0001144204-12-008233.txt : 20120214
0001144204-12-008233.hdr.sgml : 20120214
20120214103811
ACCESSION NUMBER: 0001144204-12-008233
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH THOMAS W
CENTRAL INDEX KEY: 0000926688
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04481
FILM NUMBER: 12603783
MAIL ADDRESS:
STREET 1: 323 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: THOMAS W SMITH
DATE OF NAME CHANGE: 19940713
13F-HR
1
v302276_13fhr.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: ____________
This Amendment (Check only one):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thomas W. Smith*
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Address: 323 Railroad Avenue Greenwich CT 06830
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(Street) (City) (State) (Zip)
Form 13F File Number: 028-04481
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas W. Smith
Title: Investment Manager
Phone: 203-661-1200
Signature, Place, and Date of Signing:
/s/ Thomas W. Smith
--------------------------------------------------------------------------------
[Signature]
Greenwich, CT
--------------------------------------------------------------------------------
[City, State]
February 14, 2012
--------------------------------------------------------------------------------
[Date]
* Effective January 1, 2012, each of Messrs. Thomas W. Smith, Scott
J. Vassalluzzo and Steven M. Fischer assigned their general partnership
interests in three private investment limited partnerships to Prescott
General Partners LLC (CIK 0001538653). Accordingly, beginning with the
period ending March 31, 2012, the Section 13(f) securities held by these
limited partnerships will be included in the Form 13F filings of Prescott
General Partners LLC.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are in this report and all holdings
are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
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Form 13F Information Table Entry Total: 28
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Form 13F Information Table Value Total: $1,157,114 (thousands)
----------
List of Other Included Managers:
No. Form 13F File No.: Name:
--- ------------------ -----
01 028-10290 Scott J. Vassalluzzo
-------- --------------------------- -------------------------------------
02 028-13257 Steven M. Fischer
-------- --------------------------- -------------------------------------
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
ALLIANCE DATA SYSTEMS CORP. COMMON STOCK 018581108 5,883 56,650 SH Sole - 56,650
ALLIANCE DATA SYSTEMS CORP. COMMON STOCK 018581108 90,992 876,270 SH Other 01, 02 876,270
BOARDWALK PIPELINE PARTNERS, LLP UT LTD PARTNER 096627104 636 23,000 SH Sole - 23,000
COPART, INC. COMMON STOCK 217204106 15,584 325,408 SH Sole - 325,408
COPART, INC. COMMON STOCK 217204106 81,414 1,700,018 SH Other 01, 02 1,700,018
CREDIT ACCEPTANCE CORP. COMMON STOCK 225310101 22,862 277,855 SH Sole - 277,855
CREDIT ACCEPTANCE CORP. COMMON STOCK 225310101 327,931 3,985,545 SH Other 01, 02 3,985,545
GAMESTOP CORP. CL A 36467W109 1,449 60,040 SH Sole 60,040
GAMESTOP CORP. CL A 36467W109 18,098 750,000 SH Other 01, 02 750,000
LIFE TIME FITNESS, INC. COMMON STOCK 53217R207 7,511 160,667 SH Sole - 160,667
LIFE TIME FITNESS, INC. COMMON STOCK 53217R207 56,238 1,202,950 SH Other 01, 02 1,202,950
MARKET LEADER, INC. COMMON STOCK 57056R103 227 82,500 SH Sole - 82,500
MARKET LEADER, INC. COMMON STOCK 57056R103 751 273,158 SH Other 01, 02 273,158
MOBILE MINI, INC. COMMON STOCK 60740F105 1,623 93,000 SH Sole - 93,000
NEUSTAR INC. CL A 64126X201 6,855 200,600 SH Sole - 200,600
NEUSTAR INC. CL A 64126X201 108,097 3,163,500 SH Other 01, 02 3,163,500
POOL CORPORATION COMMON STOCK 73278L105 545 18,100 SH Sole - 18,100
STAPLES INC. COMMON STOCK 855030102 382 27,500 SH Sole - 27,500
SUPPORT.COM, INC. COMMON STOCK 86858W101 4,707 2,092,070 SH Other 01, 02 2,092,070
SYSTEMAX INC. COMMON STOCK 871851101 2,949 179,700 SH Sole - 179,700
SYSTEMAX INC. COMMON STOCK 871851101 37,577 2,289,869 SH Other 01, 02 2,289,869
TRACTOR SUPPLY CO. COMMON STOCK 892356106 8,051 114,766 SH Sole - 114,766
TRACTOR SUPPLY CO. COMMON STOCK 892356106 58,085 828,018 SH Other 01, 02 828,018
U.S. AUTO PARTS NETWORK, INC. COMMON STOCK 90343C100 5,282 1,208,722 SH Other 01, 02 1,208,722
VISTAPRINT N.V. SHS N93540107 5,955 194,624 SH Sole - 194,624
VISTAPRINT N.V. SHS N93540107 113,412 3,706,273 SH Other 01, 02 3,706,273
WORLD ACCEPTANCE CORP. COMMON STOCK 981419104 10,785 146,738 SH Sole - 146,738
WORLD ACCEPTANCE CORP. COMMON STOCK 981419104 163,234 2,220,876 SH Other 01, 02 2,220,876