0000928204-16-000010.txt : 20160805
0000928204-16-000010.hdr.sgml : 20160805
20160805155353
ACCESSION NUMBER: 0000928204-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160805
DATE AS OF CHANGE: 20160805
EFFECTIVENESS DATE: 20160805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WILLIAM HARRIS INVESTORS INC
CENTRAL INDEX KEY: 0000928204
IRS NUMBER: 363488341
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04436
FILM NUMBER: 161810999
BUSINESS ADDRESS:
STREET 1: 191 NORTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126210590
MAIL ADDRESS:
STREET 1: 191 NORTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: HARRIS WILLIAM INVESTORS INC
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000928204
XXXXXXXX
06-30-2016
06-30-2016
WILLIAM HARRIS INVESTORS INC
191 NORTH WACKER DRIVE
SUITE 1500
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-04436
N
Marc Bassewitz
Vice President & General Counsel
312-604-1998
/s/ Marc Bassewitz
Chicago
IL
08-05-2016
0
129
398743
false
INFORMATION TABLE
2
filing13f-0616.xml
3M COMPANY
COM
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770
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770
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3M COMPANY
COM
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1200
88
ADVANCE AUTO PARTS, INC
COM
00751Y106
7043
43574
SH
SOLE
43574
0
0
ALLERGAN
COM
G0177J108
505
2184
SH
SOLE
0
2184
0
ALPHABET, INC CL C
COM
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586
846
SH
SOLE
0
846
0
AMERISOURCEBERGEN CORP
COM
03073E105
13846
174562
SH
SOLE
174277
285
0
ANTARES PHARMA, INC
COM
036642106
1823
1736256
SH
SOLE
1696256
40000
0
APOLLO RESIDENTIAL MTG, INC
COM
03763V102
722
53900
SH
SOLE
0
53900
0
APTARGROUP, INC
COM
038336103
999
12622
SH
SOLE
0
12622
0
AT&T, INC
COM
00206R102
213
4931
SH
SOLE
0
4931
0
AT&T, INC
COM
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86
2000
SH
DFND
0
2000
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AVID TECH, INC
COM
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148
25500
SH
SOLE
0
25500
0
AVID TECH, INC
COM
05367P100
50
8560
SH
DFND
0
8560
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BARNES & NOBLE ED, INC
COM
06777U101
7079
697397
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SOLE
697397
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BARNES & NOBLE, INC
COM
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531677
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SOLE
531677
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BEACON ROOFING SUPPLY, INC
COM
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BED BATH & BEYOND, INC
COM
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SOLE
214393
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BIOTECH PRODUCT SERVICES & RES
COM
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10000
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SOLE
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10000
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BLACKHAWK NTWK HLDGS, INC
COM
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14618
436482
SH
SOLE
436482
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0
BLACKHAWK NTWK HLDGS, INC
COM
09238E104
335
10000
SH
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CALAMOS CONV OPP & INC FD
COM
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13700
SH
SOLE
0
13700
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CALAMOS CONV OPP & INC FD
COM
128117108
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2000
SH
DFND
0
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2000
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COM
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47
674377
SH
SOLE
674377
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CEMPRA, INC
COM
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SH
SOLE
151045
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CHART INDUSTRIES, INC
COM
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SH
SOLE
185459
0
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CHURCH & DWIGHT, INC
COM
171340102
1145
11133
SH
SOLE
0
11133
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COGENT COMM HOLDINGS
COM
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220123
SH
SOLE
220123
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COMMUNITY HEALTH SYS, INC
COM
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SH
SOLE
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300
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COMMUNITY HEALTH SYS, INC
COM
203668108
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555
SH
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0
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555
CVS CORP
COM
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576
6020
SH
SOLE
0
6020
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DAVIDs TEA, INC
COM
238661102
4391
322147
SH
SOLE
322147
0
0
DICKS SPORTING GOODS, INC
COM
253393102
14362
318738
SH
SOLE
318738
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0
ENDOLOGIX, INC
COM
29266S106
653
52391
SH
DFND
0
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52391
EXELIXIS, INC
COM
30161Q104
78
10000
SH
DFND
0
0
10000
EXPEDIA INC.
COM
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54799
SH
SOLE
54799
0
0
EXXON MOBIL CORP
COM
30231G102
306
3262
SH
SOLE
0
3262
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EXXON MOBIL CORP
COM
30231G102
8
89
SH
DFND
0
0
89
FAMOUS DAVES OF AM, INC
COM
307068106
53
10451
SH
SOLE
0
10451
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FANNIE MAE
COM
313586109
1307
653403
SH
SOLE
333521
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FARO TECH, INC
COM
311642102
2945
87058
SH
SOLE
87058
0
0
FLIR SYSTEMS, INC
COM
302445101
5925
191439
SH
SOLE
191439
0
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FOREST CITY RLTY TR INC COM CL
COM
345605109
258
11550
SH
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0
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11550
FORTRESS INV GRP LLC CL A
COM
34958B106
283
63933
SH
SOLE
0
63933
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FORTRESS INV GRP LLC CL A
COM
34958B106
35
8000
SH
DFND
0
0
8000
FREDDIE MAC
COM
313400301
55
30000
SH
SOLE
0
30000
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GENERAC HOLDINGS, INC
COM
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SOLE
210588
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GRAND CANYON ED, INC
COM
38526M106
12498
313065
SH
SOLE
313065
0
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HARMAN INT'L IND, INC
COM
413086109
260
3625
SH
SOLE
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3625
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HEMISHPERE MEDIA GROUP, INC A
COM
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1805
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SH
SOLE
152963
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0
ICON PLC
COM
G4705A100
3312
47305
SH
SOLE
47305
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INT'L SPEEDWAY CORP
COM
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367189
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SOLE
367189
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IONIS PHARM, INC
COM
462222100
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338618
SH
SOLE
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IONIS PHARM, INC
COM
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COM
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SOLE
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COM
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SOLE
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ISHARES RUSSELL 2000 GROWTH
COM
464287648
385
2805
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2805
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ISHARES RUSSELL 3000 GROWTH
COM
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294
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SOLE
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3600
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J&J SNACK FOODS CORP
COM
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SH
SOLE
34900
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JOHNSON & JOHNSON
COM
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512
4225
SH
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4225
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JOHNSON & JOHNSON
COM
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DFND
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KAPSTONE PAPER & PACK CORP
COM
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SOLE
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KAPSTONE PAPER & PACK CORP
COM
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COM
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KAYNE ANDERSON MDSTRM/ENGY
COM
48661E108
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SH
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COM
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COM
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LOUISIANA-PACIFIC CORP
COM
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SOLE
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MACQUARIE INFRASTRUCT LLC
COM
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SOLE
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COM
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130
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METLIFE, INC
COM
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SOLE
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MGM RESORTS INTERNATIONAL
COM
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SOLE
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COM
552953101
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MYLAN, INC
COM
N59465109
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SOLE
316033
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NOVAVAX, INC
COM
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SOLE
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OCH-ZIFF CAP MGMT GRP CL A
COM
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SOLE
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COM
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COM
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COM
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COM
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COM
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COM
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SOLE
236340
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COM
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COM
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COM
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3000
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COM
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COM
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COM
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SOLE
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COM
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COM
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COM
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COM
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COM
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COM
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SOLE
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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TERRAFORM POWER, INC CL A
COM
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SOLE
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COM
88104R100
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COM
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COM
90187B101
261
30500
SH
SOLE
0
30500
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COM
90187B101
13
1500
SH
DFND
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0
1500
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COM
904708104
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COM
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COM
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COM
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560
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VANGUARD FTSE EUROPE
COM
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397
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8500
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VENTAS, INC
COM
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178
2442
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VENTAS, INC
COM
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182
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COM
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119673
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COM
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7120
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COM
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COM
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COM
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371
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COM
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COM
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208
5700
SH
SOLE
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5700
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COM
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SH
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0
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500
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COM
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SHAKE SHACK, INC CL A (DHM - F
COM
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COM
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COM
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