-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFpobYN/qlKBlHNrdSrNwCJksfKGnfgUxk48bTiSTb7VAAATYwtarfxqxiyjBb79 6l0/i8Fle5NDEBIEvIg8HQ== 0001193125-07-247610.txt : 20071114 0001193125-07-247610.hdr.sgml : 20071114 20071114172323 ACCESSION NUMBER: 0001193125-07-247610 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 071246664 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2007 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/John Torell Greenwich, CT 06831 November 14,2007 - ------------------------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 88 Form 13F Information Table Value Total $ 5,164,891 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As September 30, 2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- --------- -------- ------------------- ------------------ -------- ---------------------- Investment Discretion Voting Authority ------------------ ---------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - -------------- -------- --------- -------- ---------- --- ---- ---------- ------- -------- ---------- ------ ---- AGRIUM INC COMMON STOCK 008916108 10,876 200,000 SH 200,000 1 200,000 ALLEGHENY ENERGY INC COMMON STOCK 017361106 105,127 2,011,618 SH 2,011,618 1 2,011,618 AMGEN INC COMMON STOCK 031162100 5,657 100,000 SH 100,000 1 100,000 APPLE INC COMMON STOCK 037833100 144,788 943,431 SH 943,431 1 943,431 BMC SOFTWARE INC COMMON STOCK 055921100 9,369 300,000 SH 300,000 1 300,000 BROADCOM CORP-CL A COMMON STOCK 111320107 35,866 984,244 SH 984,244 1 984,244 CME GROUP INC COMMON STOCK 12572Q105 4,699 8,000 SH 8,000 1 8,000 CNET NETWORKS INC COMMON STOCK 12613R104 14,403 1,933,233 SH 1,933,233 1 1,933,233 CONEXANT SYSTEMS INC COMMON STOCK 207142100 47,255 39,379,267 SH 39,379,267 1 39,379,267 CONSUMER STAPLES SPDR COMMON STOCK 81369Y308 62,116 2,220,000 SH 2,220,000 1 2,220,000 CRESUD S.A.- SPONS ADR COMMON STOCK 226406106 3,552 156,346 SH 156,346 1 156,346 CSX CORP COMMON STOCK 126408103 12,819 300,000 SH 300,000 1 300,000 DEERE & CO COMMON STOCK 244199105 115,420 777,661 SH 777,661 1 777,661 DIAMONDS TRUST SERIES I COMMON STOCK 252787106 100,293 722,000 SH 722,000 1 722,000 DIRECTV GROUP INC/THE COMMON STOCK 25459L106 33,851 1,394,199 SH 1,394,199 1 1,394,199 DISCOVERY HOLDING CO-A COMMON STOCK 25468Y107 94,884 3,288,866 SH 3,288,866 1 3,288,866 DOWNEY FINANCIAL CORP COMMON STOCK 261018105 12 200 SH 200 1 200 DST SYSTEMS INC COMMON STOCK 233326107 85,037 990,991 SH 990,991 1 990,991 EBAY INC COMMON STOCK 278642103 88,369 2,264,700 SH 2,264,700 1 2,264,700 ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 100,633 2,149,817 SH 2,149,817 1 2,149,817 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 186,896 8,882,906 SH 8,882,906 1 8,882,906 EMC CORP/MASS COMMON STOCK 268648102 12,295 591,105 SH 591,105 1 591,105 FIBERTOWER CORP COMMON STOCK 31567R100 40,787 10,621,588 SH 10,621,588 1 10,621,588 FIDELITY NATIONAL FINL-A COMMON STOCK 31620R105 5,417 309,909 SH 309,909 1 309,909 FIDELITY NATIONAL COMMON INFORMATIO STOCK 31620M106 44,128 994,557 SH 994,557 1 994,557 FINANCIAL SELECT SECTOR COMMON SPDR STOCK 81369Y605 823 1,211,500 SH PUT 1,211,500 1 1,211,500 FLUOR CORP COMMON STOCK 343412102 14,398 100,000 SH 100,000 1 100,000 FOCUS MEDIA HOLDING-ADR COMMON STOCK 34415V109 11,720 202,000 SH 202,000 1 202,000 FOSTER WHEELER LTD COMMON STOCK G36535139 13,128 100,000 SH 100,000 1 100,000 FREEPORT- MCMORAN COPPER COMMON STOCK 35671D857 52,445 500,000 SH 500,000 1 500,000 GLOBAL CASH ACCESS HOLDINGS COMMON STOCK 378967103 15,693 1,481,831 SH 1,481,831 1 1,481,831 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 42,815 492,526 SH 492,526 1 492,526 HEALTHAXIS INC COMMON STOCK 42219D308 127 73,369 SH 73,369 1 73,369 HOME INNS & HOTELS COMMON MANAG-ADR STOCK 43713W107 11,686 335,800 SH 335,800 1 335,800 ICO GLOBAL COM HLDG LTD-NEW COMMON STOCK 44930K108 16,407 4,714,550 SH 4,714,550 1 4,714,550 INFORMATION SERVICES COMMON GROUP-U STOCK 45675Y203 10,608 1,300,000 SH 1,300,000 1 1,300,000 INFOSYS TECHNOLOGIES-SP ADR COMMON STOCK 456788108 2,952 61,000 SH 61,000 1 61,000 INTL GAME TECHNOLOGY COMMON STOCK 459902102 73,693 1,709,803 SH 1,709,803 1 1,709,803 IPATH MSCI INDIA INDEX ETN COMMON STOCK 06739F291 7,713 106,100 SH 106,100 1 106,100 IRSA -SP GDR COMMON STOCK 450047204 6,692 421,651 SH 421,651 1 421,651 ISHARES MSCI EMERGING MKT COMMON IN STOCK 464287234 104,376 698,400 SH 698,400 1 698,400 ISHARES MSCI EMERGING MKT COMMON IN STOCK 464287234 55 38,000 SH PUT 38,000 1 38,000 ISHARES MSCI SOUTH KOREA COMMON IND STOCK 464286772 2,518 37,000 SH 37,000 1 37,000 JAMBA INC COMMON STOCK 47023A101 70,007 9,958,334 SH 9,958,334 1 9,958,334 JAMBA INC-CW09 COMMON STOCK 47023A119 1,256 625,000 SH 625,000 1 625,000 KNIGHT CAPITAL GROUP INC-A COMMON STOCK 499005106 102,112 8,537,827 SH 8,537,827 1 8,537,827 LIBERTY MEDIA CORP-CAP SER COMMON A STOCK 53071M302 47,409 379,788 SH 379,788 1 379,788
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- --------- --------- -------------------- --------------------- -------- ---------------------------- Investment Discretion Voting Authority --------------------- ---------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - -------------- -------- --------- --------- ----------- --- ---- ----------- --------- -------- ----------- ------ --------- MACY'S INC COMMON STOCK 55616P104 5,307 164,206 SH 164,206 1 164,206 MASSEY ENERGY COMMON CO STOCK 576206106 545 25,000 SH 25,000 1 25,000 MCF CORP COMMON STOCK 580395309 507 125,000 SH 125,000 1 125,000 MCKESSON CORP COMMON STOCK 58155Q103 79,014 1,344,002 SH 1,344,002 1 1,344,002 MGM MIRAGE COMMON STOCK 552953101 8,175 91,400 SH 91,400 1 91,400 MIRANT CORP COMMON STOCK 60467R100 267,031 6,569,309 SH 6,569,309 1 6,569,309 MIRANT COMMON CORP-CW11 STOCK 60467R118 28,062 1,320,543 SH 1,320,543 1 1,320,543 MOTOROLA INC COMMON STOCK 620076109 107,765 5,815,727 SH 5,815,727 1 5,815,727 NCR CORPORATION COMMON STOCK 62886E108 149,863 3,009,296 SH 3,009,296 1 3,009,296 NII HOLDINGS COMMON INC STOCK 62913F201 36,283 441,664 SH 441,664 1 441,664 NOVELL INC COMMON STOCK 670006105 34,769 4,550,884 SH 4,550,884 1 4,550,884 NRG ENERGY INC COMMON STOCK 629377508 126,595 2,993,509 SH 2,993,509 1 2,993,509 NYMEX HOLDINGS COMMON INC STOCK 62948N104 15,012 115,318 SH 115,318 1 115,318 NYSE EURONEXT COMMON STOCK 629491101 6,526 82,430 SH 82,430 1 82,430 POTASH CORP OF COMMON SASKATCHEWAN STOCK 73755L107 21,140 200,000 SH 200,000 1 200,000 POWERSHARES QQQ COMMON STOCK 73935A104 461,559 8,978,000 SH 8,978,000 1 8,978,000 PRICELINE.COM COMMON INC STOCK 741503403 41,160 463,777 SH 463,777 1 463,777 PROGENICS COMMON PHARMACEUTICALS STOCK 743187106 49,602 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL COMMON FINANCIAL INC STOCK 744320102 96,169 985,544 SH 985,544 1 985,544 QUALCOMM INC COMMON STOCK 747525103 247,907 5,866,224 SH 5,866,224 1 5,866,224 RITE AID CORP COMMON STOCK 767754104 64,057 13,865,166 SH 13,865,166 1 13,865,166 RR DONNELLEY & COMMON SONS CO STOCK 257867101 104,357 2,854,414 SH 2,854,414 1 2,854,414 SEMICONDUCTOR COMMON HOLDRs TRUST STOCK 816636203 74,685 1,950,000 SH 1,950,000 1 1,950,000 SPDR TRUST COMMON SERIES 1 STOCK 78462F103 228,870 1,500,000 SH 1,500,000 1 1,500,000 SWITCH & DATA COMMON FACILITIES CO STOCK 871043105 21,546 1,653,349 SH 1,653,349 1 1,653,349 TD AMERITRADE COMMON HOLDING CORP STOCK 87236Y108 42,300 2,321,605 SH 2,321,605 1 2,321,605 TELEKOMUNIK INDONESIA-SP COMMON ADR STOCK 715684106 3,576 73,250 SH 73,250 1 73,250 TERRESTAR CORP COMMON STOCK 881451108 52,526 5,454,443 SH 5,454,443 1 5,454,443 TEVA PHARMACEUTICAL-SP COMMON ADR STOCK 881624209 113,246 2,546,567 SH 2,546,567 1 2,546,567 THE COOPER COS COMMON INC STOCK 216648402 32,085 612,067 SH 612,067 1 612,067 THERAVANCE INC COMMON STOCK 88338T104 4,951 189,750 SH 189,750 1 189,750 THERMO FISHER SCIENTIFIC COMMON INC STOCK 883556102 160,749 2,784,975 SH 2,784,975 1 2,784,975 ULURU INC COMMON STOCK 90403T100 14,905 3,157,895 SH 3,157,895 1 3,157,895 VALERO ENERGY COMMON CORP STOCK 91913Y100 88,657 1,319,700 SH 617,610 702,090 1 617,610 702,090 VALERO ENERGY COMMON CORP STOCK 91913Y100 4,800 2,000,000 SH CALL 924,000 1,076,000 1 924,000 1,076,000 VERISIGN INC COMMON STOCK 92343E102 3,374 100,000 SH 100,000 1 100,000 VERTEX PHARMACEUTICALS COMMON INC STOCK 92532F100 3,841 100,000 SH 100,000 1 100,000 VIRGIN MEDIA COMMON INC STOCK 92769L101 2,163 89,129 SH 89,129 1 89,129 WENDY'S INTERNATIONAL COMMON INC STOCK 950590109 154,876 4,436,437 SH 4,436,437 1 4,436,437 WILLIAMS COS COMMON INC STOCK 969457100 218,122 6,404,048 SH 6,404,048 1 6,404,048 YINGLI GREEN ENERGY COMMON HOLD-ADR STOCK 98584B103 15,032 768,791 SH 768,791 1 768,791 Grand Total 5,164,891 214,274,924 212,277,727 1,997,197 212,277,727 1,997,197
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