-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K5envJCsN7lWXLvNCwNVmnwJxrLhWy9x95zTIYyL32xGkQrS5Xc/YduIxStBDzj8 tdtQ8a/nOkmnjVftSWkW+A== 0001093255-09-000008.txt : 20090601 0001093255-09-000008.hdr.sgml : 20090601 20090601154225 ACCESSION NUMBER: 0001093255-09-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51879 FILM NUMBER: 09864947 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SENTINEL ASSET MANAGEMENT, INC. CENTRAL INDEX KEY: 0001093255 IRS NUMBER: 030221140 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE NATIONAL LIFE DRIVE CITY: MONTPELIER STATE: VT ZIP: 05604 BUSINESS PHONE: 8022297402 MAIL ADDRESS: STREET 1: ONE NATIONAL LIFE DRIVE CITY: MONTPELIER STATE: VT ZIP: 05604 FORMER COMPANY: FORMER CONFORMED NAME: NL CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990813 SC 13G 1 g.htm SC 13G g.htm - Sentinel Investments

  SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

  SCHEDULE 13G
(Rule 13d-102)

  Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. )*

  Flotek Industries, Inc.
(Name of Issuer)

  Common Stock, $.0001 par value
(Title of Class of Securities)

  343389102
(CUSIP Number)

December 31, 2008

  (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the Notes).


                                     CUSIP No. 343389102 
 (1)Names of reporting persons. 
                 Sentinel Asset Management, Inc. 
 (2) Check the appropriate box if a member of a group 
 (a)   
 (b)   
 (3) SEC Use Only   
 (4) Citizenship or place of organization: 
              Vermont 
  (5)Sole voting power: 
        1,431,960 
 Number of shares   
 beneficially owned by  (6)Shared voting power: 
         None 
 each reporting person  (7)Sole dispositive power: 
         1,431,960 
 with:   
  (8)Shared dispositive power:  
        None 
 (9)Aggregate amount beneficially owned by each reporting person: 
            1,431,960 
 (10)Check if the aggregate amount in Row (9) excludes certain shares (see instructions) 
 (11)Percent of class represented by amount in Row 9 
          6.29%1 
 (12)Type of reporting person (see instructions): 
          IA 
1 The percentages reported in this Schedule 13G are based upon 22,782,091 shares of Common Stock 
outstanding as of December 31, 2008 reported in the issuer’s Annual Report on Form 10-K for the year 
ended December 31, 2008, as filed with the Securities and Exchange Commission on March 16, 2009. 


Item 1.   
Item 1(a) Name of issuer: Flotek Industries, Inc. 
Item 1(b) Address of issuer's principal executive offices: 2930 W. Sam Houston Parkway N. #300, Houston 
Texas 77043   
Item 2.   
2(a) Name of person filing: Sentinel Asset Management, Inc. 
2(b) Address or principal business office or, if none, residence: One National Life Drive, Montpelier VT 
05604   
2(c) Citizenship: Vermont 
2(d) Title of class of securities: Common Stock, $.0001 par value 
2(e) CUSIP No.: 343389102 
 
Item 3.   
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: 
                   a.  [ ] Broker or dealer registered under Section 15 of the Act. 
                   b.  [ ] Bank as defined in Section 3(a)(6) of the Act. 
                   c.  [ ] Insurance company as defined in Section 3(a)(19) of the Act. 
                   d.  [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. 
                   e.  [x] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); 
                   f.  [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); 
                   g.  [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); 
                   h.  [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 
  1813); 
                   i.  [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) 
  of the Investment Company Act of 1940; 
                   j.  [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). 
 
Item 4. Ownership 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer 
identified in Item 1. 
                   a.  Amount beneficially owned: 
                   See the response(s) to Item 9 on the attached cover page(s). 
                   b.  Percent of class 
                   See the response(s)to Item 11 on the attached cover page(s). 
                   c.  Number of shares as to which such person has: 
                     (i). Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached 
                     cover page(s). 


                                                   (ii). Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached 
                                                   cover page(s). 
 
                                                     (iii). Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 
                                                   on the attached cover page(s). 
 
                                                     (iv). Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 
                                                   on the attached cover page(s). 
 
 
 
Item 5. 
Ownership of 5 Percent or Less of a Class. 
                   Not Applicable 
 
 
 
 
Item 6. Ownership of More than 5 Percent on Behalf of Another Person 
                   Not Applicable. 
 
 
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the 
Parent Holding Company or Control Person. 
                   Not Applicable. 
 
 
 
Item 8. Identification and Classification of Members of the Group 
                   Not Applicable. 
 
 
 
Item 9. Notice of Dissolution of Group 
                   Not Applicable. 
 
 
 
Item 10. Certifications 
 
                               By signing below I certify that, to the best of my knowledge and belief, the securities referred to above 
                               were acquired and are held in the ordinary course of business and were not acquired and are not held for 
                               the purpose of or with the effect of changing or influencing the control of the issuer of the securities and 
                               were not acquired and are not held in connection with or as a participant in any transaction having that 
                               purpose or effect. 
 
 
 
Signature. 
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this 
statement is true, complete and correct. 
 
 
Dated: June 1, 2009 
 
 
 
Signature: /s/ D. Russell Morgan 
 
 
D. Russell Morgan, Chief Compliance Officer 
Name/Title 


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