0000902664-11-001580.txt : 20111114 0000902664-11-001580.hdr.sgml : 20111111 20111114105752 ACCESSION NUMBER: 0000902664-11-001580 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eos Partners, L.P. CENTRAL INDEX KEY: 0000927020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04019 FILM NUMBER: 111199054 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-832-5800 MAIL ADDRESS: STREET 1: 320 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EOS PARTNERS LP DATE OF NAME CHANGE: 19990428 13F-HR 1 p11-1786form13fhr.txt EOS PARTNERS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eos Partners, L.P. ------------------------------------------------ Address: 320 Park Avenue ------------------------------------------------ New York, New York 10022 ------------------------------------------------ Form 13F File Number: 28-04019 --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Brian D. Young --------------------------------------------------- Title: Manager of Eos General, L.L.C., its General Partner --------------------------------------------------- Phone: (212) 832-5800 --------------------------------------------------- Signature, Place, and Date of Signing: /s/ Brian D. Young New York, New York November 14, 2011 --------------------------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $ 455,797 -------------- (In Thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,634 50,000 SH PUT SOLE 50,000 0 0 ADDUS HOMECARE CORP COM 006739106 16,293 4,023,000 SH SOLE 4,023,000 0 0 AMAZON COM INC COM 023135106 4,216 19,500 SH SOLE 19,500 0 0 AMC NETWORKS INC CL A 00164V103 719 22,500 SH SOLE 22,500 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,653 141,000 SH SOLE 141,000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 878 40,000 SH SOLE 40,000 0 0 AMERICAN REPROGRAPHICS CO COM 029263100 216 64,325 SH SOLE 64,325 0 0 AMERIGROUP CORP COM 03073T102 585 15,000 SH SOLE 15,000 0 0 AMPHENOL CORP NEW CL A 032095101 204 5,000 SH SOLE 5,000 0 0 APOGEE ENTERPRISES INC COM 037598109 129 15,000 SH SOLE 15,000 0 0 APPLE INC COM 037833100 9,342 24,500 SH SOLE 24,500 0 0 BEAZER HOMES USA INC COM 07556Q105 310 205,400 SH SOLE 205,400 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,362 33,250 SH SOLE 33,250 0 0 BLOCK H & R INC COM 093671105 1,298 97,500 SH PUT SOLE 97,500 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 6,843 435,000 SH SOLE 435,000 0 0 CAMECO CORP COM 13321L108 641 35,000 SH SOLE 35,000 0 0 CARDINAL HEALTH INC COM 14149Y108 838 20,000 SH SOLE 20,000 0 0 CATERPILLAR INC DEL COM 149123101 7,384 100,000 SH PUT SOLE 100,000 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 245 35,000 SH CALL SOLE 35,000 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 11,238 239,922 SH SOLE 239,922 0 0 CINTAS CORP COM 172908105 985 35,000 SH SOLE 35,000 0 0 CISCO SYS INC COM 17275R102 155 10,000 SH SOLE 10,000 0 0 CIT GROUP INC COM NEW 125581801 304 10,000 SH SOLE 10,000 0 0 CITIGROUP INC COM NEW 172967424 5,123 200,000 SH PUT SOLE 200,000 0 0 CLEVELAND BIOLABS INC COM 185860103 1,032 407,899 SH SOLE 407,899 0 0 COMCAST CORP NEW CL A SPL 20030N200 5,295 255,530 SH SOLE 255,530 0 0 CROWN HOLDINGS INC COM 228368106 5,768 188,446 SH SOLE 188,446 0 0 D R HORTON INC COM 23331A109 1,177 130,180 SH SOLE 130,180 0 0 DAVITA INC COM 23918K108 2,193 35,000 SH SOLE 35,000 0 0 DOMINOS PIZZA INC COM 25754A201 6,000 220,200 SH SOLE 220,200 0 0 DOMTAR CORP COM NEW 257559203 1,704 25,000 SH PUT SOLE 25,000 0 0 DSW INC CL A 23334L102 1,279 27,700 SH SOLE 27,700 0 0 EAGLE MATERIALS INC COM 26969P108 333 20,000 SH SOLE 20,000 0 0 EMCOR GROUP INC COM 29084Q100 203 10,000 SH SOLE 10,000 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 215 10,000 SH SOLE 10,000 0 0 EXPEDIA INC DEL COM 30212P105 1,030 40,000 SH SOLE 40,000 0 0 EXPRESS SCRIPTS INC COM 302182100 371 10,000 SH SOLE 10,000 0 0 EXXON MOBIL CORP COM 30231G102 1,835 25,260 SH SOLE 25,260 0 0 FRANKLIN RES INC COM 354613101 1,196 12,500 SH SOLE 12,500 0 0 GANNETT INC COM 364730101 334 35,000 SH SOLE 35,000 0 0 GENERAL ELECTRIC CO COM 369604103 761 50,000 SH SOLE 50,000 0 0 GLOBE SPECIALTY METALS INC COM 37954N206 290 20,000 SH SOLE 20,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1,182 12,500 SH SOLE 12,500 0 0 GRACE W R & CO DEL NEW COM 38388F108 506 15,200 SH SOLE 15,200 0 0 HARBIN ELECTRIC INC COM 41145W109 2,065 100,000 SH PUT SOLE 100,000 0 0 HAYNES INTERNATIONAL INC COM NEW 420877201 905 20,822 SH SOLE 20,822 0 0 HCA HOLDINGS INC COM 40412C101 202 10,000 SH SOLE 10,000 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 368 301,939 SH SOLE 301,939 0 0 HSN INC COM 404303109 2,982 90,000 SH SOLE 90,000 0 0 INTEL CORP COM 458140100 2,134 100,000 SH PUT SOLE 100,000 0 0 ISHARES TR RUSSELL 2000 464287655 52,482 816,200 SH PUT SOLE 816,200 0 0 ISHARES TR RUSSELL 2000 464287655 16,075 250,000 SH CALL SOLE 250,000 0 0 JACK IN THE BOX INC COM 466367109 1,843 92,500 SH SOLE 92,500 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 807 25,000 SH SOLE 25,000 0 0 JOHNSON & JOHNSON COM 478160104 1,624 25,500 SH SOLE 25,500 0 0 JPMORGAN CHASE & CO COM 46625H100 783 26,000 SH SOLE 26,000 0 0 KB HOME COM 48666K109 391 66,745 SH SOLE 66,745 0 0 LAZARD LTD SHS A G54050102 317 15,000 SH SOLE 15,000 0 0 LENNAR CORP CL A 526057104 524 38,672 SH SOLE 38,672 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 3,542 240,000 SH SOLE 240,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 132 25,000 SH SOLE 25,000 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 898 40,000 SH SOLE 40,000 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 776 105,000 SH SOLE 105,000 0 0 MBIA INC COM 55262C100 254 35,000 SH SOLE 35,000 0 0 MI DEVS INC COM 55304X104 2,217 83,500 SH SOLE 83,500 0 0 MICROSOFT CORP COM 594918104 249 10,000 SH SOLE 10,000 0 0 MORGAN STANLEY COM NEW 617446448 203 15,000 SH SOLE 15,000 0 0 NUCOR CORP COM 670346105 791 25,000 SH SOLE 25,000 0 0 OCEANFREIGHT INC SHS A Y64202123 1,551 87,378 SH SOLE 87,378 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 5,156 50,000 SH PUT SOLE 50,000 0 0 OMNICOM GROUP INC COM 681919106 368 10,000 SH SOLE 10,000 0 0 PARTNERRE LTD COM G6852T105 366 7,000 SH SOLE 7,000 0 0 PFIZER INC COM 717081103 796 45,000 SH SOLE 45,000 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 615 20,000 SH SOLE 20,000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 35,431 675,000 SH PUT SOLE 675,000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 7,874 150,000 SH CALL SOLE 150,000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 12,268 550,000 SH CALL SOLE 550,000 0 0 PRICELINE COM INC COM NEW 741503403 1,124 2,500 SH SOLE 2,500 0 0 PULTE GROUP INC COM 745867101 369 93,300 SH SOLE 93,300 0 0 QUALCOMM INC COM 747525103 4,255 87,500 SH SOLE 87,500 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 164 15,000 SH SOLE 15,000 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1,530 45,000 SH SOLE 45,000 0 0 RESOURCES CONNECTION INC COM 76122Q105 391 40,000 SH SOLE 40,000 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 46,008 3,353,361 SH SOLE 3,353,361 0 0 RTI INTL METALS INC COM 74973W107 466 20,000 SH SOLE 20,000 0 0 RYLAND GROUP INC COM 783764103 453 42,490 SH SOLE 42,490 0 0 SCHLUMBERGER LTD COM 806857108 17,919 300,000 SH CALL SOLE 300,000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 1,525 55,000 SH SOLE 55,000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 43,572 400,000 SH PUT SOLE 400,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1,897 12,000 SH CALL SOLE 12,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,073 36,000 SH SOLE 36,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 48,813 431,400 SH PUT SOLE 431,400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11,315 100,000 SH CALL SOLE 100,000 0 0 TENET HEALTHCARE CORP COM 88033G100 493 120,000 SH SOLE 120,000 0 0 TERADYNE INC COM 880770102 331 30,100 SH SOLE 30,100 0 0 TITANIUM METALS CORP COM NEW 888339207 974 65,000 SH SOLE 65,000 0 0 TOLL BROTHERS INC COM 889478103 488 33,815 SH SOLE 33,815 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1,527 166,739 SH SOLE 166,739 0 0 U S G CORP COM NEW 903293405 135 20,000 SH SOLE 20,000 0 0 UNIFIRST CORP MASS COM 904708104 793 17,500 SH SOLE 17,500 0 0 VIRNETX HLDG CORP COM 92823T108 974 65,000 SH SOLE 65,000 0 0 WELLS FARGO & CO NEW COM 949746101 603 25,000 SH SOLE 25,000 0 0 YAHOO INC COM 984332106 1,317 100,000 SH CALL SOLE 100,000 0 0