-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2J/nsX+MUmhgF0iosDagsYkrBgIh+rkimqnRZqWIlbpLIqmb8lbR8XnMfba9as6 whso1p/PxtTnr2grt70NGQ== 0000928054-03-000009.txt : 20030214 0000928054-03-000009.hdr.sgml : 20030214 20030214144147 ACCESSION NUMBER: 0000928054-03-000009 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51879 FILM NUMBER: 03566495 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BEALL ROBERT S CENTRAL INDEX KEY: 0001107072 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5300 MIRAMAR LANE CITY: COLLAYVILLE STATE: TX ZIP: 76034 BUSINESS PHONE: 8178354044 MAIL ADDRESS: STREET 1: 2901 RED OAK CT. CITY: COLLAYVILLE STATE: TX ZIP: 76034 SC 13D/A 1 form13dbeall021403.txt FORM 13D/A ROBERT S. BEALL FILED ON 2.14.03 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) FLOTEK INDUSTRIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 343389 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) Robert S. Beall 5300 Miramar Lane Colleyville, Texas 76034 (817) 545-7938 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 24, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only) Robert S. Beall - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds PF - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power Beneficially Owned By 493,810 Each Reporting Person With ------------------------------------------------------ 8. Shared Voting Power 0 ------------------------------------------------------ 9. Sole Dispositive Power 493,810 ------------------------------------------------------ 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 493,810 - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 8.9% - -------------------------------------------------------------------------------- 14. Type of Reporting Person IN - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Item 1. Security and Issuer This Statement relates to the Common Stock, $0.0001 par value per share of Flotek Industries, Inc., a Delaware corporation (the "Company"). The principal executive offices of the Company are located at 7030 Empire Central Drive, Houston, Texas 77040. Item 2. Identity and Background (a) This Statement is filed by Robert S. Beall. (b) Robert S. Beall resides at 5300 Miramar Lane, Colleyville, Texas 76034. (c) Mr. Beall is a director of the Company and is employed by R. S. Beall Investment, Inc. (d) Mr. Beall has not been convicted in a criminal proceeding during the last five years (excluding traffic violations or similar misdemeanors). (e) During the past five years, Mr. Beall was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which Mr. Beall was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Beall is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration No change. Item 4. Purpose of Transaction No change, except to disclose the following transaction since the filing of the original Schedule 13D on November 14, 2001: On December 24, 2002, Mr. Beall acquired 200,000 shares of the Company's common stock from Mr. Glenn Penny, President and Director of the Company, for $0.50 per share using personal funds of Mr. Robert S. Beall, a Director of the Company. Item 5. Interest in Securities of the Issuer (a) Because of the acquisition of shares Mr. Beall is now the direct beneficial owner of 493,810 shares, or approximately 8.9% of the 5,521,670 shares of common stock of the Company that were issued and outstanding on December 24, 2002. (b) No change (c) No change, except to disclose the following transaction since the filing of the original Schedule 13D on November 14, 2001: On December 24, 2002, Mr. Beall acquired 200,000 shares of the Company's common stock for $0.50 per share. Except as disclosed herein, there have been no transactions in securities of the Issuer during the past sixty days. (d) No change. (e) No change. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No change. Item 7. Material to be Filed as Exhibits. None SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: February 14, 2003 /s/ Robert S. Beall -------------------- Robert S. Beall -----END PRIVACY-ENHANCED MESSAGE-----