0001209191-13-040937.txt : 20130815
0001209191-13-040937.hdr.sgml : 20130815
20130815170638
ACCESSION NUMBER: 0001209191-13-040937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130813
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHATZ DOUGLAS S
CENTRAL INDEX KEY: 0001007705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 131042992
MAIL ADDRESS:
STREET 1: P.O. BOX 481
CITY: FORT COLLINS
STATE: CO
ZIP: 80522
4
1
c585783_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-08-13
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001007705
SCHATZ DOUGLAS S
P.O. BOX 481
FORT COLLINS
CO
80522
1
0
0
0
Common Stock
2013-08-13
4
S
0
4425
20.483
D
2598074
I
By Trust
Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.34 to $20.78. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Thomas O. McGimpsey (Attorney-in-Fact)
2013-08-15