0000924168-17-000017.txt : 20170320 0000924168-17-000017.hdr.sgml : 20170320 20170320163245 ACCESSION NUMBER: 0000924168-17-000017 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170316 FILED AS OF DATE: 20170320 DATE AS OF CHANGE: 20170320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Port Michael Harry CENTRAL INDEX KEY: 0001682287 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 17701758 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 3 1 wf-form3_149004195044780.xml FORM 3 X0206 3 2017-03-16 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001682287 Port Michael Harry 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 CFO & Secretary Common Stock 2937 D Stock Option 15.08 2016-07-13 2025-09-17 Common Stock 5000.0 D Restricted Stock Units 2018-03-16 2019-03-16 Common Stock 2347.0 D Restricted Stock Units 2017-08-16 2019-08-16 Common Stock 5000.0 D Restricted Stock Units 2018-03-13 2020-03-14 Common Stock 8561.0 D Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. /s/ Michael H. Port 2017-03-20