMARK CORPORATION CMN Common 126650100 10,143,763 283,821 X Walter Harrison X CYBERONICS INC CMN Common 23251P102 2,517,914 157,962 X Walter Harrison X DECKERS OUTDOORS CORP CMN Common 243537107 2,443,680 28,800 X Walter Harrison X DOW CHEMICAL CO CMN Common 260543103 2,607,000 100,000 X Walter Harrison X E*TRADE FINANCIAL CORPORATION CMN Common 269246104 350,000 200,000 X Walter Harrison X EMC CORPORATION MASS CMN Common 268648102 6,936,984 407,100 X Walter Harrison X ENCANA CORPORATION CMN Common 292505104 449,358 7,800 X Walter Harrison X EOG RESOURCES INC CMN Common 26875P101 668,080 8,000 X Walter Harrison X EVEREST RE GROUP LTD CMN Common G3223R108 6,428,410 73,300 X Walter Harrison X EXCO RESOURCES INC CMN Common 269279402 538,272 28,800 X Walter Harrison X FIFTH STREET FINANCE CORP. CMN Common 31678A103 218,600 20,000 X Walter Harrison X FOREST CITY ENTERPRISES (CL-A) CMN CLASS A Common 345550107 2,037,588 152,400 X Walter Harrison X GENERAL ELECTRIC CO CMN Common 369604103 2,988,440 182,000 X Walter Harrison X GILEAD SCIENCES CMN Common 375558103 953,250 20,500 X Walter Harrison X GOLD RESOURCE CORP CMN Common 38068T105 451,327 61,405 X Walter Harrison X GOLDCORP INC CMN Common 380956409 1,445,246 35,800 X Walter Harrison X HALLIBURTON COMPANY CMN Common 406216101 1,817,040 67,000 X Walter Harrison X HOLLYWOOD MEDIA CORP CMN Common 436233100 1,462,964 968,850 X Walter Harrison X HOME DEPOT, INC Common 437076102 3,255,408 122,200 X Walter Harrison X JPMORGAN CHASE & CO CMN Common 46625H100 3,098,074 70,700 X Walter Harrison X KKR FINANCIAL HOLDINGS LLC CMN SERIES CLASS Common 48248A306 728,112 157,600 X Walter Harrison X KRAFT FOODS INC CMN CLASS A Common 50075N104 3,439,951 130,946 X Walter Harrison X LAKES ENTERTAINMENT INC CMN Common 51206P109 875,001 260,417 X Walter Harrison X LEAP WIRELESS INTL INC CMN Common 521863308 1,593,325 81,500 X Walter Harrison X LOCKHEED MARTIN CORPORATION CMN Common 539830109 2,537,600 32,500 X Walter Harrison X MANNKIND CORPORATION CMN Common 56400P201 1,469,955 149,234 X Walter Harrison X MASSEY ENERGY COMPANY CMN Common 576206106 2,510,100 90,000 X Walter Harrison X MAXIM INTEGRATED PRODUCTS, INC Common 57772K101 2,155,032 118,800 X Walter Harrison X MBIA INC CMN Common 55262C100 796,952 102,700 X Walter Harrison X MCDERMOTT INTL CMN Common 580037109 1,814,386 71,800 X Walter Harrison X METROPCS COMMUNICATIONS, INC. CMN Common 591708102 2,223,000 237,500 X Walter Harrison X METTLER-TOLEDO INTL CMN Common 592688105 5,820,408 64,250 X Walter Harrison X MICROSOFT CORPORATION CMN Common 594918104 2,447,258 95,150 X Walter Harrison X NEW YORK COMMUNITY BANCORP INC CMN Common 649445103 1,058,189 92,661 X Walter Harrison X NII HOLDINGS, INC. 3.125% 06/15/2012 CONV DJ Convertible Bond 62913FAJ1 1,765,000 2,000,000 X Walter Harrison NOBLE ENERGY INC CMN Common 655044105 428,740 6,500 X Walter Harrison X PENSKE AUTOMOTIVE GROUP, INC. 3.5% 04/01/2026 CONV OA Convertible Bond 909440AH2 2,159,400 2,000,000 X Walter Harrison PHILLIP MORRIS INTL INC Common 718172109 5,130,177 105,256 X Walter Harrison X PICO HOLDINGS INC CMN Common 693366205 1,860,930 55,800 X Walter Harrison X PULTE HOMES, INC. CMN Common 745867101 3,167,318 288,200 X Walter Harrison X QUALCOMM INC CMN Common 747525103 2,204,020 49,000 X Walter Harrison X QUANTA SERVICES INC CMN Common 74762E102 1,611,064 72,800 X Walter Harrison X RADIAN GROUP INC. CMN Common 750236101 2,366,725 223,698 X Walter Harrison X RECONDITIONED SYSTEMS INC Common 756240305 547,583 365,055 X Walter Harrison X REDWOOD TRUST INC CMN Common 758075402 4,747,247 306,274 X Walter Harrison X RETAIL HOLDRS TRUST MUTUAL FUND Common 76127U101 4,473 51 X Walter Harrison X SCHERING-PLOUGH CORP CMN Common 806605101 2,353,225 83,300 X Walter Harrison X SEATTLE GENETICS INC CMN Common 812578102 1,248,670 89,000 X Walter Harrison X SHAW GROUP INC CMN Common 820280105 1,386,288 43,200 X Walter Harrison X SPDR GOLD TRUST ETF Common 78463V107 1,383,900 14,000 X Walter Harrison X TARGET CORPORATION CMN Common 87612E106 1,633,800 35,000 X Walter Harrison X TEL OFFSHORE TRUST CMN Common 872382106 52,917 11,259 X Walter Harrison X TEVA PHARMACEUTICAL IND LTD ADS Common 881624209 9,114,148 180,264 X Walter Harrison X TIME WARNER INC. CMN Common 887317303 2,014,600 70,000 X Walter Harrison X U.S. BANCORP CMN Common 902973304 5,838,391 267,081 X Walter Harrison X ULTRA PETROLEUM CORP CMN Common 903914109 587,520 12,000 X Walter Harrison X UNITED STATES OIL FUND LP ETF Common 91232N108 904,750 25,000 X Walter Harrison X UNITED STATES STEEL CORPORATIO*N CMN Common 912909108 2,129,760 48,000 X Walter Harrison X VALASSIS COMMUNICATIONS INC CMN Common 918866104 894,000 50,000 X Walter Harrison X VISA INC. Common 92826C839 1,326,912 19,200 X Walter Harrison X WELLPOINT, INC. CMN Common 94973V107 2,131,200 45,000 X Walter Harrison X WILLIS GROUP HOLDINGS LTD CMN Common G96655108 3,355,358 118,900 X Walter Harrison X WPT ENTERPRISES, INC. CMN Common 98211W108 120,363 122,819 X Walter Harrison X WTS/DIME BANCORP INC 0.0000 EXP01/01/2059 LITIGATION TRACKING Common 25429Q110 5,710 190,339 X Walter Harrison X WYNN RESORTS, LIMITED CMN Common 983134107 2,126,700 30,000 X Walter Harrison X
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