-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VWglitEqg5sOn3nv7gOezGPacamr4VXrXjHrzBEyvqKlm6tf+C7rtJ7xhNiUpiUV UbNaomTu/TfeAxobBr4A5A== 0001193125-04-023181.txt : 20040213 0001193125-04-023181.hdr.sgml : 20040213 20040213155901 ACCESSION NUMBER: 0001193125-04-023181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 04599043 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 February 13, 2003 - ------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 221 Form 13F Information Table Value Total $ 5,930,944 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As December 31, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- ------- ------- ------------------- --------------- -------- -------- Investment Discretion Voting Authority ---------------- ---------------------- VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES COMMON STOCK 002824100 139,800 3,000,000 SH 2,764,519 235,481 1 2,764,519 235,481 - ------------------------------------------------------------------------------------------------------------------------------------ ACE LTD COMMON STOCK G0070K103 3,169 76,500 SH 70,491 6,009 1 70,491 6,009 - ------------------------------------------------------------------------------------------------------------------------------------ ACTIVISION INC COMMON STOCK 004930202 47,280 2,596,399 SH 2,393,304 203,095 1 2,393,304 203,095 - ------------------------------------------------------------------------------------------------------------------------------------ ADC TELECOMMUNICATIONS INC COMMON STOCK 000886101 2,959 996,264 SH 919,465 76,799 1 919,465 76,799 - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCEPCS COMMON STOCK 00790K109 3,579 67,800 SH 44,070 23,730 1 44,070 23,730 - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COMMON STOCK 00130H105 79,272 8,397,500 SH 7,737,438 660,062 1 7,737,438 660,062 - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COMMON STOCK 00817Y108 172,309 2,549,700 SH 2,350,115 199,585 1 2,350,115 199,585 - ------------------------------------------------------------------------------------------------------------------------------------ ALCAN INC COMMON STOCK 013716105 10,700 227,906 SH 148,139 79,767 1 148,139 79,767 - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COMMON STOCK 017361106 15,433 1,209,500 SH 1,113,558 95,942 1 1,113,558 95,942 - ------------------------------------------------------------------------------------------------------------------------------------ ALLERGAN INC COMMON STOCK 018490102 68,054 886,000 SH 816,323 69,677 1 816,323 69,677 - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE CAPITAL MGMT HOLD COMMON STOCK 01855A101 260 7,700 SH 7,700 - 1 7,700 - - ------------------------------------------------------------------------------------------------------------------------------------ ALLMERICA FINANCIAL CORP COMMON STOCK 019754100 3,960 128,700 SH 118,602 10,098 1 118,602 10,098 - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COMMON STOCK 020002101 87,731 2,039,300 SH 1,878,927 160,373 1 1,878,927 160,373 - ------------------------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION COMMON STOCK 021441950 1,275 1,500,000 SH PUT 1,382,700 117,300 1 1,382,700 117,300 - ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COMMON STOCK 02209S103 271,697 4,992,600 SH 4,573,804 418,796 1 4,573,804 418,796 - ------------------------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC COMMON STOCK 023135956 19 750,000 SH PUT 697,800 52,200 1 697,800 52,200 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 2,387 100,000 SH 92,942 7,058 1 92,942 7,058 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN PHARMACEUTICAL PART COMMON STOCK 02886P109 16,800 500,000 SH 460,760 39,240 1 460,760 39,240 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN STANDARD COS INC COMMON STOCK 029712106 39,505 392,300 SH 361,488 30,812 1 361,488 30,812 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN STATES WATER CO COMMON STOCK 029899101 5,329 213,150 SH 196,221 16,929 1 196,221 16,929 - ------------------------------------------------------------------------------------------------------------------------------------ ANTHEM INC COMMON STOCK 03674B104 7,500 100,000 SH 92,154 7,846 1 92,154 7,846 - ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER MINES LTD COMMON STOCK G04074103 2,548 121,900 SH 94,351 27,549 1 94,351 27,549 - ------------------------------------------------------------------------------------------------------------------------------------ ARGOSY GAMING CO COMMON STOCK 040228108 2,599 100,000 SH 92,187 7,813 1 92,187 7,813 - ------------------------------------------------------------------------------------------------------------------------------------ ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 220 143,936 SH 60,605 83,331 1 60,605 83,331 - ------------------------------------------------------------------------------------------------------------------------------------ ASPEN INSURANCE HOLDINGS LTD COMMON STOCK G05384105 1,613 65,000 SH 59,895 5,105 1 59,895 5,105 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265104 54,040 1,452,700 SH 1,337,542 115,158 1 1,337,542 115,158 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265904 363 500,000 SH CALL 460,800 39,200 1 460,800 39,200 - ------------------------------------------------------------------------------------------------------------------------------------ AUTOBYTEL INC COMMON STOCK 05275N106 7,652 840,000 SH 780,707 59,293 1 780,707 59,293 - ------------------------------------------------------------------------------------------------------------------------------------ AUTOZONE INC COMMON STOCK 053332102 256 3,000 SH 2,765 235 1 2,765 235 - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP COMMON STOCK 060505904 13,750 1,000,000 SH CALL 921,900 78,100 1 921,900 78,100 - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP COMMON STOCK 060505954 85 50,000 SH PUT 32,500 17,500 1 32,500 17,500 - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY CO INC COMMON STOCK 086516101 58,608 1,121,900 SH 1,034,040 87,860 1 1,034,040 87,860 - ------------------------------------------------------------------------------------------------------------------------------------ BIOSITE INC COMMON STOCK 090945106 1,737 60,000 SH 55,243 4,757 1 55,243 4,757 - ------------------------------------------------------------------------------------------------------------------------------------ BISYS GROUP INC/THE COMMON STOCK 055472104 4,898 329,200 SH 303,481 25,719 1 303,481 25,719 - ------------------------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE INC COMMON STOCK 055921100 19,955 1,070,000 SH 986,386 83,614 1 986,386 83,614 - ------------------------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE INC COMMON STOCK 055921950 150 1,000,000 SH PUT 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ BOEING CO COMMON STOCK 097023105 11,926 283,000 SH 260,773 22,227 1 260,773 22,227 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC-SPONS ADR COMMON STOCK 055622104 14,805 300,000 SH 276,461 23,539 1 276,461 23,539 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC-SPONS ADR COMMON STOCK 055622904 13,750 2,000,000 SH CALL 1,842,000 158,000 1 1,842,000 158,000 - ------------------------------------------------------------------------------------------------------------------------------------ BRASIL TELECOM PART SA -ADR COMMON STOCK 105530109 1,028 27,200 SH 17,680 9,520 1 17,680 9,520 - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON RESOURCES INC COMMON STOCK 122014103 48,745 880,200 SH 811,124 69,076 1 811,124 69,076 - ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 234 10,000 SH 9,214 786 1 9,214 786 - ------------------------------------------------------------------------------------------------------------------------------------ CABOT MICROELECTRONICS CORP COMMON STOCK 12709P103 4,900 100,000 SH 92,061 7,939 1 92,061 7,939 - ------------------------------------------------------------------------------------------------------------------------------------ CAESARS ENTERTAINMENT INC COMMON STOCK 127687101 31,884 2,944,000 SH 2,712,459 231,541 1 2,712,459 231,541 - ------------------------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H905 8,957 2,500,000 SH CALL 2,303,900 196,100 1 2,303,900 196,100 - ------------------------------------------------------------------------------------------------------------------------------------ CARDIAC SCIENCE INC COMMON STOCK 141410209 2,933 735,100 SH 676,360 58,740 1 676,360 58,740 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ CAREMARK RX INC COMMON STOCK 141705103 91,188 3,600,000 SH 3,318,176 281,824 1 3,318,176 281,824 - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COMMON STOCK 143130102 2,165 70,000 SH 59,500 10,500 1 59,500 10,500 - ------------------------------------------------------------------------------------------------------------------------------------ CENTRAL FREIGHT LINES INC COMMON STOCK 153491105 2,929 165,000 SH 140,964 24,036 1 140,964 24,036 - ------------------------------------------------------------------------------------------------------------------------------------ CHINA MOBILE HK LTD-SP ADR COMMON STOCK 16941M109 205 13,200 SH 8,580 4,620 1 8,580 4,620 - ------------------------------------------------------------------------------------------------------------------------------------ CHOICEPOINT INC COMMON STOCK 170388102 26,282 690,000 SH 586,500 103,500 1 586,500 103,500 - ------------------------------------------------------------------------------------------------------------------------------------ CIA ANONIMA TELEF DE VEN-ADR COMMON STOCK 204421101 2,597 170,200 SH 110,630 59,570 1 110,630 59,570 - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY STORES INC COMMON STOCK 172737108 135,479 13,374,000 SH 12,327,177 1,046,823 1 12,327,177 1,046,823 - ------------------------------------------------------------------------------------------------------------------------------------ CONCORD EFS INC COMMON STOCK 206197105 18,698 1,260,000 SH 819,000 441,000 1 819,000 441,000 - ------------------------------------------------------------------------------------------------------------------------------------ CONEXANT SYSTEMS INC COMMON STOCK 207142100 31,971 6,432,800 SH 5,927,851 504,949 1 5,927,851 504,949 - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON STOCK 20854P109 647 25,000 SH 23,036 1,964 1 23,036 1,964 - ------------------------------------------------------------------------------------------------------------------------------------ CORVIS CORPORATION COMMON STOCK 221009103 22,174 13,043,478 SH 12,007,826 1,035,652 1 12,007,826 1,035,652 - ------------------------------------------------------------------------------------------------------------------------------------ COUNTRYWIDE FINANCIAL CORP COMMON STOCK 222372104 6,270 82,665 SH 76,164 6,501 1 76,164 6,501 - ------------------------------------------------------------------------------------------------------------------------------------ CREE INC COMMON STOCK 225447101 8,854 500,500 SH 460,737 39,763 1 460,737 39,763 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTL CORP COMMON STOCK 228227104 31,663 2,870,600 SH 2,645,908 224,692 1 2,645,908 224,692 - ------------------------------------------------------------------------------------------------------------------------------------ CTI MOLECULAR IMAGING INC COMMON STOCK 22943D105 2,537 150,000 SH 139,515 10,485 1 139,515 10,485 - ------------------------------------------------------------------------------------------------------------------------------------ CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 5,490 450,000 SH 414,843 35,157 1 414,843 35,157 - ------------------------------------------------------------------------------------------------------------------------------------ CVS CORP COMMON STOCK 126650100 27,426 759,300 SH 699,380 59,920 1 699,380 59,920 - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 4,509 300,000 SH - 300,000 1 - 300,000 - ------------------------------------------------------------------------------------------------------------------------------------ DADE BEHRING HOLDINGS INC COMMON STOCK 23342J206 3,592 100,500 SH 92,600 7,900 1 92,600 7,900 - ------------------------------------------------------------------------------------------------------------------------------------ DALEEN TECHNOLOGIES INC COMMON STOCK 23437N104 17 73,794 SH 73,794 - 1 73,794 - - ------------------------------------------------------------------------------------------------------------------------------------ DAVITA INC COMMON STOCK 23918K108 82,520 2,115,900 SH 1,949,479 166,421 1 1,949,479 166,421 - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION COMMON STOCK 25179M103 63,324 1,105,901 SH 1,018,942 86,959 1 1,018,942 86,959 - ------------------------------------------------------------------------------------------------------------------------------------ DILLARDS INC-CL A COMMON STOCK 254067901 263 500,000 SH CALL 460,300 39,700 1 460,300 39,700 - ------------------------------------------------------------------------------------------------------------------------------------ DUN & BRADSTREET CORP COMMON STOCK 26483E100 50,948 1,004,700 SH 926,053 78,647 1 926,053 78,647 - ------------------------------------------------------------------------------------------------------------------------------------ E.PIPHANY INC COMMON STOCK 26881V100 844 117,000 SH 107,729 9,271 1 107,729 9,271 - ------------------------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK CO COMMON STOCK 277461109 642 25,000 SH 23,039 1,961 1 23,039 1,961 - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS-A COMMON STOCK 278762109 33,990 1,000,000 SH 921,811 78,189 1 921,811 78,189 - ------------------------------------------------------------------------------------------------------------------------------------ ECLIPSYS CORP COMMON STOCK 278856109 14,260 1,225,100 SH 1,128,438 96,662 1 1,128,438 96,662 - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC CO COMMON STOCK 283677854 31,044 2,325,400 SH 2,140,667 184,733 1 2,140,667 184,733 - ------------------------------------------------------------------------------------------------------------------------------------ ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 65,850 9,557,400 SH 8,809,348 748,052 1 8,809,348 748,052 - ------------------------------------------------------------------------------------------------------------------------------------ ENERSIS S.A. -SPONS ADR COMMON STOCK 29274F104 4,048 550,000 SH 357,500 192,500 1 357,500 192,500 - ------------------------------------------------------------------------------------------------------------------------------------ EQUITABLE RESOURCES INC COMMON STOCK 294549100 30,619 713,400 SH 657,609 55,791 1 657,609 55,791 - ------------------------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTL WASH INC COMMON STOCK 302130109 8,285 220,000 SH 187,000 33,000 1 187,000 33,000 - ------------------------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS INC COMMON STOCK 302182100 6,643 100,000 SH 92,154 7,846 1 92,154 7,846 - ------------------------------------------------------------------------------------------------------------------------------------ FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 9,598 55,000 SH 51,082 3,918 1 51,082 3,918 - ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COMMON STOCK 31428X106 6,750 100,000 SH 92,146 7,854 1 92,146 7,854 - ------------------------------------------------------------------------------------------------------------------------------------ FIBERNET TELECOM GROUP INC COMMON STOCK 315653303 24 19,791 SH 19,791 - 1 19,791 - - ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTL COMMON STOCK 338032204 37,341 902,600 SH 831,928 70,672 1 831,928 70,672 - ------------------------------------------------------------------------------------------------------------------------------------ FLEETBOSTON FINANCIAL CORP COMMON STOCK 339030108 18,988 435,000 SH 282,750 152,250 1 282,750 152,250 - ------------------------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES INC COMMON STOCK 345838106 221,034 3,576,600 SH 3,295,799 280,801 1 3,295,799 280,801 - ------------------------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES INC COMMON STOCK 345838956 414 425,000 SH PUT 391,600 33,400 1 391,600 33,400 - ------------------------------------------------------------------------------------------------------------------------------------ FREDDIE MAC COMMON STOCK 313400301 13,938 239,000 SH 220,229 18,771 1 220,229 18,771 - ------------------------------------------------------------------------------------------------------------------------------------ FRONTLINE LTD COMMON STOCK G3682E127 6,992 274,500 SH 252,939 21,561 1 252,939 21,561 - ------------------------------------------------------------------------------------------------------------------------------------ FUELCELL ENERGY INC COMMON STOCK 35952H106 4,297 330,000 SH 307,361 22,639 1 307,361 22,639 - ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 49,625 9,782,201 SH 9,016,550 765,651 1 9,016,550 765,651 - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MOTORS CORP COMMON STOCK 370442105 32,328 605,400 SH 557,877 47,523 1 557,877 47,523 - ------------------------------------------------------------------------------------------------------------------------------------ GENESIS HEALTHCARE CORP COMMON STOCK 37184D101 1,336 58,650 SH 54,061 4,589 1 54,061 4,589 - ------------------------------------------------------------------------------------------------------------------------------------ GENOME THERAPEUTICS CORP COMMON STOCK 372430108 31 10,000 SH 10,000 - 1 10,000 - - ------------------------------------------------------------------------------------------------------------------------------------ GTECH HOLDINGS CORP COMMON STOCK 400518106 940 19,000 SH 17,510 1,490 1 17,510 1,490 - ------------------------------------------------------------------------------------------------------------------------------------ GUCCI GROUP NV-NY REG SHRS COMMON STOCK 401566104 16,742 195,700 SH 127,205 68,495 1 127,205 68,495 - ------------------------------------------------------------------------------------------------------------------------------------ GUIDANT CORP COMMON STOCK 401698105 75,671 1,257,000 SH 1,158,013 98,987 1 1,158,013 98,987 - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COMMON STOCK 406216101 1,690 65,000 SH 42,250 22,750 1 42,250 22,750 - ------------------------------------------------------------------------------------------------------------------------------------ HEADWATERS INC COMMON STOCK 42210P102 1,756 90,000 SH 76,500 13,500 1 76,500 13,500 - ------------------------------------------------------------------------------------------------------------------------------------ HEALTH MGMT ASSOCIATES INC-A COMMON STOCK 421933102 2,400 100,000 SH 92,154 7,846 1 92,154 7,846 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ HEALTHAXIS INC COMMON STOCK 42219D308 218 70,924 SH 70,924 - 1 70,924 - - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHETECH INC COMMON STOCK 422210104 265 460,527 SH 460,527 - 1 460,527 - - ------------------------------------------------------------------------------------------------------------------------------------ HECLA MINING CO COMMON STOCK 422704106 7,290 879,400 SH 680,656 198,744 1 680,656 198,744 - ------------------------------------------------------------------------------------------------------------------------------------ HOMESTORE INC COMMON STOCK 437852106 9,413 1,990,000 SH 1,832,064 157,936 1 1,832,064 157,936 - ------------------------------------------------------------------------------------------------------------------------------------ HUGHES ELECTRONICS CORP COMMON STOCK 444418107 50,057 3,024,577 SH 2,786,559 238,018 1 2,786,559 238,018 - ------------------------------------------------------------------------------------------------------------------------------------ IKON OFFICE SOLUTIONS INC COMMON STOCK 451713101 9,543 804,600 SH 741,405 63,195 1 741,405 63,195 - ------------------------------------------------------------------------------------------------------------------------------------ IMPAX LABORATORIES INC COMMON STOCK 45256B101 1,187 82,500 SH 75,951 6,549 1 75,951 6,549 - ------------------------------------------------------------------------------------------------------------------------------------ INTERACTIVECORP COMMON STOCK 45840Q101 339 10,000 SH 9,646 354 1 9,646 354 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL STEEL GROUP COMMON STOCK 460377104 9,738 250,000 SH 230,365 19,635 1 230,365 19,635 - ------------------------------------------------------------------------------------------------------------------------------------ INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 5,571 60,110 SH 60,110 - 1 60,110 - - ------------------------------------------------------------------------------------------------------------------------------------ INTL GAME TECHNOLOGY COMMON STOCK 459902102 103,944 2,911,600 SH 2,682,473 229,127 1 2,682,473 229,127 - ------------------------------------------------------------------------------------------------------------------------------------ J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 147,355 5,607,100 SH 5,166,599 440,501 1 5,166,599 440,501 - ------------------------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 25,741 1,568,600 SH 1,444,505 124,095 1 1,444,505 124,095 - ------------------------------------------------------------------------------------------------------------------------------------ JDS UNIPHASE CORP COMMON STOCK 46612J101 18,200 5,000,000 SH 4,607,290 392,710 1 4,607,290 392,710 - ------------------------------------------------------------------------------------------------------------------------------------ JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S106 9,323 248,600 SH 161,590 87,010 1 161,590 87,010 - ------------------------------------------------------------------------------------------------------------------------------------ JONES APPAREL GROUP INC COMMON STOCK 480074103 17,590 499,300 SH 459,626 39,674 1 459,626 39,674 - ------------------------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & CO COMMON STOCK 46625H100 25,711 700,000 SH 645,021 54,979 1 645,021 54,979 - ------------------------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & CO COMMON STOCK 46625H900 1,725 1,000,000 SH CALL 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ KMART HOLDING CORP COMMON STOCK 498780105 8,984 375,100 SH 185,882 189,218 1 185,882 189,218 - ------------------------------------------------------------------------------------------------------------------------------------ KOS PHARMACEUTICALS INC COMMON STOCK 500648100 2,925 68,000 SH 63,233 4,767 1 63,233 4,767 - ------------------------------------------------------------------------------------------------------------------------------------ KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 3,843 105,000 SH 96,820 8,180 1 96,820 8,180 - ------------------------------------------------------------------------------------------------------------------------------------ LAIDLAW INTERNATIONAL COMMON STOCK 50730R102 31,809 2,300,000 SH 2,117,538 182,462 1 2,117,538 182,462 - ------------------------------------------------------------------------------------------------------------------------------------ LEWISBURG NATL BK PA COMMON STOCK 526057302 8,226 90,000 SH 76,500 13,500 1 76,500 13,500 - ------------------------------------------------------------------------------------------------------------------------------------ LIGAND PHARMACEUTICALS-CL B COMMON STOCK 53220K207 14,690 1,000,000 SH 921,186 78,814 1 921,186 78,814 - ------------------------------------------------------------------------------------------------------------------------------------ LIMITED BRANDS COMMON STOCK 532716107 84,252 4,672,900 SH 4,306,250 366,650 1 4,306,250 366,650 - ------------------------------------------------------------------------------------------------------------------------------------ LIONS GATE ENTERTAINMENT COR COMMON STOCK 535919203 98 21,800 SH - 21,800 1 - 21,800 - ------------------------------------------------------------------------------------------------------------------------------------ LOEWS CORP COMMON STOCK 540424108 5,093 103,000 SH 66,951 36,049 1 66,951 36,049 - ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA-PACIFIC CORP COMMON STOCK 546347105 10,192 570,000 SH 525,275 44,725 1 525,275 44,725 - ------------------------------------------------------------------------------------------------------------------------------------ MCDATA CORPORATION -CL B COMMON STOCK 580031102 16,166 1,692,250 SH 1,559,375 132,875 1 1,559,375 132,875 - ------------------------------------------------------------------------------------------------------------------------------------ MCF CORP COMMON STOCK 580395101 111 125,000 SH 125,000 - 1 125,000 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDQUIST INC COMMON STOCK 584949101 516 32,100 SH 25,365 6,735 1 25,365 6,735 - ------------------------------------------------------------------------------------------------------------------------------------ METRO-GOLDWYN-MAYER INC COMMON STOCK 591610100 8,545 500,000 SH 458,708 41,292 1 458,708 41,292 - ------------------------------------------------------------------------------------------------------------------------------------ MI DEVELOPMENTS INC-CLASS A COMMON STOCK 55304X104 18,288 655,000 SH 603,593 51,407 1 603,593 51,407 - ------------------------------------------------------------------------------------------------------------------------------------ MIDCAP SPDR TRUST SERIES 1 COMMON STOCK 595635103 38,986 369,884 SH 196,039 173,845 1 196,039 173,845 - ------------------------------------------------------------------------------------------------------------------------------------ MIRANT CORP COMMON STOCK 604675108 7,098 18,200,000 SH 16,755,175 1,444,825 1 16,755,175 1,444,825 - ------------------------------------------------------------------------------------------------------------------------------------ MONY GROUP INC COMMON STOCK 615337102 2,694 86,100 SH 79,344 6,756 1 79,344 6,756 - ------------------------------------------------------------------------------------------------------------------------------------ MOORE WALLACE INC COMMON STOCK 615857109 53,347 2,848,200 SH 2,623,861 224,339 1 2,623,861 224,339 - ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA INC COMMON STOCK 620076109 700 50,000 SH 46,094 3,906 1 46,094 3,906 - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL SEMICONDUCTOR CORP COMMON STOCK 637640953 25 1,000,000 SH PUT 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ NAUTILUS GROUP INC COMMON STOCK 63910B102 6,664 474,307 SH 441,156 33,151 1 441,156 33,151 - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COMMON STOCK 640268108 2,663 195,700 SH 180,337 15,363 1 180,337 15,363 - ------------------------------------------------------------------------------------------------------------------------------------ NETFLIX INC COMMON STOCK 64110L106 41,701 762,500 SH 703,525 58,975 1 703,525 58,975 - ------------------------------------------------------------------------------------------------------------------------------------ NETIQ CORP COMMON STOCK 64115P102 12,550 947,200 SH 873,186 74,014 1 873,186 74,014 - ------------------------------------------------------------------------------------------------------------------------------------ NEWHALL LAND & FARMING CO-LP COMMON STOCK 651426108 26,493 656,100 SH 426,465 229,635 1 426,465 229,635 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COMMON STOCK 651639106 38,888 800,000 SH 737,228 62,772 1 737,228 62,772 - ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORP LTD -SPONS ADR PRF COMMON STOCK 652487802 25,358 838,287 SH 772,396 65,891 1 772,396 65,891 - ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORP LTD-SPONS ADR COMMON STOCK 652487703 3,610 100,000 SH 92,154 7,846 1 92,154 7,846 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL COMMUNICATIONS INC-A COMMON STOCK 65332V103 69,260 2,468,275 SH 2,275,525 192,750 1 2,275,525 192,750 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL PARTNERS INC -CL A COMMON STOCK 65333F107 9,260 688,500 SH 634,424 54,076 1 634,424 54,076 - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC -CL B COMMON STOCK 654106103 102,608 1,498,800 SH 1,380,977 117,823 1 1,380,977 117,823 - ------------------------------------------------------------------------------------------------------------------------------------ NISOURCE INC-SAILS COMMON STOCK 65473P600 2,513 981,600 SH 638,390 343,210 1 638,390 343,210 - ------------------------------------------------------------------------------------------------------------------------------------ NOBLE CORP COMMON STOCK G65422100 17,890 500,000 SH 425,000 75,000 1 425,000 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ NOVELL INC COMMON STOCK 670006105 3,159 300,000 SH 276,462 23,538 1 276,462 23,538 - ------------------------------------------------------------------------------------------------------------------------------------ NTL INC COMMON STOCK 62940M104 31,153 446,641 SH 411,522 35,119 1 411,522 35,119 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 3,168 75,000 SH 69,115 5,885 1 69,115 5,885 - ------------------------------------------------------------------------------------------------------------------------------------ OLIN CORP COMMON STOCK 680665205 3,709 184,900 SH 170,377 14,523 1 170,377 14,523 - ------------------------------------------------------------------------------------------------------------------------------------ OMNIVISION TECHNOLOGIES COMMON STOCK 682128103 4,696 85,000 SH 78,254 6,746 1 78,254 6,746 - ------------------------------------------------------------------------------------------------------------------------------------ OPSWARE INC COMMON STOCK 68383A101 185 25,000 SH 23,039 1,961 1 23,039 1,961 - ------------------------------------------------------------------------------------------------------------------------------------ P G & E CORP COMMON STOCK 69331C108 50,497 1,818,400 SH 1,676,048 142,352 1 1,676,048 142,352 - ------------------------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP COMMON STOCK 697900108 772 54,000 SH 41,796 12,204 1 41,796 12,204 - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON STOCK 704549904 2,275 700,000 SH CALL 645,000 55,000 1 645,000 55,000 - ------------------------------------------------------------------------------------------------------------------------------------ PEGASUS SOLUTIONS INC COMMON STOCK 705906105 1,047 100,000 SH 92,187 7,813 1 92,187 7,813 - ------------------------------------------------------------------------------------------------------------------------------------ PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 43,579 1,905,500 SH 1,756,056 149,444 1 1,756,056 149,444 - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A.-ADR COMMON STOCK 71654V408 409 14,000 SH 9,100 4,900 1 9,100 4,900 - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COMMON STOCK 717081103 76,164 2,155,800 SH 1,986,520 169,280 1 1,986,520 169,280 - ------------------------------------------------------------------------------------------------------------------------------------ POSCO-ADR COMMON STOCK 693483109 1,359 40,000 SH 34,000 6,000 1 34,000 6,000 - ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 1,373 100,000 SH 65,000 35,000 1 65,000 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 31,764 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 238,089 5,700,000 SH 5,253,823 446,177 1 5,253,823 446,177 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320902 2,081 750,000 SH CALL 691,400 58,600 1 691,400 58,600 - ------------------------------------------------------------------------------------------------------------------------------------ QUANTUM CORP COMMON STOCK 747906204 312 100,000 SH 92,146 7,854 1 92,146 7,854 - ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORP COMMON STOCK 74955W307 52,820 1,325,800 SH 1,221,531 104,269 1 1,221,531 104,269 - ------------------------------------------------------------------------------------------------------------------------------------ READER'S DIGEST ASSOCIATION COMMON STOCK 755267101 3,738 255,000 SH 234,946 20,054 1 234,946 20,054 - ------------------------------------------------------------------------------------------------------------------------------------ RELIANT RESOURCES INC COMMON STOCK 75952B105 34,248 4,653,300 SH 4,283,916 369,384 1 4,283,916 369,384 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 34,442 990,000 SH 841,500 148,500 1 841,500 148,500 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH PETRO-NY SHARES COMMON STOCK 780257804 7,859 150,000 SH 138,219 11,781 1 138,219 11,781 - ------------------------------------------------------------------------------------------------------------------------------------ SAPPI LTD -SPONSORED ADR COMMON STOCK 803069202 5,126 375,000 SH 246,873 128,127 1 246,873 128,127 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 99,479 5,720,500 SH 5,271,079 449,421 1 5,271,079 449,421 - ------------------------------------------------------------------------------------------------------------------------------------ SCRIPPS CO (E.W.)-CL A COMMON STOCK 811054204 27,602 293,200 SH 269,919 23,281 1 269,919 23,281 - ------------------------------------------------------------------------------------------------------------------------------------ SEARS ROEBUCK & CO COMMON STOCK 812387108 78,393 1,723,300 SH 1,588,046 135,254 1 1,588,046 135,254 - ------------------------------------------------------------------------------------------------------------------------------------ SEARS ROEBUCK & CO COMMON STOCK 812387958 2,056 1,750,000 SH PUT 1,612,500 137,500 1 1,612,500 137,500 - ------------------------------------------------------------------------------------------------------------------------------------ SHIRE PHARMACEUTICALS-SP ADR COMMON STOCK 82481R106 58,501 2,013,100 SH 1,855,517 157,583 1 1,855,517 157,583 - ------------------------------------------------------------------------------------------------------------------------------------ SICOR INC COMMON STOCK 825846108 2,948 108,400 SH 99,795 8,605 1 99,795 8,605 - ------------------------------------------------------------------------------------------------------------------------------------ SILICON GRAPHICS INC COMMON STOCK 827056102 411 300,000 SH 276,438 23,562 1 276,438 23,562 - ------------------------------------------------------------------------------------------------------------------------------------ SOVEREIGN BANCORP INC COMMON STOCK 845905108 28,189 1,186,900 SH 1,093,745 93,155 1 1,093,745 93,155 - ------------------------------------------------------------------------------------------------------------------------------------ STATION CASINOS INC COMMON STOCK 857689103 23,796 776,900 SH 716,132 60,768 1 716,132 60,768 - ------------------------------------------------------------------------------------------------------------------------------------ STONEPATH GROUP INC COMMON STOCK 861837102 1,137 502,963 SH 502,963 - 1 502,963 - - ------------------------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS INC COMMON STOCK 866810104 72,592 16,239,725 SH 14,963,783 1,275,942 1 14,963,783 1,275,942 - ------------------------------------------------------------------------------------------------------------------------------------ SURMODICS INC COMMON STOCK 868873950 536 325,000 SH PUT 299,400 25,600 1 299,400 25,600 - ------------------------------------------------------------------------------------------------------------------------------------ SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 10,342 612,300 SH 562,563 49,737 1 562,563 49,737 - ------------------------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR-SP ADR COMMON STOCK 874039950 175 1,000,000 SH PUT 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ TAKE-TWO INTERACTIVE SOFTWRE COMMON STOCK 874054109 8,646 300,000 SH 276,453 23,547 1 276,453 23,547 - ------------------------------------------------------------------------------------------------------------------------------------ TECO ENERGY INC COMMON STOCK 872375100 1,081 75,000 SH 69,027 5,973 1 69,027 5,973 - ------------------------------------------------------------------------------------------------------------------------------------ TELE NORTE LESTE PART-ADR COMMON STOCK 879246106 1,409 91,300 SH 59,345 31,955 1 59,345 31,955 - ------------------------------------------------------------------------------------------------------------------------------------ THE DIAL CORPORATION COMMON STOCK 25247D101 3,986 140,000 SH 91,000 49,000 1 91,000 49,000 - ------------------------------------------------------------------------------------------------------------------------------------ THQ INC COMMON STOCK 872443403 29,242 1,729,300 SH 1,591,680 137,620 1 1,591,680 137,620 - ------------------------------------------------------------------------------------------------------------------------------------ THQ INC COMMON STOCK 872443953 75 750,000 SH PUT 691,000 59,000 1 691,000 59,000 - ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COMMON STOCK 887317105 257,331 14,304,100 SH 13,184,565 1,119,535 1 13,184,565 1,119,535 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 4,465 1,313,200 SH 1,210,028 103,172 1 1,210,028 103,172 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSWITCH CORP COMMON STOCK 894065101 5,180 2,252,300 SH 2,075,279 177,021 1 2,075,279 177,021 - ------------------------------------------------------------------------------------------------------------------------------------ TURKCELL ILETISIM HIZMET-ADR COMMON STOCK 900111204 418 15,737 SH 10,229 5,508 1 10,229 5,508 - ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124106 132,195 4,988,500 SH 4,598,511 389,989 1 4,598,511 389,989 - ------------------------------------------------------------------------------------------------------------------------------------ UNISYS CORP COMMON STOCK 909214108 6,682 450,000 SH 414,657 35,343 1 414,657 35,343 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES STEEL CORP COMMON STOCK 912909908 21,987 1,250,000 SH CALL 1,152,200 97,800 1 1,152,200 97,800 - ------------------------------------------------------------------------------------------------------------------------------------ UNITEDGLOBALCOM INC -CL A COMMON STOCK 913247508 10,700 1,261,748 SH 1,162,529 99,219 1 1,162,529 99,219 - ------------------------------------------------------------------------------------------------------------------------------------ UNUMPROVIDENT CORP COMMON STOCK 91529Y106 69,189 4,387,400 SH 4,042,203 345,197 1 4,042,203 345,197 - ------------------------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X104 62,606 2,489,300 SH 2,294,439 194,861 1 2,294,439 194,861 - ------------------------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X904 11,515 2,100,000 SH CALL 1,935,800 164,200 1 1,935,800 164,200 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC-CL B COMMON STOCK 925524308 90,309 2,034,900 SH 1,875,101 159,799 1 1,875,101 159,799 - ------------------------------------------------------------------------------------------------------------------------------------ VICURON PHARMACEUTICALS INC COMMON STOCK 926471103 14,566 781,000 SH 718,999 62,001 1 718,999 62,001 - ------------------------------------------------------------------------------------------------------------------------------------ WADDELL & REED FINANCIAL-A COMMON STOCK 930059100 2,346 100,000 SH 92,187 7,813 1 92,187 7,813 - ------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO COMMON STOCK 931422909 1,800 1,000,000 SH CALL 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ WARNACO GROUP INC/THE COMMON STOCK 934390402 3,842 240,900 SH - 240,900 1 - 240,900 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORP COMMON STOCK 94769M105 68,111 7,576,264 SH 6,982,660 593,604 1 6,982,660 593,604 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 77,567 7,898,900 SH 7,277,735 621,165 1 7,277,735 621,165 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIS GROUP HOLDINGS LTD COMMON STOCK G96655108 22,479 659,800 SH 608,135 51,665 1 608,135 51,665 - ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COMMON STOCK 984121103 93,180 6,752,200 SH 6,224,096 528,104 1 6,224,096 528,104 - ------------------------------------------------------------------------------------------------------------------------------------ XM SATELLITE RADIO HOLD-CL A COMMON STOCK 983759101 64,064 2,436,835 SH 2,244,549 192,286 1 2,244,549 192,286 - ------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC COMMON STOCK 984332106 901 20,000 SH 20,000 - 1 20,000 - - ------------------------------------------------------------------------------------------------------------------------------------ YELLOW ROADWAY CORP COMMON STOCK 985577105 41,675 1,152,200 SH 1,061,625 90,575 1 1,061,625 90,575 - ------------------------------------------------------------------------------------------------------------------------------------ YUM! BRANDS INC COMMON STOCK 988498101 57,438 1,669,700 SH 1,538,816 130,884 1 1,538,816 130,884 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 5,930,944 329,961,777 301,267,051 28,694,726 301,267,051 28,694,726 - ------------------------------------------------------------------------------------------------------------------------------------
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