-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUAVTDt+Ovt/Uu+GYleRQYckjwchjy6UueOwp1ZphTDzPB7T+kKt8XPaWKLbboYY gohry9x04LvcPGDaVRn6vA== 0000850529-07-000007.txt : 20070530 0000850529-07-000007.hdr.sgml : 20070530 20070530133708 ACCESSION NUMBER: 0000850529-07-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31592 FILM NUMBER: 07886614 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fisher Asset Management, LLC CENTRAL INDEX KEY: 0000850529 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 202480800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 13100 SKYLINE BLVD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: 650-851-3334 MAIL ADDRESS: STREET 1: 13100 SKYLINE BLVD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: FISHER INVESTMENTS INC DATE OF NAME CHANGE: 19940208 SC 13G/A 1 tfcclg.txt SCHEDULE 13G United States Securities and Exchange Commission Washington, D.C. 20549 Under the Securities Exchange Act of 1934 (Name of Issuer): Southwest Water Co (Title of Class of Securities): Common Stock (CUSIP Number): 845331107 (Date of event which requires filing of this Statement): 05/21/07 Check the appropriate box to designate the Rule pursuant to which this schedule is filed: [X] Rule 13d-1(b) [ ] Rule l3d-1(c) [ ] Rule l3d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 845331107 (1) Names of Reporting Persons: Fisher Investments (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A (3) SEC Use Only (4) Citizenship or Place of Organization: United States Number of Shares Beneficially Owned By Each Reporting Person With: (5) Sole Voting Power: 618,150 (6) Shared Voting Power: N/A (7) Sole Dispositive Power: 1,194,250 (8) Shared Dispositive Power: N/A (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,194,150 (10) Check if the Aggregate Amount in Row(9) Excludes Certain Shares: N/A (11) Percent of Class Represented by Amount in Row(9): 4.96% (12) Type of Reporting Person (See Instructions): IA SCHEDULE 13G Item 1(a). Name of Issuer: Southwest Water Co Item 1(b). Address of Issuer's Principal Executive Offices: Southwest Water Co One Wilshire Building 624 South Grand Ave., Ste. 2900 Los Angeles, CA 90017-3782 Item 2(a). Name of Person Filing: Fisher Investments Item 2(b). Address of Principal Business Office or, if none, Residence: Fisher Investments 13100 Skyline Blvd. Woodside, CA 94062-4527 Item 2(c). Citizenship: Fisher Investments was incorporated and organized in the state of Delaware, in the United States. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP No.: 845331107 Item 3. If this statement is filed pursuant to Rule 13d-l (b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [X] Investment Adviser in accordance with 240.13d-1(b) (1)(ii)(E) Item 4. Ownership: Number of Shares: 1,194,150 Percentage of Outstanding Shares: 4.96% Sole Voting Power: 618,150 Shared Voting Power: N/A Sole Dispositive Power: 1,194,250 Shared Dispositive Power: N/A Item 5. Ownership of Five Percent or Less of a Class: This staement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the Securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I the Undersigned certify that the information set forth in this statement is true, complete and correct. By: /s/ Tom Fishel Name: Tom Fishel Title: Chief Compliance Officer Date: 5/30/07 -----END PRIVACY-ENHANCED MESSAGE-----