-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+PCvOElYZmmqXz8mRV8dcs8zJOXer7RdiTd+IlE2iCXZfJEYT1QBIjABKjiGQhU jt782qkK5Pj4kARXMrzPww== 0001250617-10-000097.txt : 20101109 0001250617-10-000097.hdr.sgml : 20101109 20101109114036 ACCESSION NUMBER: 0001250617-10-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101108 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOOHEY JAMES F CENTRAL INDEX KEY: 0001250617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 101175059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-08 0000092769 SPECTRUM CONTROL INC SPEC 0001250617 TOOHEY JAMES F 2222 WEST GRANDVIEW BLVD ERIE PA 16506 1 1 0 0 Secretary Common Stock 169885 I Profit Sharing Common Stock 2010-11-08 4 S 0 2000 15.7899 D 33930 D Options 8.38 2013-04-10 Common Stock 12000 12000 D Options 6.43 2014-04-09 Common Stock 12000 12000 D Options 13.91 2015-04-15 Common Stock 6000 6000 D 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012. 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013. 1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.755 to $15.85 inclusive. The reporting person undertakes to provide to Spectrum Control, Inc. ("Spectrum"), any security holder of Spectrum, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. All options have been granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for James F. Toohey. 2010-11-09 -----END PRIVACY-ENHANCED MESSAGE-----