SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hochman Michael

(Last) (First) (Middle)
1100 CANTERBURY ROAD

(Street)
SHAKOPEE MN 55379

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/10/2014
3. Issuer Name and Ticker or Trading Symbol
CANTERBURY PARK HOLDING CORP [ CPHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP of Casino Card Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,490(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option 04/23/2010 04/23/2019 Common Stock 750 $6 D
Employee Stock Option 02/25/2011 02/25/2020 Common Stock 1,500 $8.28 D
Explanation of Responses:
1. Of the shares beneficially owned by Mr. Hochman, 2,625 shares reflect deferred stock awards subject to future vesting. Of these shares, 1,125 shares were granted on December 13, 2012, and 375 vest each year on the anniversary of the grant. In addition, 1,500 of the shares were granted on March 18, 2014, and 375 vest each year on the anniversary of the grant.
Suzette McNally, Attorney-in-Fact for Michael Hochman 11/20/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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