FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HOME PROPERTIES INC [ HME ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/08/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, Par Value $.01 | 11/08/2012 | M | 3,166 | A | $52.56 | 30,471 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | S | 3,166 | D | $60.7148(1) | 27,305 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | M | 1,200 | A | $33.9 | 28,505 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | S | 1,200 | D | $60.8057(2) | 27,305 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | M | 3,747 | A | $55.5 | 31,052 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | S | 3,747 | D | $60.7984(3) | 27,305 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | M | 1,940 | A | $49.35 | 29,245 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | S | 1,940 | D | $60.8292(4) | 27,305 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | M | 4,000 | A | $51.06 | 31,305 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | S | 4,000 | D | $60.8865(5) | 27,305 | D | |||
Common Stock, Par Value $.01 | 11/09/2012 | S | 940 | D | $61.1604(6) | 26,365 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | C | 11,195 | A | $0(7) | 37,560 | D | |||
Common Stock, Par Value $.01 | 11/08/2012 | C | 2,548(8) | A | $0(7) | 40,108 | D | |||
Common Stock, Par Value $.01 | 11/13/2012 | S | 13,743 | D | $59.0084 | 26,365 | D | |||
Common Stock, Par Value $.01 | 1,436 | I | Shares in custodial account for minor children | |||||||
Common Stock, Par Value $.01 | 2,115 | I | By spouse | |||||||
Common Stock, Par Value $.01 | 5,000 | D(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Stock | $52.56 | 11/08/2012 | M | 3,166 | 05/01/2009 | 05/01/2018 | Common Stock | 3,166 | $0 | 791 | D | ||||
Option to Purchase Common Stock | $33.9 | 11/08/2012 | M | 1,200 | 05/11/2010 | 05/11/2019 | Common Stock | 1,200 | $0 | 2,400 | D | ||||
Option to Purchase Common Stock | $55.5 | 11/08/2012 | M | 3,747 | 05/01/2008 | 05/01/2017 | Common Stock | 3,747 | $0 | 0 | D | ||||
Option to Purchase Common Stock | $49.35 | 11/08/2012 | M | 1,940 | 05/11/2011 | 05/11/2020 | Common Stock | 1,940 | $0 | 2,909 | D | ||||
Option to Purchase Common Stock | $51.06 | 11/08/2012 | M | 4,000 | 05/04/2007 | 05/04/2016 | Common Stock | 4,000 | $0 | 0 | D | ||||
Units of Limited Partnership | $0(7) | 11/08/2012 | C | 11,195 | (7) | (7) | Common Stock | 11,195 | $0 | 0 | D | ||||
Units of Limited Partnership | $0(7) | 11/08/2012 | C | 2,548 | (7) | (7) | Common Stock | 2,548 | $0 | 0 | D(8) |
Explanation of Responses: |
1. Represents weighted average sales price with shares sold at prices ranging from $60.70 to $60.80. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
2. Represents weighted average sales price with shares sold at prices ranging from $60.7700 to $60.8850. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
3. Represents weighted average sales price with shares sold at prices ranging from $60.75 to $60.84. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
4. Represents weighted average sales price with shares sold at prices ranging from $60.71 to $60.91. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
5. Represents weighted average sales price with shares sold at prices ranging from $60.83 to $60.98. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
6. Represents weighted average sales price with shares sold at prices ranging from $61.12 to $61.18. Upon request by the commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each individual price. |
7. The Reporting Person redeemed units of limited partnership interest ("Units") of Home Properties, L.P., of which the Issuer is the general partner. Units are redeemable for an equal number of shares of the Issuer's Common Stock, or at the election of the Issuer, cash equal to the fair market value of such shares. The Issuer elected to redeem the Reporting Person's Units with Common Stock. Units have no expiration date. |
8. Jointly with spouse. |
Remarks: |
/s/ Amy L. Tait, By Ann M. McCormick, attorney-in-fact | 11/13/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |