0001172661-15-001482.txt : 20150813 0001172661-15-001482.hdr.sgml : 20150813 20150813130054 ACCESSION NUMBER: 0001172661-15-001482 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 151049806 BUSINESS ADDRESS: STREET 1: 1185 AVERNUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000922940 XXXXXXXX 06-30-2015 06-30-2015 false MD SASS INVESTORS SERVICES INC

1185 Avenue Of The Americas 18th Floor New York NY 10036

13F HOLDINGS REPORT 028-04057 N Rosemary Mooney 212-843-8956 /s/ Rosemary Mooney New York NY 08-13-2015 2 157 2008557 1 0001373130 028-12005 MD Sass Associates, Inc. 2 0001633447 028-16534 M.D. Sass, LLC INFORMATION TABLE 2 infotable.xml AERCAP HOLDINGS NV SHS N00985106 27672 604376 SH SOLE 589776 0 14600 AERCAP HOLDINGS NV SHS N00985106 58549 1278698 SH DFND 1 1113333 0 165365 ALLERGAN PLC SHS G0177J108 62338 205436 SH DFND 1 178926 0 26510 ALLERGAN PLC SHS G0177J108 25787 84982 SH SOLE 82642 0 2340 AMC ENTMT HLDGS INC CL A COM 00165C104 436 14200 SH DFND 1 14200 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 3479 113400 SH DFND 2 113400 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 170 5512 SH SOLE 5512 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 23121 578920 SH SOLE 564770 0 14150 AMERICAN AIRLS GROUP INC COM 02376R102 50934 1275444 SH DFND 1 1110574 0 164870 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 13005 587138 SH SOLE 587138 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 633 28600 SH DFND 1 28600 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 5139 232000 SH DFND 2 232000 0 0 APPLE INC COM 037833100 565 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 4550 36280 SH DFND 2 36280 0 0 APPLE INC COM 037833100 227 1804 SH SOLE 1804 0 0 ARAMARK COM 03852U106 53459 1726137 SH DFND 1 1505462 0 220675 ARAMARK COM 03852U106 4277 138100 SH DFND 2 138100 0 0 ARAMARK COM 03852U106 20324 656231 SH SOLE 636706 0 19525 ARRIS GROUP INC NEW COM 04270V106 31637 1033959 SH DFND 1 900309 0 133650 ARRIS GROUP INC NEW COM 04270V106 7652 250090 SH SOLE 238240 0 11850 ASPEN TECHNOLOGY INC COM 045327103 621 13625 SH SOLE 0 0 13625 BAXALTA INC COM 07177M103 22960 718761 SH DFND 1 625716 0 93045 BAXALTA INC COM 07177M103 4890 153150 SH SOLE 145175 0 7975 CAPITAL ONE FINL CORP COM 14040H105 545 6200 SH DFND 1 6200 0 0 CAPITAL ONE FINL CORP COM 14040H105 4452 50600 SH DFND 2 50600 0 0 CAPITAL ONE FINL CORP COM 14040H105 213 2418 SH SOLE 2418 0 0 COMMSCOPE HLDG CO INC COM 20337X109 54363 1781825 SH DFND 1 1551375 0 230450 COMMSCOPE HLDG CO INC COM 20337X109 18112 593725 SH SOLE 573925 0 19800 CROWN CASTLE INTL CORP NEW COM 22822V101 472 5875 SH DFND 1 5875 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 3694 46000 SH DFND 2 46000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 185 2309 SH SOLE 2309 0 0 CVS HEALTH CORP COM 126650100 535 5101 SH DFND 1 5100 0 1 CVS HEALTH CORP COM 126650100 4279 40800 SH DFND 2 40800 0 0 CVS HEALTH CORP COM 126650100 210 2002 SH SOLE 2002 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 55135 1342147 SH DFND 1 1169947 0 172200 DELTA AIR LINES INC DEL COM NEW 247361702 4103 99900 SH DFND 2 99900 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 13369 325490 SH SOLE 310840 0 14650 DISCOVER FINL SVCS COM 254709108 19427 337095 SH SOLE 326395 0 10700 DISCOVER FINL SVCS COM 254709108 4535 78700 SH DFND 2 78700 0 0 DISCOVER FINL SVCS COM 254709108 54836 951641 SH DFND 1 830111 0 121530 DOLLAR TREE INC COM 256746108 10179 128785 SH SOLE 122760 0 6025 DOLLAR TREE INC COM 256746108 41904 530474 SH DFND 1 461774 0 68700 EAGLE MATERIALS INC COM 26969P108 57134 748510 SH DFND 1 652086 0 96424 EAGLE MATERIALS INC COM 26969P108 19541 256003 SH SOLE 247528 0 8475 EXTERRAN HLDGS INC COM 30225X103 327 10000 SH DFND 1 10000 0 0 EXTERRAN HLDGS INC COM 30225X103 2492 76300 SH DFND 2 76300 0 0 EXTERRAN HLDGS INC COM 30225X103 124 3807 SH SOLE 3807 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 38319 1045194 SH DFND 1 911889 0 133305 GAMING & LEISURE PPTYS INC COM 36467J108 4876 133012 SH DFND 2 133012 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 11764 321076 SH SOLE 310326 0 10750 GILEAD SCIENCES INC COM 375558103 702 6000 SH DFND 1 6000 0 0 GILEAD SCIENCES INC COM 375558103 5398 46100 SH DFND 2 46100 0 0 GILEAD SCIENCES INC COM 375558103 269 2302 SH SOLE 2302 0 0 GOGO INC COM 38046C109 857 40000 SH Put SOLE 40000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 416 10000 SH DFND 1 10000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3363 80900 SH DFND 2 80900 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 162 3906 SH SOLE 3906 0 0 HD SUPPLY HLDGS INC COM 40416M105 41811 1188420 SH DFND 1 1034770 0 153650 HD SUPPLY HLDGS INC COM 40416M105 10154 288665 SH SOLE 275465 0 13200 INTL PAPER CO COM 460146103 571 12000 SH DFND 1 12000 0 0 INTL PAPER CO COM 460146103 4355 91500 SH DFND 2 91500 0 0 INTL PAPER CO COM 460146103 219 4612 SH SOLE 4612 0 0 KLX INC COM 482539103 9179 208000 SH SOLE 208000 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 557 9700 SH DFND 1 9700 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 4297 74756 SH DFND 2 74756 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 214 3737 SH SOLE 3737 0 0 LAZARD LTD SHS A G54050102 3836 68200 SH DFND 2 68200 0 0 LAZARD LTD SHS A G54050102 169 3007 SH SOLE 3007 0 0 LAZARD LTD SHS A G54050102 512 9100 SH DFND 1 9100 0 0 MCKESSON CORP COM 58155Q103 4518 20100 SH DFND 2 20100 0 0 MCKESSON CORP COM 58155Q103 16173 71937 SH SOLE 69622 0 2315 MCKESSON CORP COM 58155Q103 46173 205415 SH DFND 1 179710 0 25705 MEADWESTVACO CORP COM 583334107 19008 402814 SH DFND 1 350889 0 51925 MEADWESTVACO CORP COM 583334107 4629 98150 SH SOLE 93575 0 4575 MEDIA GEN INC NEW COM 58441K100 58744 3555873 SH DFND 1 3098760 0 457113 MEDIA GEN INC NEW COM 58441K100 17696 1071357 SH SOLE 1031336 0 40021 MEDTRONIC PLC SHS G5960L103 193 2603 SH SOLE 2603 0 0 MEDTRONIC PLC SHS G5960L103 436 5900 SH DFND 1 5900 0 0 MEDTRONIC PLC SHS G5960L103 3550 47900 SH DFND 2 47900 0 0 METLIFE INC COM 59156R108 35048 625918 SH DFND 1 546743 0 79175 METLIFE INC COM 59156R108 3527 63000 SH DFND 2 63000 0 0 METLIFE INC COM 59156R108 8458 151096 SH SOLE 144096 0 7000 MICRON TECHNOLOGY INC COM 595112103 31990 1698036 SH DFND 1 1478986 0 219050 MICRON TECHNOLOGY INC COM 595112103 7763 411988 SH SOLE 392563 0 19425 MONDELEZ INTL INC CL A 609207105 687 16700 SH DFND 1 16700 0 0 MONDELEZ INTL INC CL A 609207105 5349 130000 SH DFND 2 130000 0 0 MONDELEZ INTL INC CL A 609207105 264 6406 SH SOLE 6406 0 0 MYLAN N V SHS EURO N59465109 38352 565155 SH DFND 1 492749 0 72406 MYLAN N V SHS EURO N59465109 9212 135680 SH SOLE 129305 0 6375 NEXSTAR BROADCASTING GROUP I CL A 65336K103 3774 67400 SH DFND 2 67400 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 179 3206 SH SOLE 3206 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 471 8400 SH DFND 1 8400 0 0 NOBLE ENERGY INC COM 655044105 22112 517941 SH DFND 1 451066 0 66875 NOBLE ENERGY INC COM 655044105 5355 125447 SH SOLE 119572 0 5875 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 24035 1511590 SH SOLE 1473365 0 38225 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 53869 3388185 SH DFND 1 2954935 0 433250 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 4233 266200 SH DFND 2 266200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 156 2003 SH SOLE 2003 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3422 44000 SH DFND 2 44000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 420 5400 SH DFND 1 5400 0 0 OUTFRONT MEDIA INC COM 69007J106 393 15558 SH DFND 1 15558 0 0 OUTFRONT MEDIA INC COM 69007J106 2997 118742 SH DFND 2 118742 0 0 OUTFRONT MEDIA INC COM 69007J106 150 5937 SH SOLE 5937 0 0 PFIZER INC COM 717081103 379 11300 SH DFND 1 11300 0 0 PFIZER INC COM 717081103 3001 89500 SH DFND 2 89500 0 0 PFIZER INC COM 717081103 166 4962 SH SOLE 4962 0 0 PRUDENTIAL FINL INC COM 744320102 51460 587973 SH DFND 1 513973 0 74000 PRUDENTIAL FINL INC COM 744320102 4971 56800 SH DFND 2 56800 0 0 PRUDENTIAL FINL INC COM 744320102 12606 144017 SH SOLE 137417 0 6600 RALPH LAUREN CORP CL A 751212101 569 4300 SH DFND 1 4300 0 0 RALPH LAUREN CORP CL A 751212101 4672 35300 SH DFND 2 35300 0 0 RALPH LAUREN CORP CL A 751212101 225 1701 SH SOLE 1701 0 0 RAYTHEON CO COM NEW 755111507 2470 25820 SH SOLE 0 0 25820 REALOGY HLDGS CORP COM 75605Y106 60494 1294747 SH DFND 1 1131197 0 163550 REALOGY HLDGS CORP COM 75605Y106 22465 480860 SH SOLE 466160 0 14700 ROCK-TENN CO CL A 772739207 3955 65700 SH DFND 2 65700 0 0 ROCK-TENN CO CL A 772739207 7716 128124 SH SOLE 122274 0 5850 ROCK-TENN CO CL A 772739207 31451 522394 SH DFND 1 456244 0 66150 SANOFI SPONSORED ADR 80105N105 574 11600 SH DFND 1 11600 0 0 SANOFI SPONSORED ADR 80105N105 4745 95800 SH DFND 2 95800 0 0 SANOFI SPONSORED ADR 80105N105 247 5000 SH SOLE 5000 0 0 SHIRE PLC SPONSORED ADR 82481R106 54710 226543 SH DFND 1 197338 0 29205 SHIRE PLC SPONSORED ADR 82481R106 18163 75226 SH SOLE 72666 0 2560 SINCLAIR BROADCAST GROUP INC CL A 829226109 564 20242 SH DFND 1 20242 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 4733 169561 SH DFND 2 169561 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 237 8490 SH SOLE 8490 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 552 12300 SH DFND 1 12300 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 4413 98400 SH DFND 2 98400 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 220 4918 SH SOLE 4918 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 738 3585 SH DFND 1 3585 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 21080 102400 SH Put DFND 1 102400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 170301 827300 SH Put DFND 2 827300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 43146 209600 SH Put SOLE 209600 0 0 TERADYNE INC COM 880770102 413 21400 SH DFND 1 21400 0 0 TERADYNE INC COM 880770102 3267 169375 SH DFND 2 169375 0 0 TERADYNE INC COM 880770102 163 8465 SH SOLE 8465 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 555 9400 SH DFND 1 9400 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 220 3711 SH SOLE 3711 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4473 75700 SH DFND 2 75700 0 0 THE ADT CORPORATION COM 00101J106 624 18600 SH DFND 1 18500 0 100 THE ADT CORPORATION COM 00101J106 4924 146700 SH DFND 2 146700 0 0 THE ADT CORPORATION COM 00101J106 236 7058 SH SOLE 7058 0 0 TIME WARNER INC COM NEW 887317303 428 4900 SH DFND 1 4900 0 0 TIME WARNER INC COM NEW 887317303 3313 37900 SH DFND 2 37900 0 0 TIME WARNER INC COM NEW 887317303 167 1906 SH SOLE 1906 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3630 43000 SH DFND 2 43000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 187 2205 SH SOLE 2205 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 465 5500 SH DFND 1 5500 0 0 WHIRLPOOL CORP COM 963320106 3184 18400 SH DFND 2 18400 0 0 WHIRLPOOL CORP COM 963320106 18584 107426 SH SOLE 103976 0 3450 WHIRLPOOL CORP COM 963320106 54034 312225 SH DFND 1 272105 0 40120 WILLIAMS COS INC DEL COM 969457100 763 13300 SH DFND 1 13300 0 0 WILLIAMS COS INC DEL COM 969457100 5607 97700 SH DFND 2 97700 0 0 WILLIAMS COS INC DEL COM 969457100 289 5028 SH SOLE 5028 0 0 WILLIAMS SONOMA INC COM 969904101 165 2005 SH SOLE 2005 0 0 WILLIAMS SONOMA INC COM 969904101 428 5200 SH DFND 1 5200 0 0 WILLIAMS SONOMA INC COM 969904101 3488 42400 SH DFND 2 42400 0 0