0001181431-14-034254.txt : 20141016
0001181431-14-034254.hdr.sgml : 20141016
20141014172041
ACCESSION NUMBER: 0001181431-14-034254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141013
FILED AS OF DATE: 20141014
DATE AS OF CHANGE: 20141014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 141155864
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd417583.xml
DISPOSITION OF 55,000 COMMON SHARES IN REV. TRUST AND 49,000 COMMON SHARES IN GRAT PURSUANT TO A RULE 10B5-1 TRADING PLAN, AT AVERAGE PRICES OF $20.3610 AND $20.3595, RESPECTIVELY, AND CHARITABLE DONATION OF 6,700 SHARES AND 11,000 SHARES FROM REV TRUST
X0306
4
2014-10-13
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2014-05-28
4
G
0
11000
0.00
D
296639
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-09-09
4
G
0
6700
0.00
D
289939
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-10-13
4
S
0
55000
20.361
D
234939
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-10-13
4
S
0
49000
20.3595
D
200021
I
By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock
11244
D
Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Disposition of 55,000 common shares in Rev. Trust and 49,000 common shares in GRAT pursuant to a Rule 10b5-1 Trading Plan, at average prices of $20.3610 and $20.3595, respectively
/s/Carla Schultz Hardy
2014-10-14