0000902664-11-001296.txt : 20110812 0000902664-11-001296.hdr.sgml : 20110812 20110812133729 ACCESSION NUMBER: 0000902664-11-001296 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eos Partners, L.P. CENTRAL INDEX KEY: 0000927020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04019 FILM NUMBER: 111030528 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-832-5800 MAIL ADDRESS: STREET 1: 320 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EOS PARTNERS LP DATE OF NAME CHANGE: 19990428 13F-HR 1 p11-1415form13fhr.txt EOS PARTNERS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eos Partners, L.P. ------------------------------------------------- Address: 320 Park Avenue ------------------------------------------------- New York, New York 10022 ------------------------------------------------- Form 13F File Number: 28-04019 ------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Steven M. Friedman ------------------------------------------------------ Title: Manager of Eos General, L.L.C., its General Partner ------------------------------------------------------ Phone: (212) 832-5800 ------------------------------------------------------ Signature, Place, and Date of Signing: /s/ Steven M. Friedman New York, New York August 12, 2011 ---------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 104 ----------- Form 13F Information Table Value Total: $ 491,416 -------------- (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- --------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ADDUS HOMECARE CORP COM 006739106 21,845 4,023,000 SH SOLE 4,023,000 AIRCASTLE LTD COM G0129K104 655 51,500 SH SOLE 51,500 AMARIN CORP PLC SPONS ADR NEW 023111206 2,020 140,000 SH SOLE 140,000 AMERICAN INTL GROUP INC COM NEW 026874784 2,439 83,200 SH SOLE 83,200 AMERICAN REPROGRAPHICS CO COM 029263100 731 103,408 SH SOLE 103,408 AMR CORP COM 001765106 180 33,300 SH SOLE 33,300 AOL INC COM 00184X105 497 25,000 SH SOLE 25,000 AON CORP COM 037389103 5,130 100,000 SH SOLE 100,000 APOGEE ENTERPRISES INC COM 037598109 192 15,000 SH SOLE 15,000 APPLE INC COM 037833100 9,734 29,000 SH SOLE 29,000 AUTONATION INC COM 05329W102 2,380 65,000 SH PUT SOLE 65,000 BANK OF AMERICA CORPORATION COM 060505104 986 90,000 SH SOLE 90,000 BARCLAYS PLC ADR 06738E204 246 15,000 SH SOLE 15,000 BEAZER HOMES USA INC COM 07556Q105 327 96,600 SH SOLE 96,600 BED BATH & BEYOND INC COM 075896100 4,378 75,000 SH PUT SOLE 75,000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,573 33,250 SH SOLE 33,250 BLOCK H & R INC COM 093671105 1,564 97,500 SH PUT SOLE 97,500 BUNGE LIMITED COM G16962105 10,343 150,000 SH PUT SOLE 150,000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 10,580 417,600 SH SOLE 417,600 CAMECO CORP COM 13321L108 922 35,000 SH SOLE 35,000 CENTRAL EUROPEAN DIST CORP COM 153435102 560 50,000 SH CALL SOLE 50,000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 14,554 268,222 SH SOLE 268,222 CINTAS CORP COM 172908105 826 25,000 SH SOLE 25,000 CISCO SYS INC COM 17275R102 9,366 600,000 SH CALL SOLE 600,000 CLEVELAND BIOLABS INC COM 185860103 2,073 607,776 SH SOLE 607,776 COMCAST CORP NEW CL A 20030N101 5,068 200,000 SH CALL SOLE 200,000 COMCAST CORP NEW CL A SPL 20030N200 9,463 390,530 SH SOLE 390,530 COMFORT SYS USA INC COM 199908104 424 40,000 SH SOLE 40,000 COTT CORP QUE COM 22163N106 1,469 174,690 SH SOLE 174,690 D R HORTON INC COM 23331A109 1,111 96,480 SH SOLE 96,480 DOMINOS PIZZA INC COM 25754A201 7,193 285,000 SH SOLE 285,000 E M C CORP MASS COM 268648102 4,821 175,000 SH CALL SOLE 175,000 EAGLE MATERIALS INC COM 26969P108 557 20,000 SH SOLE 20,000 EARTHLINK INC COM 270321102 1,731 225,000 SH SOLE 225,000 ECHOSTAR CORP CL A 278768106 4,969 136,406 SH SOLE 136,406 EXPEDIA INC DEL COM 30212P105 1,305 45,000 SH SOLE 45,000 EXXON MOBIL CORP COM 30231G102 1,242 15,260 SH SOLE 15,260 FORD MTR CO DEL COM PAR $0.01 345370860 1,379 100,000 SH PUT SOLE 100,000 FRANKLIN RES INC COM 354613101 1,641 12,500 SH SOLE 12,500 GANNETT INC COM 364730101 716 50,000 SH SOLE 50,000 GENERAL ELECTRIC CO COM 369604103 943 50,000 SH SOLE 50,000 GLOBE SPECIALTY METALS INC COM 37954N206 1,906 85,000 SH SOLE 85,000 GOLDMAN SACHS GROUP INC COM 38141G104 1,331 10,000 SH SOLE 10,000 GOOGLE INC CL A 38259P508 1,013 2,000 SH SOLE 2,000 HARBIN ELECTRIC INC COM 41145W109 756 50,000 SH SOLE 50,000 HAYNES INTERNATIONAL INC COM NEW 420877201 1,228 19,822 SH SOLE 19,822 HEIDRICK & STRUGGLES INTL IN COM 422819102 340 15,000 SH SOLE 15,000 HILLENBRAND INC COM 431571108 237 10,000 SH SOLE 10,000 HOVNANIAN ENTERPRISES INC CL A 442487203 332 137,800 SH SOLE 137,800 INTEL CORP COM 458140100 9,972 450,000 SH PUT SOLE 450,000 ISHARES TR RUSSELL 2000 464287655 57,960 700,000 SH PUT SOLE 700,000 ISHARES TR DJ US REAL EST 464287739 24,120 400,000 SH PUT SOLE 400,000 JOHNSON & JOHNSON COM 478160104 2,029 30,500 SH SOLE 30,500 JPMORGAN CHASE & CO COM 46625H100 1,064 26,000 SH SOLE 26,000 KB HOME COM 48666K109 358 36,645 SH SOLE 36,645 LAZARD LTD SHS A G54050102 1,113 30,000 SH SOLE 30,000 LENNAR CORP CL A 526057104 419 23,072 SH SOLE 23,072 LIBERTY GLOBAL INC COM SER C 530555309 1,922 45,000 SH SOLE 45,000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 3,354 200,000 SH SOLE 200,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 9,029 120,000 SH SOLE 120,000 LIZ CLAIBORNE INC COM 539320101 58 10,800 SH PUT SOLE 10,800
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- --------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 385 10,000 SH SOLE 10,000 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 966 35,000 SH SOLE 35,000 MAIDEN HOLDINGS LTD SHS G5753U112 167 18,401 SH SOLE 18,401 MORGAN STANLEY COM NEW 617446448 1,381 60,000 SH SOLE 60,000 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,653 75,000 SH PUT SOLE 75,000 NUCOR CORP COM 670346105 1,443 35,000 SH SOLE 35,000 OMNICOM GROUP INC COM 681919106 482 10,000 SH SOLE 10,000 OMNICOM GROUP INC COM 681919106 9,632 200,000 SH PUT SOLE 200,000 PARTNERRE LTD COM G6852T105 482 7,000 SH SOLE 7,000 PETROQUEST ENERGY INC COM 716748108 607 86,500 SH SOLE 86,500 PLATINUM UNDERWRITER HLDGS L COM G7127P100 332 10,000 SH SOLE 10,000 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2,140 79,000 SH PUT SOLE 79,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11,410 200,000 SH PUT SOLE 200,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 38,196 1,800,000 SH CALL SOLE 1,800,000 PROSHARES TR ULTRA FNCLS NEW 74347X633 633 10,000 SH SOLE 10,000 PULTE GROUP INC COM 745867101 421 54,900 SH SOLE 54,900 QUANEX BUILDING PRODUCTS COR COM 747619104 410 25,000 SH SOLE 25,000 RELIANCE STEEL & ALUMINUM CO COM 759509102 1,490 30,000 SH SOLE 30,000 RESOURCES CONNECTION INC COM 76122Q105 845 70,200 SH SOLE 70,200 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 50,569 3,353,361 SH SOLE 3,353,361 RYLAND GROUP INC COM 783764103 408 24,690 SH SOLE 24,690 SCHWAB CHARLES CORP NEW COM 808513105 411 25,000 SH SOLE 25,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4,605 300,000 SH PUT SOLE 300,000 SFN GROUP INC COM 784153108 1,136 125,000 SH SOLE 125,000 SIX FLAGS ENTMT CORP NEW COM 83001A102 2,996 80,000 SH SOLE 80,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 26,394 200,000 SH PUT SOLE 200,000 TITANIUM METALS CORP COM NEW 888339207 1,191 65,000 SH SOLE 65,000 TOLL BROTHERS INC COM 889478103 419 20,215 SH SOLE 20,215 TRAVELERS COMPANIES INC COM 89417E109 8,757 150,000 SH CALL SOLE 150,000 TRINITY BIOTECH PLC SPON ADR NEW 896438306 2,104 211,700 SH SOLE 211,700 TRUEBLUE INC COM 89785X101 434 30,000 SH SOLE 30,000 UNIFIRST CORP MASS COM 904708104 983 17,500 SH SOLE 17,500 VALASSIS COMMUNICATIONS INC COM 918866104 606 20,000 SH SOLE 20,000 VALEANT PHARMACEUTICALS INTL COM 91911K102 11,301 217,500 SH SOLE 217,500 VERIGY LTD SHS Y93691106 4,491 300,000 SH PUT SOLE 300,000 VERIZON COMMUNICATIONS INC COM 92343V104 7,446 200,000 SH PUT SOLE 200,000 VERIZON COMMUNICATIONS INC COM 92343V104 7,446 200,000 SH CALL SOLE 200,000 VIRNETX HLDG CORP COM 92823T108 2,749 95,000 SH SOLE 95,000 VONAGE HLDGS CORP COM 92886T201 3,528 800,000 SH SOLE 800,000 WAL MART STORES INC COM 931142103 5,314 100,000 SH PUT SOLE 100,000 WAL MART STORES INC COM 931142103 5,314 100,000 SH CALL SOLE 100,000 WELLS FARGO & CO NEW COM 949746101 561 20,000 SH SOLE 20,000 YAHOO INC COM 984332106 1,504 100,000 SH CALL SOLE 100,000