-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R25gL5ksKlcnNoOsN9tHSqmrXdPKe8w3D/BP5x9s/zeV5Q9ks6566tNhC+xL8o/Q aIRqJJVzd/Xv7LSeKl5Aog== 0000940180-98-000169.txt : 20030406 0000940180-98-000169.hdr.sgml : 20030406 19980217175502 ACCESSION NUMBER: 0000940180-98-000169 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 DATE AS OF CHANGE: 19980218 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACK CALI REALTY CORP CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43725 FILM NUMBER: 98544049 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP /NEW/ DATE OF NAME CHANGE: 19960730 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHN J CALI CENTRAL INDEX KEY: 0001033694 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________________ SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* MACK-CALI REALTY CORPORATION - - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - - -------------------------------------------------------------------------------- (Title of Class of Securities) 554489 10 4 - - ------------------------------------------------------------------------------- (CUSIP Number) ________________________ SCHEDULE 13G CUSIP NO. 554489 10 4 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS The Cali Group -------------- John J. Cali Angelo R. Cali Edward Leshowitz Brant B. Cali John R. Cali Christopher Cali TAR Investments L.P. Thomas A. Rizk Albert Spring James Nugent Rose Cali Brant Cali, as Trustee for ARC 75 Trust John R Brant Cali, as Trustee for ARC 75 Trust Joanne Brant Cali, as Trustee for ARC 75 Trust Angela John R. Cali, as Trustee for JJC 79 Trust Brant Cali, as Trustee for ARC 79 Trust Roger W. Thomas Barry Lefkowitz Jonna Cali Philip Cali Jed Leshowitz Susan Sandson 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 4,137,400 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 4,137,400 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,137,400 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.83% 12 TYPE OF REPORTING PERSON* 00 *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: -------------- Mack-Cali Realty Corporation Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(a). Name of Person Filing: --------------------- The Cali Group Item 2(b). Address of Principal Business Office: ------------------------------------ 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(c). Citizenship: ----------- Each member of The Cali Group is a citizen of the United States. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock Item 2(e). CUSIP Number: ------------ 554489 10 4 Item 3. Type of Reporting Person: ------------------------ This statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership as of December 31, 1997: --------------------------------- (a) Amount beneficially owned: 4,137,400 (b) Percent of class: 7.83 (c) Number of shares to which such person has: (i) sole power to vote or direct vote: 0 (ii) shared power to vote or direct vote: 4,137,400 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or direct the disposition of: 4,137,400 Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. ------------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group. --------------------------------------------------------- See Exhibit A attached hereto. Item 9. Notice of Dissolution of Group. ------------------------------ Not applicable. Item 10. Certification. ------------- Not applicable. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: February 17, 1998 /s/ John J. Cali ________________________________ John J. Cali Chairman of the Board Dated: February 17, 1998 /s/ Thomas A. Rizk _______________________________ Thomas A. Rizk Chief Executive Officer and Director Dated: February 17, 1998 /s/ John R. Cali _______________________________ John R. Cali Executive Vice President Dated: February 17, 1998 /s/ Brant B. Cali _______________________________ Brant B. Cali Executive Vice President and Secretary Dated: February 17, 1998 /s/ James Nugent _______________________________ James Nugent Senior Vice President - Leasing Dated: February 17, 1998 /s/ Albert Spring _______________________________ Albert Spring Vice President - Operations Dated: February 17, 1998 /s/ Roger W. Thomas _______________________________ Roger W. Thomas Executive Vice President, General Counsel and Assistant Secretary Dated: February 17, 1998 /s/ Barry Lefkowitz _______________________________ Barry Lefkowitz Chief Financial Officer and Executive Vice President Dated: February 17, 1998 /s/ Angelo R. Cali _______________________________ Angelo R. Cali Member of Advisory Board Dated: February 17, 1998 /s/ Edward Leshowitz _______________________________ Edward Leshowitz Dated: February 17, 1998 /s/ Christopher Cali _______________________________ Christopher Cali Dated: February 17, 1998 /s/ Jonna Cali _______________________________ Jonna Cali Dated: February 17, 1998 /s/ Philip Cali _______________________________ Philip Cali Dated: February 17, 1998 /s/ Rose Cali _______________________________ Rose Cali Dated: February 17, 1998 /s/ Brant Cali _______________________________ Brant Cali, as trustee for ARC 75 Trust John R Dated: February 17, 1998 /s/ Brant Cali _______________________________ Brant Cali, as trustee for ARC 75 Trust Joanne Dated: February 17, 1998 /s/ Brant Cali _______________________________ Brant Cali, as trustee for ARC 75 Trust Angela Dated: February 17, 1998 /s/ John R. Cali _______________________________ John R. Cali, as trustee for JJC 79 Trust Dated: February 17, 1998 /s/ Brant Cali _______________________________ Brant Cali, as trustee for ARC 79 Trust Dated: February 17, 1998 /s/ Jed Leshowitz _______________________________ Jed Leshowitz Dated: February 17, 1998 /s/ Susan Sandson _______________________________ Susan Sandson Dated: February 17, 1998 /s/ _______________________________ TAR Investments L.P. By: TAR Realty Corp. General Partner By: /s/ Thomas A. Rizk ____________________________ Thomas A. Rizk, Chief Executive Officer Exhibit A THE CALI GROUP --------------
================================================================== NAME NUMBER OF SHARES BENEFICIALLY OWNED* - - ------------------------------------------------------------------ John J. Cali 347,230 Angelo R. Cali 278,090 Edward Leshowitz 324,916 Brant B. Cali 635,351 John R. Cali 559,801 Christopher Cali 59,703 Thomas A. Rizk 491,531 TAR Investments LP 141,383 Albert Spring 177,935 James Nugent 155,714 Rose Cali 2,663 Brant Cali, as Trustee for ARC 75 Trust John R 63,523 Brant Cali, as Trustee for ARC 75 Trust Joanne 63,523 Brant Cali, as Trustee for ARC 75 Trust Angela 63,522 John R. Cali, as Trustee for JJC 79 Trust 44,291 Brant Cali, as Trustee for ARC 79 Trust 44,291 Roger W. Thomas 160,433 Barry Lefkowitz 160,159 Jonna Cali 51,912 Philip Cali 60,701 Jed Leshowitz 166,145 Susan Sandson 84,583 TOTAL 4,137,400 ===================================================================
* INCLUDES LIMITED PARTNERSHIP UNITS REDEEMABLE FOR SHARES OF COMMON STOCK AND OPTIONS OUTSTANDING TO PURCHASE SHARES OF COMMON STOCK. Exhibit B JOINT FILING AGREEMENT ---------------------- In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Mack-Cali Realty Corporation. Dated as of February 17, 1998 /s/ John J. Cali ____________________________________ John J. Cali, Chairman of the Board /s/ Thomas A. Rizk ____________________________________ Thomas A. Rizk Chief Executive Officer and Director /s/ John R. Cali ____________________________________ John R. Cali Executive Vice President /s/ Brant B. Cali ____________________________________ Brant B. Cali Executive Vice President and Secretary /s/ James Nugent ____________________________________ James Nugent Senior Vice President - Leasing /s/ Albert Spring ____________________________________ Albert Spring Vice President - Operations /s/ Roger W. Thomas ____________________________________ Roger W. Thomas, Executive Vice President, General Counsel and Assistant Secretary /s/ Barry Lefkowitz ____________________________________ Barry Lefkowitz, Chief Financial Officer and Executive Vice President /s/ Angelo R. Cali ____________________________________ Angelo R. Cali, Member of Advisory Board /s/ Edward Leshowitz ____________________________________ Edward Leshowitz /s/ Christopher Cali ____________________________________ Christopher Cali /s/ Jonna Cali ____________________________________ Jonna Cali /s/ Philip Cali ____________________________________ Philip Cali /s/ Rose Cali ____________________________________ Rose Cali /s/ Brant Cali ____________________________________ Brant Cali, as trustee for ARC 75 Trust John R /s/ Brant Cali ____________________________________ Brant Cali, as trustee for ARC 75 Trust Joanne /s/ Brant Cali ____________________________________ Brant Cali, as trustee for ARC 75 Trust Angela /s/ John R. Cali ____________________________________ John R. Cali, as trustee for JJC 79 Trust /s/ Brant Cali ____________________________________ Brant Cali, as trustee for ARC 79 Trust /s/ Jed Leshowitz ____________________________________ Jed Leshowitz /s/ Susan Sandson ____________________________________ Susan Sandson /s/ ____________________________________ TAR Investments L.P. By: TAR Realty Corp. General Partner By: /s/ Thomas A. Rizk ________________________________ Thomas A. Rizk Chief Executive Officer
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