0000923116-15-000001.txt : 20150212 0000923116-15-000001.hdr.sgml : 20150212 20150212091816 ACCESSION NUMBER: 0000923116-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ CENTRAL INDEX KEY: 0000923116 IRS NUMBER: 223241775 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04288 FILM NUMBER: 15602494 BUSINESS ADDRESS: STREET 1: 12 ROUTE 17 NORTH STREET 2: SUITE 130 CITY: PARAMUS STATE: NJ ZIP: 07652 MAIL ADDRESS: STREET 1: 12 ROUTE 17 NORTH CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000923116 XXXXXXXX 12-31-2014 12-31-2014 GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

12 ROUTE 17 NORTH PARAMUS NJ 07652

13F COMBINATION REPORT 028-04288 028-14953 Catalyst Capital Advisors N Robert P. Groesbeck 201-291-7888 Robert P. Groesbeck Paramus NJ 02-12-2015 1 92 203783000000 false 1 028-14953 Catalyst Capital Advisors INFORMATION TABLE 2 13F_4Q14.xml 3M CO COM COM 88579Y101 2465 15000 SH SOLE RPG 0 0 15000 A H BELO CORP COM CL A COM 1282102 237 22834 SH SOLE RPG 0 0 22834 ABBOTT LABS COM 2824100 5288 117466 SH DFND RPG 20625 8824 88017 ABBVIE INC COM COM 00287Y109 5725 87480 SH DFND RPG 18804 8082 60594 ACTAVIS PLC SHS COM G0083B108 5227 20305 SH DFND RPG 2755 85 17465 ADVANCE AUTO PARTS INC COM 00751Y106 613 3850 SH DFND RPG 3400 50 400 AIR LEASE CORP CL A COM 00912X302 2924 85211 SH DFND RPG 11050 325 73836 ALEXION PHARMACEUTICALS INC CO COM 15351109 3074 16614 SH DFND RPG 890 40 15684 ALLIANCEBERNSTEIN HOLDING LP COM 01881G106 1683 65150 SH SOLE RPG 0 0 65150 AMERICAN TOWER CORP NEW COM COM 03027X100 257 2600 SH SOLE RPG 0 0 2600 AMERIPRISE FINL INC COM COM 03076C106 251 1900 SH SOLE RPG 0 0 1900 AMGEN INC COM 31162100 5891 36986 SH DFND RPG 4277 4412 28297 APOLLO INVT CORP COM COM 03761U106 1784 240480 SH SOLE RPG 0 0 240480 APPLE COMPUTER INC COM 37833100 8703 78842 SH DFND RPG 16315 6171 56356 BAIDU COM INC SPON ADR REP A COM 56752108 630 2764 SH SOLE RPG 1800 0 964 BAXTER INTL INC COM 71813109 1684 22974 SH DFND RPG 6105 6645 10224 BLACKROCK INC COM COM 09247X101 5634 15758 SH DFND RPG 1913 1822 12023 BLUE CAP REINS HLDGS LTD COM COM G1190F107 1262 71100 SH SOLE RPG 1100 0 70000 BP PRUDHOE BAY RTY TR UNIT BEN COM 55630107 2597 38400 SH SOLE RPG 3400 0 35000 BUCKLE INC COM 118440106 1099 20934 SH SOLE RPG 0 0 20934 CARETRUST REIT INC COM COM 14174T107 1233 100000 SH SOLE RPG 0 0 100000 CELGENE CORP COM COM 151020104 596 5330 SH DFND RPG 3300 100 1930 CHEVRON CORP COM 166764100 4307 38393 SH DFND RPG 6240 3830 28323 CISCO SYS INC COM 17275R102 1560 56100 SH SOLE RPG 7000 0 49100 COGNIZANT TECHNLGY SLTNS CORCL COM 192446102 1166 22138 SH DFND RPG 15260 600 6278 CSX CORP COM 126408103 2222 61330 SH DFND RPG 15991 16559 28780 CVR REFNG LP COMUNIT REP LT COM 12663P107 3602 214400 SH SOLE RPG 14400 0 200000 DECKERS OUTDOOR CORP COM COM 243537107 300 3300 SH SOLE RPG 2100 0 1200 DEERE & CO COM COM 244199105 1741 19683 SH DFND RPG 5222 5653 8808 DIGITAL RLTY TR INC COM COM 253868103 6706 101140 SH DFND RPG 7452 8015 85673 DISCOVER FINL SVCS COM 254709108 223 3400 SH SOLE RPG 1600 0 1800 DOVER CORP COM COM 260003108 1745 24325 SH DFND RPG 6513 6323 11489 DR PEPPER SNAPPLE GROUP INC CO COM 26138E109 2867 40000 SH SOLE RPG 0 0 40000 E M C CORP MASS COM 268648102 250 8400 SH SOLE RPG 8400 0 0 EATON CORP PLC SHS COM G29183103 2089 30739 SH DFND RPG 7791 8196 14752 ECOLAB INC COM COM 278865100 414 3961 SH DFND RPG 1700 100 2161 ENTERPRISE PRODS PARTNERS COM 293792107 585 16200 SH DFND RPG 6800 300 9100 EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 2028 23951 SH DFND RPG 14050 200 9701 FACTSET RESH SYS INC COM 303075105 6245 44373 SH DFND RPG 12411 4633 27329 FLEETCOR TECHNOLOGIES INC COM COM 339041105 896 6028 SH DFND RPG 3300 160 2568 GASLOG LTD SHS COM G37585109 1538 75600 SH DFND RPG 10500 400 64700 GILEAD SCIENCES INC COM 375558103 5010 53153 SH DFND RPG 8500 85 44568 GNC HLDGS INC COM CL A COM 36191G107 2546 54206 SH DFND RPG 17731 6042 30433 GRAINGER W W INC COM COM 384802104 204 800 SH SOLE RPG 800 0 0 HARRIS CORP DEL COM 413875105 661 9200 SH SOLE RPG 7100 0 2100 HEWLETT PACKARD CO COM COM 428236103 5156 128475 SH DFND RPG 27400 750 100325 I B M COM 459200101 230 1434 SH DFND RPG 1100 50 284 JAZZ PHARMACEUTICALS PLC SHS U COM G50871105 360 2197 SH DFND RPG 1330 80 787 JOHNSON & JOHNSON COM 478160104 1355 12955 SH DFND RPG 2200 155 10600 KINDER MORGAN EGY PTNS LP COM 494550106 1724 16900 SH DFND RPG 5000 100 11800 KINDER MORGAN INC DEL COM COM 49456B101 4319 102070 SH DFND RPG 19402 22020 60648 LAS VEGAS SANDS CORP COM COM 517834107 1276 21937 SH DFND RPG 7604 3728 10605 MALLINCKRODT PUB LTD CO SHS COM G5785G107 6060 61191 SH DFND RPG 11467 7134 42590 MCDONALDS CORP COM 580135101 358 3820 SH DFND RPG 2300 100 1420 MICHAEL KORS HLDGS LTD SHS COM G60754101 223 2975 SH DFND RPG 1200 195 1580 MICRON TECHNOLOGY INC COM COM 595112103 326 9325 SH DFND RPG 6450 250 2625 MICROSOFT COM 594918104 2378 51187 SH DFND RPG 18117 12722 20348 NXP SEMICONDUCTORS N V COM COM N6596X109 330 4320 SH DFND RPG 3610 125 585 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 241 1250 SH DFND RPG 400 70 780 ONEOK INC NEW COM 682680103 568 11400 SH DFND RPG 1200 200 10000 PERRIGO CO PCL SHS COM G97822103 3041 18195 SH DFND RPG 3200 70 14925 POLARIS INDS INC COM 731068102 235 1555 SH SOLE RPG 500 0 1055 PRAXAIR INC COM 74005P104 5239 40438 SH DFND RPG 10882 4292 25264 PRICE T ROWE GROUP INC COM 74144T108 3432 39973 SH DFND RPG 15887 6412 17674 PRICELINE COM INC NEW COM 741503403 876 768 SH DFND RPG 435 10 323 PROASSURANCE CORP COM COM 74267C106 991 21940 SH SOLE RPG 0 0 21940 PROSPERITY BANCSHARES INC COM COM 743606105 2340 42272 SH DFND RPG 8095 4565 29612 QUALCOMM INC COM COM 747525103 6318 84995 SH DFND RPG 10030 8647 66318 RCM TECHNOLOGIES INC COM NEW COM 749360400 594 84928 SH SOLE RPG 0 0 84928 RICE ENERGY INC COM COM 762760106 631 30100 SH DFND RPG 6200 300 23600 ROCK-TENN CO CL A COM 772739207 2284 37447 SH DFND RPG 8735 11049 17663 SMUCKER J M CO COM NEW COM 832696405 3447 34140 SH SOLE RPG 2700 0 31440 STERICYCLE INC COM COM 858912108 367 2800 SH SOLE RPG 1300 0 1500 THERMO FISHER SCIENTIFIC COM 883556102 764 6100 SH DFND RPG 4250 150 1700 TIME WARNER INC COM COM 887317303 2448 28654 SH DFND RPG 6920 7539 14195 TR UNIT SER 1 COM 78462F103 1190 5789 SH DFND RPG 129 3475 2185 TRACTOR SUPPLY CO COM COM 892356106 701 8890 SH DFND RPG 5500 250 3140 TRANSOCEAN LTD REG SHS COM H8817H100 1285 70100 SH SOLE RPG 0 0 70100 TRINITY INDS INC COM COM 896522109 1200 42840 SH DFND RPG 4900 240 37700 TUPPERWARE CORP COM 899896104 458 7270 SH DFND RPG 5600 100 1570 ULTA SALON COSMETCS & FRAG ICO COM 90384S303 389 3040 SH DFND RPG 1700 40 1300 UNITED RENTALS INC COM COM 911363109 252 2470 SH DFND RPG 2000 80 390 UNITED TECHNOLOGIES CORP COM 913017109 2592 22536 SH DFND RPG 7161 4685 10690 UNITEDHEALTH GROUP INC COM COM 91324P102 5980 59156 SH DFND RPG 10174 9326 39656 V F CORP COM 918204108 5186 69240 SH DFND RPG 12285 8511 48444 VALEANT PHARMACEUTICALS INTLCO COM 91911K102 2839 19835 SH DFND RPG 3150 90 16595 VENTAS INC COM 92276F100 4004 55848 SH DFND RPG 7331 6855 41662 VISA INC COM CL A COM 92826C839 5152 19648 SH DFND RPG 2716 2411 14521 WALGREENS BOOTS ALLIANCE INC C COM 931427108 358 4700 SH SOLE RPG 0 0 4700 WELLS FARGO & CO COM 949746101 291 5300 SH SOLE RPG 0 0 5300 WESTPAC BKG CORP SPONSORED ADR COM 961214301 2421 90000 SH SOLE RPG 0 0 90000 WILLIAMS COS INC COM COM 969457100 3812 84821 SH DFND RPG 16618 8581 59622