-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VhSD/JEDfI2jkqGONDmn0ncTxL8K88ciwESgc+MnD+Yev1Lb0FC28LobH3zCLRUX aAv4deQDfnPOFMpIqPIgsg== 0000928605-09-000004.txt : 20090814 0000928605-09-000004.hdr.sgml : 20090814 20090814130523 ACCESSION NUMBER: 0000928605-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRISON WALTER F III/NY CENTRAL INDEX KEY: 0000928605 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04482 FILM NUMBER: 091014002 MAIL ADDRESS: STREET 1: C/O GRANITE CAPITAL INTERNATIONAL GROUP STREET 2: 126 EAST 56TH STREET -25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13f2q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment []; Amendment Number: This Amendment (check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Granite Capital International Group, LP Address: 126 East 56th Street 25th Floor New York, New York 10022 13F- File Number: The Institutional investment manager filing this report and the person whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Lloyd Moskowitz Title: Controller Phone: 212-407-3344 Signature, Place and Date of Signing: Lloyd Moskowitz New York, New York August 14, 2009 Report Type (Check only one.): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: $173,826 List of Other Included Managers: No. 13F File Number Name FORM 13F Name of Reporting Manager : Walter F. Harrison III(SEC USE ONLY)Item 1:Item 2Item 3Item 4Item 5Item 6:Item 7:Item 8:Name of IssuerTitle of ClassCUSIPFair MarketShares ofInvestment DiscretionManagersVoting Authority (Shares) NumberValuePrincipal (b) Shared See Instruc. V Amount(a) SoleAs Defined(c) Shared (a) Sole(b) Shared(c) None in Instr. VOther ALLIANT TECHSYSTEMS INC CMNCommon018804104 5,877,210 71,360 X Walter HarrisonX ALTRIA GROUP INC CMNCommon02209S103 1,893,963 115,556 X Walter HarrisonX AMAZON.COM INC CMNCommon023135106 669,280 8,000 X Walter HarrisonX AMERICAN TECHNOLOGY CORP (DEL) CMNCommon030145205 889,267 468,035 X Walter HarrisonX ANALOG DEVICES, INC. CMNCommon032654105 2,168,250 87,500 X Walter HarrisonX ANTHRACITE CAPITAL INC CMNCommon037023108 162,973 262,860 X Walter HarrisonX APPLE, INC. CMNCommon037833100 1,880,076 13,200 X Walter HarrisonX BANK OF AMERICA CORP CMNCommon060505104 699,151 52,966 X Walter Harrison X BANK OF NEW YORK MELLON CORP Common 064058100 4,196,254 143,168 X Walter Harrison X BARRICK GOLD CORPORATION CMN Common 067901108 1,140,700 34,000 X Walter Harrison X BIRKS & MAYORS INC CMN Common 090881103 19,099 34,725 X Walter Harrison X BJ SERVICES CO. CMN Common 055482103 1,192,625 87,500 X Walter Harrison X BROADCOM CORP CL-A CMN CLASS A Common 111320107 872,608 35,200 X Walter Harrison X BROCADE COMMUNICATIONS SYSTEMS*, INC. CMN Common 111621306 1,293,600 165,000 X Walter Harrison X BUCYRUS INTERNATIONAL INC CMN CLASS A Common 118759109 2,221,968 77,800 X Walter Harrison X BURGER KING HOLDINGS, INC. Common 121208201 1,514,579 87,700 X Walter Harrison X CA INC CMN Common 12673P105 2,717,110 155,887 X Walter Harrison X CAPITAL ONE FINANCIAL CORP CMN Common 14040H105 1,041,247 47,589 X Walter Harrison X CENTRAL EUROPEAN MEDIA 3.5% 03/15/2013 CONV SM Convertible Bond 153443AD8 2,565,000 4,000,000 X CIMAREX ENERGY CO CMN Common 171798101 9,107,796 321,376 X Walter Harrison X CISCO SYSTEMS, INC. CMN Common 17275R102 6,357,785 340,900 X Walter Harrison X CVS CAREMARK CORPORATION CMN Common 126650100 8,886,025 278,821 X Walter Harrison X CYBERONICS INC CMN Common 23251P102 2,626,908 157,962 X Walter Harrison X DECKERS OUTDOORS CORP CMN Common 243537107 2,076,760 29,554 X Walter Harrison X DELL INC CMN Common 24702R101 2,334,100 170,000 X Walter Harrison X DOW CHEMICAL CO CMN Common 260543103 1,614,000 100,000 X Walter Harrison X EMC CORPORATION MASS CMN Common 268648102 5,333,010 407,100 X Walter Harrison X EVEREST RE GROUP LTD CMN Common G3223R108 5,246,081 73,300 X Walter Harrison X FOREST CITY ENTERPRISES (CL-A) CMN CLASS A Common 345550107 1,005,840 152,400 X Walter Harrison X GILEAD SCIENCES CMN Common 375558103 918,064 19,600 X Walter Harrison X GOLDCORP INC CMN Common 380956409 1,244,050 35,800 X Walter Harrison X HALLIBURTON COMPANY CMN Common 406216101 1,242,000 60,000 X Walter Harrison X HOLLYWOOD MEDIA CORP CMN Common 436233100 1,521,095 968,850 X Walter Harrison X HOME DEPOT, INC Common 437076102 2,887,586 122,200 X Walter Harrison X ILLUMINA INC CMN Common 452327109 1,172,094 30,100 X Walter Harrison X IMPERIAL CAPITAL BANCORP INC CMN Common 452680101 78,912 219,200 X Walter Harrison X JPMORGAN CHASE & CO CMN Common 46625H100 2,411,577 70,700 X Walter Harrison X KKR FINANCIAL HOLDINGS LLC CMN SERIES CLASS Common 48248A306 146,568 157,600 X Walter Harrison X KRAFT FOODS INC CMN CLASS A Common 50075N104 3,318,172 130,946 X Walter Harrison X LAKES ENTERTAINMENT INC CMN Common 51206P109 757,813 260,417 X Walter Harrison X LAS VEGAS SANDS CORP. CMN Common 517834107 432,300 55,000 X Walter Harrison X LEAP WIRELESS INTL INC CMN Common 521863308 1,399,525 42,500 X Walter Harrison X MANNKIND CORPORATION CMN Common 56400P201 944,016 113,600 X Walter Harrison X MASSEY ENERGY COMPANY CMN Common 576206106 1,758,600 90,000 X Walter Harrison X MAXIM INTEGRATED PRODUCTS, INC Common 57772K101 1,863,972 118,800 X Walter Harrison X MBIA INC CMN Common 55262C100 444,691 102,700 X Walter Harrison X MCDERMOTT INTL CMN Common 580037109 1,458,258 71,800 X Walter Harrison X METROPCS COMMUNICATIONS, INC. CMN Common 591708102 1,663,750 125,000 X Walter Harrison X METTLER-TOLEDO INTL CMN Common 592688105 4,956,888 64,250 X Walter Harrison X MICROSOFT CORPORATION CMN Common 594918104 2,261,716 95,150 X Walter Harrison X NEW YORK COMMUNITY BANCORP INC CMN Common 649445103 990,546 92,661 X Walter Harrison X NII HOLDINGS, INC. 3.125% 06/15/2012 CONV DJ Convertible Bond 62913FAJ1 1,579,400 2,000,000 X OCWEN FINANCIAL CORPORATION CMN Common 675746309 1,112,009 85,737 X Walter Harrison X PENSKE AUTOMOTIVE GROUP, INC. 3.5% 04/01/2026 CONV OA Convertible Bond 909440AH2 1,931,000 2,000,000 X PHILLIP MORRIS INTL INC Common 718172109 4,591,267 105,256 X Walter Harrison X PICO HOLDINGS INC CMN Common 693366205 1,601,460 55,800 X Walter Harrison X PULTE HOMES, INC. CMN Common 745867101 2,544,806 288,200 X Walter Harrison X QUALCOMM INC CMN Common 747525103 2,034,000 45,000 X Walter Harrison X QUANTA SERVICES INC CMN Common 74762E102 1,683,864 72,800 X Walter Harrison X RADIAN GROUP INC. CMN Common 750236101 608,459 223,698 X Walter Harrison X RECONDITIONED SYSTEMS INC Common 756240305 1,241,187 365,055 X Walter Harrison X REDWOOD TRUST INC CMN Common 758075402 4,225,773 286,299 X Walter Harrison X RESEARCH IN MOTION LIMITED CMN Common 760975102 639,810 9,000 X Walter Harrison X RETAIL HOLDRS TRUST MUTUAL FUND Common 76127U101 3,951 51 X Walter Harrison X SALESFORCE.COM, INC CMN Common 79466L302 584,001 15,300 X Walter Harrison X SCHERING-PLOUGH CORP CMN Common 806605101 2,092,496 83,300 X Walter Harrison X SEATTLE GENETICS INC CMN Common 812578102 865,080 89,000 X Walter Harrison X SHAW GROUP INC CMN Common 820280105 1,047,062 38,200 X Walter Harrison X SHIRE PLC SPONSORED ADR CMN Common 82481R106 1,841,712 44,400 X Walter Harrison X SPDR GOLD TRUST ETF Common 78463V107 2,005,960 22,000 X Walter Harrison X TEL OFFSHORE TRUST CMN Common 872382106 47,175 11,259 X Walter Harrison X TEVA PHARMACEUTICAL IND LTD ADS Common 881624209 8,894,226 180,264 X Walter Harrison X TIME WARNER INC. CMN Common 887317303 2,692,811 106,900 X Walter Harrison X U.S. BANCORP CMN Common 902973304 4,171,436 232,781 X Walter Harrison X UNITED RENTALS, INC. CMN Common 911363109 600,325 92,500 X Walter Harrison X UNITED STATES OIL FUND LP ETF Common 91232N108 3,034,400 80,000 X Walter Harrison X UNITED STATES STEEL CORPORATIO*N CMN Common 912909108 1,608,300 45,000 X Walter Harrison X VALASSIS COMMUNICATIONS INC CMN Common 918866104 824,850 135,000 X Walter Harrison X VISA INC. Common 92826C839 1,195,392 19,200 X Walter Harrison X WELLPOINT, INC. CMN Common 94973V107 2,290,050 45,000 X Walter Harrison X WILLIS GROUP HOLDINGS LTD CMN Common G96655108 3,059,297 118,900 X Walter Harrison X WPT ENTERPRISES, INC. CMN Common 98211W108 147,383 122,819 X Walter Harrison X WTS/DIME BANCORP INC 0.0000 EXP01/01/2059 LITIGATION TRACKING Common 25429Q110 1,903 190,339 X Walter Harrison X WYNN RESORTS, LIMITED CMN Common 983134107 1,549,670 43,900 X Walter Harrison X Total Market Value 173,825,973
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