0001144204-12-008233.txt : 20120214 0001144204-12-008233.hdr.sgml : 20120214 20120214103811 ACCESSION NUMBER: 0001144204-12-008233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH THOMAS W CENTRAL INDEX KEY: 0000926688 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04481 FILM NUMBER: 12603783 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: THOMAS W SMITH DATE OF NAME CHANGE: 19940713 13F-HR 1 v302276_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thomas W. Smith* ------------------------------------------------------------------ Address: 323 Railroad Avenue Greenwich CT 06830 ------------------------------------------------------------------ (Street) (City) (State) (Zip) Form 13F File Number: 028-04481 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas W. Smith Title: Investment Manager Phone: 203-661-1200 Signature, Place, and Date of Signing: /s/ Thomas W. Smith -------------------------------------------------------------------------------- [Signature] Greenwich, CT -------------------------------------------------------------------------------- [City, State] February 14, 2012 -------------------------------------------------------------------------------- [Date] * Effective January 1, 2012, each of Messrs. Thomas W. Smith, Scott J. Vassalluzzo and Steven M. Fischer assigned their general partnership interests in three private investment limited partnerships to Prescott General Partners LLC (CIK 0001538653). Accordingly, beginning with the period ending March 31, 2012, the Section 13(f) securities held by these limited partnerships will be included in the Form 13F filings of Prescott General Partners LLC. Report Type (Check only one.): [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are in this report and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------- Form 13F Information Table Entry Total: 28 ---------- Form 13F Information Table Value Total: $1,157,114 (thousands) ---------- List of Other Included Managers: No. Form 13F File No.: Name: --- ------------------ ----- 01 028-10290 Scott J. Vassalluzzo -------- --------------------------- ------------------------------------- 02 028-13257 Steven M. Fischer -------- --------------------------- ------------------------------------- FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- ALLIANCE DATA SYSTEMS CORP. COMMON STOCK 018581108 5,883 56,650 SH Sole - 56,650 ALLIANCE DATA SYSTEMS CORP. COMMON STOCK 018581108 90,992 876,270 SH Other 01, 02 876,270 BOARDWALK PIPELINE PARTNERS, LLP UT LTD PARTNER 096627104 636 23,000 SH Sole - 23,000 COPART, INC. COMMON STOCK 217204106 15,584 325,408 SH Sole - 325,408 COPART, INC. COMMON STOCK 217204106 81,414 1,700,018 SH Other 01, 02 1,700,018 CREDIT ACCEPTANCE CORP. COMMON STOCK 225310101 22,862 277,855 SH Sole - 277,855 CREDIT ACCEPTANCE CORP. COMMON STOCK 225310101 327,931 3,985,545 SH Other 01, 02 3,985,545 GAMESTOP CORP. CL A 36467W109 1,449 60,040 SH Sole 60,040 GAMESTOP CORP. CL A 36467W109 18,098 750,000 SH Other 01, 02 750,000 LIFE TIME FITNESS, INC. COMMON STOCK 53217R207 7,511 160,667 SH Sole - 160,667 LIFE TIME FITNESS, INC. COMMON STOCK 53217R207 56,238 1,202,950 SH Other 01, 02 1,202,950 MARKET LEADER, INC. COMMON STOCK 57056R103 227 82,500 SH Sole - 82,500 MARKET LEADER, INC. COMMON STOCK 57056R103 751 273,158 SH Other 01, 02 273,158 MOBILE MINI, INC. COMMON STOCK 60740F105 1,623 93,000 SH Sole - 93,000 NEUSTAR INC. CL A 64126X201 6,855 200,600 SH Sole - 200,600 NEUSTAR INC. CL A 64126X201 108,097 3,163,500 SH Other 01, 02 3,163,500 POOL CORPORATION COMMON STOCK 73278L105 545 18,100 SH Sole - 18,100 STAPLES INC. COMMON STOCK 855030102 382 27,500 SH Sole - 27,500 SUPPORT.COM, INC. COMMON STOCK 86858W101 4,707 2,092,070 SH Other 01, 02 2,092,070 SYSTEMAX INC. COMMON STOCK 871851101 2,949 179,700 SH Sole - 179,700 SYSTEMAX INC. COMMON STOCK 871851101 37,577 2,289,869 SH Other 01, 02 2,289,869 TRACTOR SUPPLY CO. COMMON STOCK 892356106 8,051 114,766 SH Sole - 114,766 TRACTOR SUPPLY CO. COMMON STOCK 892356106 58,085 828,018 SH Other 01, 02 828,018 U.S. AUTO PARTS NETWORK, INC. COMMON STOCK 90343C100 5,282 1,208,722 SH Other 01, 02 1,208,722 VISTAPRINT N.V. SHS N93540107 5,955 194,624 SH Sole - 194,624 VISTAPRINT N.V. SHS N93540107 113,412 3,706,273 SH Other 01, 02 3,706,273 WORLD ACCEPTANCE CORP. COMMON STOCK 981419104 10,785 146,738 SH Sole - 146,738 WORLD ACCEPTANCE CORP. COMMON STOCK 981419104 163,234 2,220,876 SH Other 01, 02 2,220,876