0001162956-15-000001.txt : 20150105 0001162956-15-000001.hdr.sgml : 20150105 20150105165618 ACCESSION NUMBER: 0001162956-15-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150105 DATE AS OF CHANGE: 20150105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMILLION, INC. CENTRAL INDEX KEY: 0000926617 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 330595156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-519-0400 MAIL ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: CIPHERGEN BIOSYSTEMS INC DATE OF NAME CHANGE: 20000316 FORMER COMPANY: FORMER CONFORMED NAME: ABIOTIC SYSTEMS DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAFRANCE JAMES T CENTRAL INDEX KEY: 0001162956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 15505848 MAIL ADDRESS: STREET 1: 1910 INNOVATION PARK DR CITY: TUCSON STATE: AZ ZIP: 85737 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-31 0 0000926617 VERMILLION, INC. VRML 0001162956 LAFRANCE JAMES T C/O VERMILLION, INC. 12117 BEE CAVES RD BLDG 3 STE 100 AUSTIN TX 78738 1 0 0 0 Employee Stock Option (Right to Buy) 2.9 2014-12-31 4 D 0 261375 0 D 2024-04-23 Common Stock 261375 87125 D In connection with Mr. LaFrance's resignation from the position of President and Chief Executive Officer effective December 31, 2014, the stock options that were granted to Mr. LaFrance on April 23, 2014 became vested and exercisable as of December 31, 2014 to the same extent that such options would have become vested and exercisable if Mr. LaFrance had remained in continuous employment through April 23, 2015. The remaining options were forfeited. /s/ James LaFrance 2015-01-05