0001172661-17-000393.txt : 20170213 0001172661-17-000393.hdr.sgml : 20170213 20170213065944 ACCESSION NUMBER: 0001172661-17-000393 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 17595745 BUSINESS ADDRESS: STREET 1: 1185 AVERNUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000922940 XXXXXXXX 12-31-2016 12-31-2016 false MD SASS INVESTORS SERVICES INC

1185 Avenue Of The Americas 18th Floor New York NY 10036

13F HOLDINGS REPORT 028-04057 N Rosemary Mooney 212-843-8956 /s/ Rosemary Mooney New York NY 02-13-2017 2 116 1775931 1 0001373130 028-12005 MD Sass Associates, Inc. 2 0001633447 028-16534 M.D. Sass, LLC INFORMATION TABLE 2 infotable.xml AERCAP HOLDINGS NV SHS N00985106 53293 1280833 SH DFND 1 974433 0 306400 AERCAP HOLDINGS NV SHS N00985106 21456 515536 SH SOLE 370965 0 144571 ALLERGAN PLC SHS G0177J108 2100 10000 SH DFND 2 10000 0 0 ALLERGAN PLC SHS G0177J108 59697 284257 SH DFND 1 215392 0 68865 ALLERGAN PLC SHS G0177J108 16953 80744 SH SOLE 80744 0 0 ANADARKO PETE CORP COM 032511107 29916 429050 SH DFND 1 324050 0 105000 ANADARKO PETE CORP COM 032511107 8459 121260 SH SOLE 121260 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2545 131500 SH DFND 2 131500 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 950 49100 SH DFND 1 49100 0 0 ARRIS INTL INC SHS G0551A103 44276 1469459 SH DFND 1 1110659 0 358800 ARRIS INTL INC SHS G0551A103 12499 414760 SH SOLE 414760 0 0 BERRY PLASTICS GROUP INC COM 08579W103 45907 942062 SH DFND 1 711762 0 230300 BERRY PLASTICS GROUP INC COM 08579W103 20545 421569 SH SOLE 421569 0 0 CELGENE CORP COM 151020104 53549 462620 SH DFND 1 350195 0 112425 CELGENE CORP COM 151020104 23731 205039 SH SOLE 205039 0 0 CHUBB LIMITED COM H1467J104 40993 310287 SH DFND 1 234830 0 75457 CHUBB LIMITED COM H1467J104 11587 87681 SH SOLE 87681 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 970 30900 SH DFND 2 30900 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 260 8300 SH DFND 1 8300 0 0 COMMSCOPE HLDG CO INC COM 20337X109 37584 1010335 SH DFND 1 763435 0 246900 COMMSCOPE HLDG CO INC COM 20337X109 19250 517350 SH SOLE 517350 0 0 COVANTA HLDG CORP COM 22282E102 3761 241100 SH DFND 2 241100 0 0 COVANTA HLDG CORP COM 22282E102 22752 1458705 SH DFND 1 1118127 0 340578 COVANTA HLDG CORP COM 22282E102 6122 392504 SH SOLE 392504 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 2160 24900 SH DFND 2 24900 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 536 6175 SH DFND 1 6175 0 0 CVS HEALTH CORP COM 126650100 2453 31100 SH DFND 2 31100 0 0 CVS HEALTH CORP COM 126650100 23697 300351 SH DFND 1 229475 0 70876 CVS HEALTH CORP COM 126650100 6416 81280 SH SOLE 81280 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2076 42200 SH DFND 2 42200 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 51601 1049012 SH DFND 1 797392 0 251620 DELTA AIR LINES INC DEL COM NEW 247361702 14517 295170 SH SOLE 295170 0 0 DISCOVER FINL SVCS COM 254709108 3713 51500 SH DFND 2 51500 0 0 DISCOVER FINL SVCS COM 254709108 46212 641061 SH DFND 1 487486 0 153575 DISCOVER FINL SVCS COM 254709108 19168 265900 SH SOLE 178900 0 87000 DISH NETWORK CORP CL A 25470M109 38879 671105 SH DFND 1 508205 0 162900 DISH NETWORK CORP CL A 25470M109 16820 290350 SH SOLE 187850 0 102500 DOLLAR GEN CORP NEW COM 256677105 1104 14900 SH DFND 2 14900 0 0 DOLLAR GEN CORP NEW COM 256677105 11844 159980 SH DFND 1 122280 0 37700 DOLLAR GEN CORP NEW COM 256677105 3242 43815 SH SOLE 43815 0 0 DOW CHEM CO COM 260543103 42347 740100 SH DFND 1 561675 0 178425 DOW CHEM CO COM 260543103 11749 205410 SH SOLE 205410 0 0 EAGLE MATERIALS INC COM 26969P108 40355 409556 SH DFND 1 310913 0 98643 EAGLE MATERIALS INC COM 26969P108 11410 115823 SH SOLE 115823 0 0 EQT CORP COM 26884L109 1740 26600 SH DFND 2 26600 0 0 EQT CORP COM 26884L109 34613 529256 SH DFND 1 401706 0 127550 EQT CORP COM 26884L109 9629 147245 SH SOLE 147245 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 3113 40600 SH DFND 2 40600 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 920 12000 SH DFND 1 12000 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1565 46100 SH DFND 2 46100 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 411 12100 SH DFND 1 12100 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5943 175000 SH SOLE 0 0 175000 GAMING & LEISURE PPTYS INC COM 36467J108 3283 107212 SH DFND 2 107212 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 52915 1728065 SH DFND 1 1310895 0 417170 GAMING & LEISURE PPTYS INC COM 36467J108 22305 728468 SH SOLE 728468 0 0 GILEAD SCIENCES INC COM 375558103 2979 41600 SH DFND 2 41600 0 0 GILEAD SCIENCES INC COM 375558103 651 9100 SH DFND 1 9100 0 0 HD SUPPLY HLDGS INC COM 40416M105 41289 971290 SH DFND 1 734115 0 237175 HD SUPPLY HLDGS INC COM 40416M105 11732 275980 SH SOLE 275980 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1956 84500 SH DFND 2 84500 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 600 25900 SH DFND 1 25900 0 0 IAC INTERACTIVECORP COM 44919P508 4885 75400 SH SOLE 0 0 75400 KROGER CO COM 501044101 2820 81700 SH DFND 2 81700 0 0 KROGER CO COM 501044101 414 12000 SH DFND 1 12000 0 0 LAMB WESTON HLDGS INC COM 513272104 2244 59300 SH DFND 2 59300 0 0 LAMB WESTON HLDGS INC COM 513272104 45830 1211000 SH DFND 1 922125 0 288875 LAMB WESTON HLDGS INC COM 513272104 18412 486600 SH SOLE 332600 0 154000 LENNAR CORP CL A 526057104 42945 1000345 SH DFND 1 758770 0 241575 LENNAR CORP CL A 526057104 16935 394560 SH SOLE 394560 0 0 LIBERTY GLOBAL PLC LILAC SHS CL A G5480U138 3970 180804 SH SOLE 0 0 180804 LIBERTY GLOBAL PLC LILAC SHS CL C G5480U153 4814 227400 SH SOLE 227400 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 2198 26900 SH DFND 2 26900 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 727 8900 SH DFND 1 8900 0 0 METLIFE INC COM 59156R108 2878 53400 SH DFND 2 53400 0 0 METLIFE INC COM 59156R108 41959 778588 SH DFND 1 589088 0 189500 METLIFE INC COM 59156R108 12315 228497 SH SOLE 228497 0 0 MYLAN N V SHS EURO N59465109 23969 628275 SH DFND 1 476074 0 152201 MYLAN N V SHS EURO N59465109 6787 177895 SH SOLE 177895 0 0 NRG ENERGY INC COM NEW 629377508 3371 275000 SH DFND 2 275000 0 0 NRG ENERGY INC COM NEW 629377508 892 72800 SH DFND 1 72800 0 0 NRG YIELD INC CL C 62942X405 2594 164100 SH DFND 2 164100 0 0 NRG YIELD INC CL C 62942X405 603 38200 SH DFND 1 38200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 29397 412720 SH DFND 1 311845 0 100875 OCCIDENTAL PETE CORP DEL COM 674599105 8245 115730 SH SOLE 115730 0 0 PFIZER INC COM 717081103 2491 76700 SH DFND 2 76700 0 0 PFIZER INC COM 717081103 829 25500 SH DFND 1 25500 0 0 RALPH LAUREN CORP CL A 751212101 1607 17800 SH DFND 2 17800 0 0 RALPH LAUREN CORP CL A 751212101 570 6300 SH DFND 1 6300 0 0 RAYTHEON CO COM NEW 755111507 341 2400 SH SOLE 0 0 2400 REALOGY HLDGS CORP COM 75605Y106 40480 1573113 SH DFND 1 1192422 0 380691 REALOGY HLDGS CORP COM 75605Y106 14985 582434 SH SOLE 455934 0 126500 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2404 29300 SH DFND 2 29300 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 45649 556464 SH DFND 1 425489 0 130975 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 18048 219995 SH SOLE 219995 0 0 SHIRE PLC SPONSORED ADR 82481R106 1056 6200 SH DFND 2 6200 0 0 SHIRE PLC SPONSORED ADR 82481R106 57358 336651 SH DFND 1 254391 0 82260 SHIRE PLC SPONSORED ADR 82481R106 31376 184157 SH SOLE 95217 0 88940 SIX FLAGS ENTMT CORP NEW COM 83001A102 3376 56300 SH DFND 2 56300 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 780 13000 SH DFND 1 13000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 630 2820 SH DFND 1 2820 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 849 3800 SH SOLE 3800 0 0 SVB FINL GROUP COM 78486Q101 41487 241675 SH DFND 1 182650 0 59025 SVB FINL GROUP COM 78486Q101 17767 103511 SH SOLE 67436 0 36075 SYNCHRONY FINL COM 87165B103 1647 45400 SH DFND 2 45400 0 0 SYNCHRONY FINL COM 87165B103 20568 567100 SH DFND 1 433475 0 133625 SYNCHRONY FINL COM 87165B103 5577 153850 SH SOLE 153850 0 0 TEMPUR SEALY INTL INC COM 88023U101 40187 588592 SH DFND 1 445681 0 142911 TEMPUR SEALY INTL INC COM 88023U101 11416 167217 SH SOLE 167217 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1866 51500 SH DFND 2 51500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 483 13300 SH DFND 1 13300 0 0 VIACOM INC NEW CL B 92553P201 1422 40500 SH DFND 2 40500 0 0 VIACOM INC NEW CL B 92553P201 509 14500 SH DFND 1 14500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2714 32800 SH DFND 2 32800 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 629 7600 SH DFND 1 7600 0 0 WHIRLPOOL CORP COM 963320106 33081 181990 SH DFND 1 137490 0 44500 WHIRLPOOL CORP COM 963320106 9447 51998 SH SOLE 51998 0 0