0001181431-14-036094.txt : 20141112 0001181431-14-036094.hdr.sgml : 20141111 20141112091216 ACCESSION NUMBER: 0001181431-14-036094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNIVELY JOSHUA A CENTRAL INDEX KEY: 0001548622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141211573 MAIL ADDRESS: STREET 1: 42745 U.S. HIGHWAY 27 CITY: DAVENPORT STATE: FL ZIP: 33837 4 1 rrd418706.xml DISPOSITION OF 30,000 COMMON SHARES IN GRAT PURSUANT TO A RULE 10B5-1 TRADING PLAN AT AVERAGE PRICE OF $22.5267. X0306 4 2014-11-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001548622 SNIVELY JOSHUA A 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 EVP, Chemistry Research Common Stock 13174 D Common Stock 105592 I By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust Common Stock 2014-11-07 4 S 0 30000 22.5267 D 143934 I By Joshua A. Snively, Sr. Grantor Retained Annuity Trust Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. Disposition of 30,000 common shares in GRAT pursuant to a rule 10b5-1 Trading Plan at an average price of $25.5267. /S/ Joshua A. Snively, Sr. 2014-11-11