0001209191-13-055491.txt : 20131205 0001209191-13-055491.hdr.sgml : 20131205 20131205160923 ACCESSION NUMBER: 0001209191-13-055491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson James Denson Jr CENTRAL INDEX KEY: 0001371377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 131260001 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-08 0 0000926282 ADTRAN INC ADTN 0001371377 Wilson James Denson Jr 901 EXPLORER BLVD. HUNTSVILLE AL 35806 0 1 0 0 Sr VP and GM, Carrier Networks Phantom Stock 2013-08-08 4 A 0 3.512 A Common Stock 3.512 1037.908 D Phantom Stock 2013-11-07 4 A 0 3.975 A Common Stock 3.975 1041.883 D Phantom Stock 2013-11-07 4 A 0 1601 A Common Stock 1601 2642.883 D Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Upon vesting of performance shares awarded pursuant to a grant of November 6, 2010 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. Gayle S. Ellis by Power of Attorney 2013-12-05