0001437749-15-002635.txt : 20150213
0001437749-15-002635.hdr.sgml : 20150213
20150213144405
ACCESSION NUMBER: 0001437749-15-002635
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150205
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Marcia Jean
CENTRAL INDEX KEY: 0001633010
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 15612971
MAIL ADDRESS:
STREET 1: ENERGY FOCUS, INC.
STREET 2: 32000 AURORA ROAD, SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
3
1
rdgdoc.xml
FORM 3
X0206
3
2015-02-05
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001633010
Miller Marcia Jean
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
Interim CFO
Common Stock
6415
D
Stock Option
3.9000
2013-03-23
2022-03-23
Common Stock
1000
D
Stock Option
2.3000
2014-02-15
2023-02-15
Common Stock
2000
D
Stock Option
4.1000
2014-07-19
2023-07-19
Common Stock
2500
D
Common Stock Option
4.1000
2015-01-28
2024-01-28
Common Stock
5000
D
One quarter vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following three-year period.
One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period.
/s/ Marcia Miller
2015-02-13