0001225208-15-004251.txt : 20150218
0001225208-15-004251.hdr.sgml : 20150216
20150217163115
ACCESSION NUMBER: 0001225208-15-004251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150212
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borgmann Kevin S.
CENTRAL INDEX KEY: 0001567914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15623192
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-02-12
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001567914
Borgmann Kevin S.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Risk Officer
Common Stock
2015-02-12
4
M
0
2060.0000
78.7100
A
41932.0000
D
Common Stock
2015-02-12
4
S
0
2060.0000
78.7200
D
39872.0000
D
Stock Options
78.7100
2015-02-12
4
M
0
2060.0000
0.0000
D
2015-03-14
Common Stock
2060.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.
Gregory W. Seward (POA on file)
2015-02-17