-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJ6elhNQO0WycdTT+dTkKa7MDttLS9zgqIfOm4+Oe9ATTgG3av4mdguVWImW76KQ BpU5dM2irjETbBsKEoHNaA== 0000923338-08-000021.txt : 20081113 0000923338-08-000021.hdr.sgml : 20081113 20081113135406 ACCESSION NUMBER: 0000923338-08-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOCH INDUSTRIES INC CENTRAL INDEX KEY: 0000923338 IRS NUMBER: 480484227 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10337 FILM NUMBER: 081184280 BUSINESS ADDRESS: STREET 1: 4111 EAST 37TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67220 BUSINESS PHONE: 3168285500 MAIL ADDRESS: STREET 1: 4111 EAST 37TH STREET NORTH CITY: WICHITA STATE: KS ZIP: 67220 13F-HR 1 kii9302008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Koch Industries, Inc. Address: 4111 E. 37th Street North Wichita, Kansas 67220 13F File Number: 28-10337 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Dinkel Title: Controller Phone: 316-828-6486 Signature, Place and Date of Signing: /s/ Richard Dinkel Wichita, Kansas November 13, 2008 The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities, exercises investment discretion with respect to such securities or is a member of any group with respect to such securities. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:
Form 13F File Number Name - -------------------- ---- 28-10645 Koch Quantitative Trading, LP
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $79212 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ABAXIS INC COM 002567105 670 34000 SH DEFINED 34000 0 0 D ARMSTRONG WORLD INDS INC NEW COM 04247X102 8887 307500 SH DEFINED 307500 0 0 D CME GROUP INC COM 12572Q105 2972 8000 SH DEFINED 8000 0 0 D CABOT CORP COM 127055101 890 28000 SH DEFINED 28000 0 0 D LAMAR ADVERTISING CO CL A 512815101 494 16000 SH DEFINED 16000 0 0 D LOUISIANA PAC CORP COM 546347105 17670 1900000 SH DEFINED 1900000 D 0 D NETWORK EQUIP TECHNOLOGIES COM 641208103 855 250000 SH DEFINED 250000 0 0 D OWENS CORNING NEW COM 690742101 45429 1900000 SH DEFINED 1900000 0 0 D POWER MED INTERVENTIONS INC COM 739299105 1345 420300 SH DEFINED 420300 0 0
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