0001209191-21-067237.txt : 20211201 0001209191-21-067237.hdr.sgml : 20211201 20211201102834 ACCESSION NUMBER: 0001209191-21-067237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDOYA JOSE H CENTRAL INDEX KEY: 0001207430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 211461717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-30 0 0000924717 SURMODICS INC SRDX 0001207430 BEDOYA JOSE H 604 10TH STREET BOULDER CO 80302 1 0 0 0 Common Stock 2021-11-30 4 M 0 5576 21.31 A 28393 D Common Stock 2021-11-30 4 S 0 5576 44.0011 D 22817 D Stock Option (right to buy) 21.31 2021-11-30 4 M 0 5576 0.00 D 2021-12-03 Common Stock 5576 0 D Reflects the weighted average price of 5,576 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 30, 2021 with sale prices ranging from $43.50 to $44.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The amount beneficially owned includes 10,610 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends. Fully vested. /s/ John Manders, on behalf of Jose H. Bedoya 2021-12-01