SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Huang Gina

(Last)

(First)

(Middle)

PORTCULLIS TRUSTNET CHAMBERS

ROAD TOWN, TORTOLA

(Street)

BRITISH VIRGIN ISLANDS

3444

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ENERGY FOCUS, INC/DE [ EFOI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/17/2013

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/29/2013		C		4,347,826	A	$0.23	4,347,826	I	Held by Brilliant Start Enterprise, Inc.⁽¹⁾
Common Stock	10/16/2013		C		2,173,913	A	$0.23	6,521,739	I	Held by Brilliant Start Enterprise, Inc.⁽¹⁾
Common Stock								4,000,000	I	Held by Jag International Ltd.⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Convertible Subordinated Note	$0.23	05/17/2013		A		2,173,913		09/30/2013	12/31/2016	Common Stock	2,173,913	$0	2,173,913	I	Held by Brilliant Start Enterprise, Inc.⁽¹⁾
Convertible Subordinated Note	$0.23	05/29/2013		C			4,347,826	04/30/2013	12/31/2015	Common Stock	4,347,826	$0	0	I	Held by Brilliant Start Enterprise, Inc.⁽¹⁾
Convertible Subordinated Note	$0.23	10/16/2013		C			2,173,913	09/30/2013	12/31/2016	Common Stock	2,173,913	$0	0	I	Held by Brilliant Start Enterprise, Inc.⁽¹⁾
Warrants to purchase Common Stock	$0.43⁽³⁾							02/27/2012	02/27/2015	Common Stock	2,000,000		2,000,000	I	Held by Jag International Ltd.⁽²⁾

1. Name and Address of Reporting Person^*

Huang Gina

(Last)

(First)

(Middle)

PORTCULLIS TRUSTNET CHAMBERS

ROAD TOWN, TORTOLA

(Street)

BRITISH VIRGIN ISLANDS

3444

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Jag International Co Ltd.

(Last)

(First)

(Middle)

P.O. BOX 3444

ROAD TOWN

(Street)

TORTOLA, BRITISH VIRGIN ISLAND

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Brilliant Start Enterprise, Inc.

(Last)

(First)

(Middle)

PORTCULLIS TRUSTNET CHAMBERS

ROAD TOWN, TORTOLA

(Street)

BRITISH VIRGIN ISLANDS

3444

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Ms. Huang is the Chairman of Brilliant Start Enterprise, Inc.

2. Ms. Huang is the sole owner of Jag International Ltd.

3. Warrant was originally issued at $0.54/share; however, was re-priced per the terms of the warrant to $0.43/share.

	/s/ Frank Lamana as Attorney-in-Fact	05/30/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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