0001437749-15-002635.txt : 20150213 0001437749-15-002635.hdr.sgml : 20150213 20150213144405 ACCESSION NUMBER: 0001437749-15-002635 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150205 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Marcia Jean CENTRAL INDEX KEY: 0001633010 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 15612971 MAIL ADDRESS: STREET 1: ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD, SUITE B CITY: SOLON STATE: OH ZIP: 44139 3 1 rdgdoc.xml FORM 3 X0206 3 2015-02-05 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001633010 Miller Marcia Jean ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 Interim CFO Common Stock 6415 D Stock Option 3.9000 2013-03-23 2022-03-23 Common Stock 1000 D Stock Option 2.3000 2014-02-15 2023-02-15 Common Stock 2000 D Stock Option 4.1000 2014-07-19 2023-07-19 Common Stock 2500 D Common Stock Option 4.1000 2015-01-28 2024-01-28 Common Stock 5000 D One quarter vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following three-year period. One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period. /s/ Marcia Miller 2015-02-13