-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJRw7Zbgv1HeALvtMBzCctHNdft5PU5Sw3aLGuJqwLCnE0ghW+8vzj3hNs4VpejA i2K8OnzMF9SAj2XNDUT30Q== 0000950137-02-000633.txt : 20020414 0000950137-02-000633.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950137-02-000633 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASV INC /MN/ CENTRAL INDEX KEY: 0000926763 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 411459569 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49522 FILM NUMBER: 02539564 BUSINESS ADDRESS: STREET 1: P O BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 MAIL ADDRESS: STREET 1: PO BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEMKE GARY D CENTRAL INDEX KEY: 0001008717 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P.O. BOX 5160 CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 SC 13G/A 1 c67447sc13ga.txt AMENDMENT TO SCHEDULE 13G -------------------------------- / OMB APPROVAL / -------------------------------- / OMB Number: 3235-0145 / / Expires: August 31, 1991 / / Estimated average burden / / hours per response ... 14.90 / -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) A.S.V., Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock $ .01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 001963107 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Check the following box if a fee is being paid with this statement. [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 001963107 13G PAGE 2 OF 4 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Gary D. Lemke - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] N/A - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 685,317 ----------------------------------------------------- Beneficially 6 Shared Voting Power 212,741 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 685,317 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 212,741 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 898,058 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 8.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP NO. 001963107 13G PAGE 3 OF 4 PAGES - -------------------------------------------------------------------------------- Date: February 13, 2002 Item 1(a) Name of Issuer: A.S.V., Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 840 Lily Lane Grand Rapids, MN 55744 Item 2(a) Name of Person Filing: Gary D. Lemke Item 2(b) Address of Principal Business Office: 840 Lily Lane Grand Rapids, MN 55744 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 001963107 Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) NA Item 4. Ownership. (a) Amount Beneficially Owned: 898,058 CUSIP NO. 001963107 13G PAGE 4 OF 4 PAGES - -------------------------------------------------------------------------------- Date: February 13, 2002 (b) Percent of Class: 8.3% (c) Number of shares as to which each person has: (i) sole power to vote or to direct the vote 685,317 (ii) shared power to vote or to direct the vote 212,741 (iii) sole power to dispose or to direct the disposition of 685,317 (iv) shared power to dispose or to direct the disposition of 212,741 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A -----END PRIVACY-ENHANCED MESSAGE-----