0001225208-15-014341.txt : 20150629
0001225208-15-014341.hdr.sgml : 20150629
20150629161936
ACCESSION NUMBER: 0001225208-15-014341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150625
FILED AS OF DATE: 20150629
DATE AS OF CHANGE: 20150629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNERAN JOHN G JR
CENTRAL INDEX KEY: 0001238033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15958489
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-06-25
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238033
FINNERAN JOHN G JR
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Gen. Counsel & Corp. Secretary
Common Stock
2015-06-25
4
M
0
7140.0000
88.8100
A
129192.0000
D
Common Stock
2015-06-25
4
S
0
7140.0000
90.0000
D
122052.0000
D
Common Stock
33221.0000
I
By Spouse
Common Stock
31683.0000
I
Finneran/Cotter Children's Trust
Stock Options
88.8100
2015-06-25
4
M
0
7140.0000
0.0000
D
2016-03-02
Common Stock
7140.0000
56510.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 6, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on March 3, 2007 and annually thereafter.
Shahin Rezai (POA on file)
2015-06-29