-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DX8esR9ZrepqExh59sEqLVVerYs5KYevOI7OVbIp9I07JngdZMH9dinMJIWWof25 sSP/TGWdPXqr3r6urxU2eg== 0000947871-06-001923.txt : 20061215 0000947871-06-001923.hdr.sgml : 20061215 20061215164451 ACCESSION NUMBER: 0000947871-06-001923 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061215 DATE AS OF CHANGE: 20061215 GROUP MEMBERS: JAMES J. PALLOTTA GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: THE TUDOR BVI GLOBAL PORTFOLIO LTD. GROUP MEMBERS: TUDOR INVESTMENT COMPANY GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. GROUP MEMBERS: WITCHES ROCK PORTFOLIO LTD. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULURU INC. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79412 FILM NUMBER: 061281025 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 SC 13G 1 sc13d_121406-uluru.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* ULURU Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 90403T100 - ------------------------------------------------------------------------------- (CUSIP Number) December 6, 2006 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 90403T100 ---------------------- - ------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation ---------------------------------------------------------------- 22-2514825 ---------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------- (b) X ------------------------------------------------------------- - ------------------------------------------------------------------------------- 3) SEC Use Only --------------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware ------------------------------ - ------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares --------------------------------- Beneficially --------------------------------------------------------- Owned by Each (6) Shared Voting Power 2,937,790 Reporting Person -------------------------------- With --------------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------------ --------------------------------------------------------- (8) Shared Dispositive Power 2,937,790 ---------------------------- - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,937,790 ---------------------------------- - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.9% --------------- - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO ------------------- - ------------------------------------------------------------------------------- Page 2 CUSIP No. 90403T100 -------------------------- - ------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II ---------------------------------------------------------------- ---------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------ (b) X ------------------------------------------------------------ - ------------------------------------------------------------------------------- 3) SEC Use Only ---------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA --------------------------- - ------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting Person (6) Shared Voting Power 3,157,895 With --------------------------- ---------------------------------------------------- (7) Sole Dispositive Power 0 ----------------------- ---------------------------------------------------- (8) Shared Dispositive Power 3,157,895 ----------------------- - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,157,895 ------------------------------------ - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.3% --------------- - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN --------------------- - ------------------------------------------------------------------------------- Page 3 CUSIP No. 90403T100 ------------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person James J. Pallotta - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------ (b) X ------------------------------------------------------------ - -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------- 4) Citizenship or Place of Organization USA ----------------------------- (5) Sole Voting Power 0 Number of Shares ----------------------------- Beneficially ---------------------------------------------------- Owned by Each Reporting Person (6) Shared Voting Power 3,157,895 With ---------------------------- ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------- ---------------------------------------------------- (8) Shared Dispositive Power 3,157,895 ----------------------- - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,157,895 ------------------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.3% ---------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN --------------------- --------------------- - -------------------------------------------------------------------------------- CUSIP No. 90403T100 ------------------------------ - ------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Proprietary Trading, L.L.C. ---------------------------------------------------------------- 13-3720063 ---------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------ (b) X ------------------------------------------------------------ - ------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware --------------------------- - ------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ----------------------------- Beneficially ---------------------------------------------------- Owned by Each Reporting Person (6) Shared Voting Power 220,105 With ---------------------------- ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------- ---------------------------------------------------- (8) Shared Dispositive Power 220,105 ----------------------- - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 220,105 ---------------------------------------------------------- - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.4% ----------------- - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO --------------------- - ------------------------------------------------------------------------------- Page 4 CUSIP No. 90403T100 ----------------------------------- - ------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Tudor BVI Global Portfolio Ltd. ---------------------------------------------------------------- ---------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------- (b) X ------------------------------------------------------------- - ------------------------------------------------------------------------------- 3) SEC Use Only ---------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands --------------------------- - ------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number os Shares ------------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting Person (6) Shared Voting Power 408,768 With --------------------------- ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------- ---------------------------------------------------- (8) Shared Dispositive Power 408,768 ---------------------- - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 408,768 --------------------------------------------------------- - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) --------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.7% ---------------- - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO --------------------- - ------------------------------------------------------------------------------- Page 5 CUSIP No. 90403T100 ------------------------------------ - ------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Witches Rock Portfolio Ltd. ---------------------------------------------------------------- ---------------------------------------------------------------- - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------ (b) X ------------------------------------------------------------ - ------------------------------------------------------------------------------- 3) SEC Use Only --------------------------------------------------- - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands ------------------------- - ------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------------ Beneficially ---------------------------------------------------- Owned by Each (6) Shared Voting Power 2,529,022 Reporting Person ---------------------------- With ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------- ---------------------------------------------------- (8) Shared Dispositive Power 2,529,022 ----------------------- - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,529,022 --------------------------------------------------------- - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.2% ----------------- - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO ------------------- Page 6 Item 1(a). Name of Issuer: ULURU Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 4452 Beltway Drive Addison, Texas 75001 Item 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Paul Tudor Jones, II James J. Pallotta Tudor Proprietary Trading, L.L.C. ("TPT") The Tudor BVI Global Portfolio Ltd. ("BVI Portfolio") Witches Rock Portfolio Ltd. ("Witches Rock Portfolio") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each of TIC and TPT is: 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Pallotta is: c/o Tudor Investment Corporation 50 Rowes Wharf Boston, MA 02110 The principal business office of BVI Portfolio and Witches Rock Portfolio is: c/o CITCO Kaya Flamboyan 9 P.O. Box 4774 Curacao, Netherlands Antilles Item 2(c). Citizenship: TIC is a Delaware corporation. Messrs. Jones and Pallotta are citizens of the United States. TPT is a Delaware limited liability company. BVI Portfolio and Witches Rock Portfolio are companies organized under the laws of the Cayman Islands. Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 Page 7 Item 2(e). CUSIP Number: 90403T100 Page 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (As of December 14, 2006). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ------------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ------------------------------- (iii)sole power to dispose or to direct the disposition of See Item 7 of cover pages ------------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages The shares of Common Stock reported herein as beneficially owned are owned directly by TPT (220,105 shares), BVI Portfolio (408,768 shares), and Witches Rock Portfolio (2,529,022 shares). Because TIC provides investment advisory services to BVI Portfolio and Witches Rock Portfolio, TIC may be deemed to beneficially own the shares of Common Stock owned by each of such Reporting Persons. TIC expressly disclaims such beneficial ownership. Because Mr. Jones is the controlling shareholder of TIC and the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the shares of Common Stock deemed beneficially owned by TIC and TPT. Mr. Jones expressly disclaims such beneficial ownership. Because Mr. Pallotta is the portfolio manager of TIC and TPT responsible for investment decisions with respect to the shares of Common Stock reported herein, Mr. Pallotta may be deemed to beneficially own the shares of Common Stock deemed beneficially owned by TIC and TPT. Mr. Pallotta expressly disclaims such beneficial ownership. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Page 9 Item 9. Notice of Dissolution of Group. Not applicable Page 10 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 2006 TUDOR INVESTMENT CORPORATION By: /s/ Stephen N. Waldman --------------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel /s/ Paul Tudor Jones, II --------------------------------------------------- Paul Tudor Jones, II /s/ James J. Pallotta --------------------------------------------------- James J. Pallotta TUDOR PROPRIETARY TRADING, L.L.C. By: /s/ Stephen N. Waldman --------------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel THE TUDOR BVI GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Trading Advisor By: /s/ Stephen N. Waldman ---------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel WITCHES ROCK PORTFOLIO LTD. By: Tudor Investment Corporation, Investment Adviser By: /s/ Stephen N. Waldman ---------------------------------------- Stephen N. Waldman Managing Director and Associate General Counsel Page 11 -----END PRIVACY-ENHANCED MESSAGE-----