0001209191-22-001624.txt : 20220105 0001209191-22-001624.hdr.sgml : 20220105 20220105160324 ACCESSION NUMBER: 0001209191-22-001624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab Charles R. CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40125 FILM NUMBER: 22511068 MAIL ADDRESS: STREET 1: PO BOX 2226 CITY: PALM BEACH STATE: FL ZIP: 33480 FORMER NAME: FORMER CONFORMED NAME: SCHWAB CHARLES R DATE OF NAME CHANGE: 19940524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Local Bounti Corporation/DE CENTRAL INDEX KEY: 0001840780 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981584830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 FOLEY LANE CITY: HAMILTON STATE: MT ZIP: 59840 BUSINESS PHONE: 406-361-3711 MAIL ADDRESS: STREET 1: 490 FOLEY LANE CITY: HAMILTON STATE: MT ZIP: 59840 FORMER COMPANY: FORMER CONFORMED NAME: Leo Holdings III Corp. DATE OF NAME CHANGE: 20210115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-04 0 0001840780 Local Bounti Corporation/DE LOCL 0000923738 Schwab Charles R. C/O LOCAL BOUNTI CORPORATION 490 FOLEY LANE HAMILTON MT 59840 0 0 1 0 Common Stock 2022-01-04 4 P 0 10000 7.2257 A 626826 I By Trust Common Stock 2022-01-04 4 P 0 9000 7.2399 A 2440653 I By Trust Common Stock 8757694 I By LLC This transaction was executed in multiple trades at prices ranging from $7.18 to $7.239. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse. Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries. Shares owned by Live Oak Ventures, LLC. /s/ Charles R. Schwab 2022-01-05