0000923338-12-000002.txt : 20120202 0000923338-12-000002.hdr.sgml : 20120202 20120202160237 ACCESSION NUMBER: 0000923338-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 EFFECTIVENESS DATE: 20120202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOCH INDUSTRIES INC CENTRAL INDEX KEY: 0000923338 IRS NUMBER: 480484227 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10337 FILM NUMBER: 12565992 BUSINESS ADDRESS: STREET 1: 4111 EAST 37TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67220 BUSINESS PHONE: 3168285500 MAIL ADDRESS: STREET 1: 4111 EAST 37TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67220 13F-HR 1 kii123020113.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 30, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Koch Industries, Inc. Address: 4111 E. 37th Street North Wichita, Kansas 67220 13F File Number: 28-10337 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Dinkel Title: Controller Phone: 316-828-6486 Signature, Place and Date of Signing: /S/ RICHARD DINKEL Wichita, Kansas January 20, 2012 Report Type (Check only one.); [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: 157303 (thousands) List of Other Included Managers: No Form 13F File Number Name -- -------------------- ---- 01 28-13357 Spring Creek Capital, LLC
FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- -------- --------- -------- ------- --- ---- ------- -------- --------- ------ ---- CME GROUP INC COM 12572Q105 1949 8000 SH SOLE 8000 0 0 ALCOA INC COM 013817101 6488 750000 SH DEFINED 01 750000 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 3677 180000 SH DEFINED 01 180000 0 0 ARCH COAL INC COM 039380100 3628 250000 SH DEFINED 01 250000 0 0 BREITBURN ENERGY PARTNERS LP COM UT LP 106776107 954 50000 SH DEFINED 01 50000 0 0 CALPINE CORP COM 131347304 4434 271500 SH DEFINED 01 271500 0 0 CVR ENERGY INC COM 12662P108 4683 250000 SH DEFINED 01 250000 0 0 ENERGY TRANSFER EQUITY LP COM UT LP 29273V100 83959 2068965 SH DEFINED 01 2068965 0 0 GENESIS ENERGY LP UNIT LP 371927104 1402 50000 SH DEFINED 01 50000 0 0 MARKWEST ENERGY PARTNERS LP UNIT LP 570759100 5506 100000 SH DEFINED 01 100000 0 0 MEMORIAL PRODTN PARTNERS COM U REP LTD 586048100 814 45000 SH DEFINED 01 45000 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1077 19000 SH DEFINED 01 19000 0 0 PEABODY ENERGY CORP COM 704549104 5463 165000 SH DEFINED 01 165000 0 0 PENN VA RESOURCES PARTNERS LP COM 707884102 3830 150000 SH DEFINED 01 150000 0 0 ROSE ROCK MIDSTREAM LP COM U REP LTD 777149105 3087 150000 SH DEFINED 01 150000 0 0 TEEKAY LNG PARTNERS LP PRTNSP UNITS Y8564M105 2488 75000 SH DEFINED 01 75000 0 0 TRANSOCEAN LTD REG SHS H8817H100 5759 150000 SH DEFINED 01 150000 0 0 WILLIAMS COS INC COM 969457100 13720 415500 SH DEFINED 01 415500 0 0 WILLIAMS COS INC EX DISTRIB 969457142 2285 84600 SH DEFINED 01 84600 0 0 WILLIAMS PARTNERS LP COM UNIT LP 96950F104 2100 35000 SH DEFINED 01 35000 0 0