0001193125-12-054402.txt : 20120213 0001193125-12-054402.hdr.sgml : 20120213 20120213064933 ACCESSION NUMBER: 0001193125-12-054402 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 GROUP MEMBERS: COLONIAL FIRST STATE GROUP LTD GROUP MEMBERS: COLONIAL HOLDING CO LTD GROUP MEMBERS: COMMONWEALTH INSURANCE HOLDINGS LTD GROUP MEMBERS: FIRST STATE INVESTMENT MANAGEMENT (UK) LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD CENTRAL INDEX KEY: 0000928340 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: E6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49431 FILM NUMBER: 12595127 BUSINESS ADDRESS: STREET 1: TRAFALGAR PL STREET 2: WEST BAY RD CITY: GRAND CAYMAN BWI CAY STATE: E9 ZIP: 00000 BUSINESS PHONE: 8099474277 MAIL ADDRESS: STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI FORMER COMPANY: FORMER CONFORMED NAME: CAYMAN WATER CO LTD DATE OF NAME CHANGE: 19941212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH BANK OF AUSTRALIA CENTRAL INDEX KEY: 0000008565 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: GROUND FLOOR, TOWER 1 STREET 2: 201 SUSSEX STREET CITY: SYDNEY, NSW STATE: C3 ZIP: 2060 BUSINESS PHONE: (61-2) 9118 1335 MAIL ADDRESS: STREET 1: GROUND FLOOR, TOWER 1 STREET 2: 201 SUSSEX STREET CITY: SYDNEY, NSW STATE: C3 ZIP: 2060 SC 13G 1 d299120dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

 

 

Consolidated Water Co. Ltd.

(Name of Issuer)

 

 

COMMON STOCK

(Title of Class of Securities)

G23773107

(CUSIP Number)

December 31, 2011

Date of Event Which Requires Filing of the Statement

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Bank of Australia

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Australian Capital Territory, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    1,251,562 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    1,251,562 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,251,562 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 8.595% (based on 14,561,082 shares issued and outstanding, per Form 10-Q dated Sept 30th 2011)

12.

 

TYPE OF REPORTING PERSON

 

    BK/HC

 


 

CUSIP NO. 602675100   13G   Page 3 of 12

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial Holding Company Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    1,251,562 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    1,251,562 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,251,562 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 8.595% (based on 14,561,082 shares issued and outstanding, per Form 10-Q dated Sept 30th 2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


 

CUSIP NO. 602675100   13G   Page 4 of 12

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Insurance Holdings Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    1,251,562 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    1,251,562 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,251,562 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 8.595% (based on 14,561,082 shares issued and outstanding, per Form 10-Q dated Sept 30th 2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


 

CUSIP NO. 602675100   13G   Page 5 of 12

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial First State Group Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Victoria, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    1,251,562 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    1,251,562 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,251,562 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 8.595% (based on 14,561,082 shares issued and outstanding, per Form 10-Q dated Sept 30th 2011)

12.

 

TYPE OF REPORTING PERSON

 

    HC

 


 

CUSIP NO. 602675100   13G   Page 6 of 12

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investment Management (UK) Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Scotland, United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    0

   6.   

SHARED VOTING POWER

 

    1,251,562 shares

   7.   

SOLE DISPOSITIVE POWER

 

    0

   8.   

SHARED DISPOSITIVE POWER

 

    1,251,562 shares

  9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,251,562 shares

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 8.595% (based on 14,561,082 shares issued and outstanding, per Form 10-Q dated Sept 30th 2011)

12.

 

TYPE OF REPORTING PERSON

 

    IA

 


 

CUSIP NO. 602675100   13G   Page 7 of 12

 

Item 1  

(a)

   Name of Issuer:      
     Consolidated Water Co Ltd      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
    

Regatta Office Park

West Bay Road, Po Box 1114

Grand Cayman, Ky1 1102

Cayman Islands

     
Item 2  

(a)

   Name of Person Filing      
Item 2  

(b)

   Address of Principal Business Office      
Item 2  

(c)

   Citizenship      
    

Commonwealth Bank of Australia

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

Australian Capital Territory

 

Colonial Holding Company Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000.

Commonwealth of Australia

New South Wales

 

Commonwealth Insurance Holdings Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

New South Wales

 

Colonial First State Group Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

Victoria

 

First State Investment Management (UK) Limited

23 St Andrew Square

Edinburgh, EH2 1BB

Scotland

     
Item 2  

(d)

   Title of Class of Securities:      
     COMMON STOCK      
Item 2  

(e)

   CUSIP Number:      
     G23773107      
Item 3   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)    x    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j)    x    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
  (k)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
        If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: Investment Advisor.
        If this statement is filed pursuant to Rule 13d-1(c), check this box:    ¨


 

CUSIP NO. 602675100   13G   Page 8 of 12

 

Item 4    Ownership:      
   (a)    Amount beneficially owned:                                                            
      Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.      
   (b)    Percent of Class:                                                            
      Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote:                                                            
         Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.      
      (ii)    shared power to vote or to direct the vote:                                                           
         Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.      
      (iii)    sole power to dispose or to direct the disposition of:                                                            
         Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.      
      (iv)    shared power to dispose or to direct the disposition of:                                                            
         Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.      
Item 5    Ownership of Five Percent or Less of a Class:   
   Not Applicable.   
Item 6    Ownership of More than Five Percent on Behalf of Another Person:      
   Not Applicable.      
Item 7    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
   See Exhibit 99.2.
Item 8    Identification and Classification of Members of the Group:      
   Not Applicable.      
Item 9    Notice of Dissolution of Group:      
   Not Applicable.      
Item 10    Certification:      
  

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. I also certify that, to the best of my knowledge and belief, the foreign regulatory schemes applicable to the relevant subsidiaries referenced in Exhibit 99.2 to this Schedule 13G are substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s), and that I undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

     


 

CUSIP NO. 602675100   13G   Page 9 of 12

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this      day of February, 2012.

 

Commonwealth Bank of Australia
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Company Secretary
Colonial Holding Company Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Commonwealth Insurance Holdings Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Colonial First State Group Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
First State Investment Management (UK) Limited
By:  

/s/ Gregory Robert Cooper

Name:   Gregory Robert Cooper
Title:   Director


 

CUSIP NO. 602675100   13G   Page 10 of 12

 

INDEX TO EXHIBITS

 

Exhibit
No.

  

Exhibit

99.1    Joint Filing Agreement
99.2    Item 7 Information
EX-99.1 2 d299120dex991.htm JOINT FILING AGREEMENT Joint Filing Agreement

 

CUSIP NO. 602675100   13G   Page 11 of 12

 

Exhibit 99.1

Joint Filing Agreement

February     , 2012

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, and First State Investment Management (UK) Limited each hereby agree to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. A copy of this Agreement shall be attached as an exhibit to the Statement on Schedule 13G filed on behalf of each of the parties hereto, to which this Agreement relates.

This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument.

 

Commonwealth Bank of Australia
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Company Secretary
Colonial Holding Company Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Commonwealth Insurance Holdings Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
Colonial First State Group Limited
By:  

/s/ John Damien Hatton

Name:   John Damien Hatton
Title:   Director
First State Investment Management (UK) Limited
By:  

/s/ Gregory Robert Cooper

Name:   Gregory Robert Cooper
Title:   Director
EX-99.2 3 d299120dex992.htm ITEM 7 INFORMATION Item 7 Information

 

CUSIP NO. 602675100   13G   Page 12 of 12

 

Exhibit 99.2

Item 7 Information

The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows:

 

Company

  

Type of Company

 

.

First State Investments International Ltd.    IA (US registered)  
First State Investment Management (UK) Limited    IA (UK registered)