0001209191-13-040937.txt : 20130815 0001209191-13-040937.hdr.sgml : 20130815 20130815170638 ACCESSION NUMBER: 0001209191-13-040937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 131042992 MAIL ADDRESS: STREET 1: P.O. BOX 481 CITY: FORT COLLINS STATE: CO ZIP: 80522 4 1 c585783_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-08-13 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001007705 SCHATZ DOUGLAS S P.O. BOX 481 FORT COLLINS CO 80522 1 0 0 0 Common Stock 2013-08-13 4 S 0 4425 20.483 D 2598074 I By Trust Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.34 to $20.78. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Thomas O. McGimpsey (Attorney-in-Fact) 2013-08-15