AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON
JANUARY 18, 2013
Securities Act File No. 033-79708
Investment Company Act File No. 811-8542
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |X|
| Pre-Effective Amendment No. | | | |
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| Post-Effective Amendment No.
46
| |X| |
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |X|
| Amendment No.
48
| |X| |
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THE SARATOGA ADVANTAGE TRUST
(a Delaware business trust)
(Exact Name of Registrant as Specified in Charter)
1616 N. LITCHFIELD ROAD, SUITE 165
GOODYEAR, ARIZONA 85395
(Address of Principal Executive Offices)(Zip Code)
(623) 266-4567
(Registrant's Telephone Number, Including Area Code)
STUART M. STRAUSS, ESQ.
DECHERT LLP
1095 AVENUE OF THE AMERICAS
NEW YORK, NEW YORK 10036-6797
(Name and Address of Agent for Service)
It is proposed that this filing will become effective (check appropriate box)
X | immediately upon filing pursuant to paragraph (b) of Rule 485. |
| On
[date]
|
____ | 60 days after filing pursuant to paragraph (a)(1) of Rule 485. |
____ | 75 days after filing pursuant to paragraph (a)(2) of Rule 485. |
____ | on [date] pursuant to paragraph (a) (2) of Rule 485. |
If appropriate, check the following box:
| this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the State of Arizona on the 18th day of January, 2013.
THE SARATOGA ADVANTAGE TRUST
By: /s/BRUCE E. VENTIMIGLIA
Bruce E. Ventimiglia
President, CEO and
Chairman of the Board of Trustees
Pursuant to the requirements of the Securities Act of 1933, this amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
|
SIGNATURE |
TITLE |
DATE |
/s/Bruce E. Ventimiglia Bruce E. Ventimiglia |
Trustee, Chairman of the Board, President and CEO (principal executive officer) |
January 18, 2013 |
/s/Jonathan W. Ventimiglia Jonathan W. Ventimiglia |
Chief Financial Officer & Treasurer (principal financial officer & principal accounting officer) |
January 18, 2013 |
|
/s/ Patrick H. McCollough* Patrick H. McCollough |
Trustee |
January 18, 2013 |
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/s/ Udo W. Koopmann* Udo W. Koopmann |
Trustee |
January 18, 2013 |
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/s/ Floyd E. Seal* Floyd E. Seal |
Trustee |
January 18, 2013 |
|
/s/ Stephen H. Hamrick* Stephen H. Hamrick |
Trustee |
January 18, 2013 |
*By:
/s/ Stuart M. Strauss
Stuart M. Strauss, Attorney-in-Fact
James Alpha Commodity Fund I Ltd. certifies that it has duly caused this Registration Statement of The Saratoga Advantage Trust, with respect only to information that specifically relates to James Alpha Cayman Commodity Fund I Ltd., to be signed on its behalf by the undersigned, thereunto duly authorized in the State of Arizona on the 18th day of January,2013.
JAMES ALPHA CAYMAN COMMODITY FUND I LTD.
By: /s/ Bruce E. Ventimiglia
Bruce E. Ventimiglia
Director
EXHIBIT INDEX
EX-101.INS | XBRL Instance Document |
EX-101.SCH | XBRL Taxonomy Extension Schema Document |
EX-101.CAL | XBRL Taxonomy Extension Calculation Linkbase |
EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase |
EX-101.LAB | XBRL Taxonomy Extension Labels Linkbase |
EX-101.PRE |
XBRL Taxonomy Extension Presentation Linkbase |
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